Filed: 7/25/2024ACC: 0001085146-24-003214
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $28.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$28.24M
Total AUM (reported)
1.02M
Total Shares
Allocation by class
PFD AND INCM SEC$10.01M35.4%
VAR RATE PFD$9.43M33.4%
PERP PFD CNV A$4.21M14.9%
PFD ETF$3.48M12.3%
7.25%CNV PFD L$1.11M3.9%
Portfolio Concentration
Top 3$23.65M83.8%
4–10$4.59M16.2%
Top 3 weight
83.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 1.02M
Sole
Full voting authority
1.02M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:
ISHARES TR
SOLEShares317.26K
TypeSH
Market value$10.01M
35.44%
Sole
317.26K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares393.50K
TypeSH
Market value$9.43M
33.38%
Sole
393.50K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares3.54K
TypeSH
Market value$4.21M
14.92%
Sole
3.54K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares301K
TypeSH
Market value$3.48M
12.31%
Sole
301K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares930.00
TypeSH
Market value$1.11M
3.94%
Sole
930.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | PFD AND INCM SEC | 317.26K | SH | $10.01M 35.44% | 317.26K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 393.50K | SH | $9.43M 33.38% | 393.50K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 3.54K | SH | $4.21M 14.92% | 3.54K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 301K | SH | $3.48M 12.31% | 301K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 930.00 | SH | $1.11M 3.94% | 930.00 | 0.00 | 0.00 |