Filed: 2/6/2024ACC: 0001085146-24-000763
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $67.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$67.61M
Total AUM (reported)
4.29M
Total Shares
Allocation by class
PFD ETF$42.38M62.7%
VAR RATE PFD$8.03M11.9%
PFD AND INCM SEC$6.95M10.3%
PERP PFD CNV A$5.68M8.4%
7.25%CNV PFD L$4.57M6.8%
Portfolio Concentration
Top 3$57.36M84.8%
4–10$10.25M15.2%
Top 3 weight
84.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 4.29M
Sole
Full voting authority
4.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares3.69M
TypeSH
Market value$42.38M
62.68%
Sole
3.69M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares362.66K
TypeSH
Market value$8.03M
11.88%
Sole
362.66K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares222.78K
TypeSH
Market value$6.95M
10.28%
Sole
222.78K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares4.75K
TypeSH
Market value$5.68M
8.40%
Sole
4.75K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares3.79K
TypeSH
Market value$4.57M
6.77%
Sole
3.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 3.69M | SH | $42.38M 62.68% | 3.69M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 362.66K | SH | $8.03M 11.88% | 362.66K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 222.78K | SH | $6.95M 10.28% | 222.78K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 4.75K | SH | $5.68M 8.40% | 4.75K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 3.79K | SH | $4.57M 6.77% | 3.79K | 0.00 | 0.00 |