Filed: 4/29/2024ACC: 0001085146-24-002101
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $57.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$57.27M
Total AUM (reported)
3.86M
Total Shares
Allocation by class
PFD ETF$41.80M73.0%
PFD AND INCM SEC$8.49M14.8%
PERP PFD CNV A$4.18M7.3%
VAR RATE PFD$1.73M3.0%
7.25%CNV PFD L$1.07M1.9%
Portfolio Concentration
Top 3$54.46M95.1%
4–10$2.80M4.9%
Top 3 weight
95.1%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 3.86M
Sole
Full voting authority
3.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares3.52M
TypeSH
Market value$41.80M
72.99%
Sole
3.52M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares263.27K
TypeSH
Market value$8.49M
14.82%
Sole
263.27K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares3.43K
TypeSH
Market value$4.18M
7.30%
Sole
3.43K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares72.92K
TypeSH
Market value$1.73M
3.03%
Sole
72.92K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares897.00
TypeSH
Market value$1.07M
1.87%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 3.52M | SH | $41.80M 72.99% | 3.52M | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 263.27K | SH | $8.49M 14.82% | 263.27K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 3.43K | SH | $4.18M 7.30% | 3.43K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 72.92K | SH | $1.73M 3.03% | 72.92K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.07M 1.87% | 897.00 | 0.00 | 0.00 |