CINCINNATI, OH
SPECIAL OPPORTUNITIES FUND, INC.SPE— Latest position per institution from SEC 13F filings
15
Institutional holders
5.79M
Total shares held
122.61M
Estimated value
289.52K
Avg. position size
RELATIVE VALUE PARTNERS GROUP, LLC
CIK 1649910
Shares
1.34M
Value
30.32M
Filed
Mar 31, 2024
NORTHCOAST ASSET MANAGEMENT LLC
CIK 1665198
Shares
1.22M
Value
30.39M
Filed
Sep 30, 2025
FOCUS PARTNERS WEALTH
CIK 1542153
Shares
1.10M
Value
27.28M
Filed
Jun 30, 2026
SHAKER FINANCIAL SERVICES, LLC
CIK 1511794
Shares
558.65K
Value
7.06M
Filed
Sep 30, 2026
CSS LLC/IL
CIK 1103646
Shares
362.35K
Value
8.99M
Filed
Jun 30, 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 1352860
Shares
356.98K
Value
4.81M
Filed
Jun 30, 2026
GATEPASS CAPITAL, LLC
CIK 2087399
Shares
155.80K
Value
3.88M
Filed
Jun 30, 2026
SCOTIA CAPITAL INC.
CIK 1335644
Shares
108.78K
Value
1.47M
Filed
Jun 30, 2026
SEVEN MILE ADVISORY
CIK 1987932
Shares
108.42K
Value
1.59M
Filed
Dec 31, 2025
ADVISORS ASSET MANAGEMENT, INC.
CIK 1297376
Shares
106.33K
Value
1.43M
Filed
Jun 30, 2026
EPIQ PARTNERS, LLC
CIK 1799435
Shares
67.43K
Value
937.90K
Filed
Sep 30, 2024
FIRST MANHATTAN CO. LLC.
CIK 728083
Shares
44.28K
Value
596.45K
Filed
Jun 30, 2026
ROBINSON CAPITAL MANAGEMENT, LLC
CIK 1599795
Shares
42.34K
Value
453.44K
Filed
Sep 30, 2023
CLOUGH CAPITAL PARTNERS L P
CIK 1276144
Shares
41.31K
Value
489.89K
Filed
Dec 31, 2023
OPPENHEIMER & CO INC
CIK 822581
Shares
36.92K
Value
466.69K
Filed
Sep 30, 2026
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
34.05K
Value
458.71K
Filed
Jun 30, 2026
BEVERLY HILLS PRIVATE WEALTH, LLC
CIK 1965710
Shares
31.93K
Value
795.28K
Filed
Jun 30, 2026
JEFFERIES FINANCIAL GROUP INC.
CIK 96223
Shares
30.01K
Value
439.05K
Filed
Dec 31, 2024
RAYMOND JAMES & ASSOCIATES
CIK 1084208
Shares
28.93K
Value
402.40K
Filed
Sep 30, 2024
LANARK FINANCIAL, INC.
CIK 791540
Shares
27.84K
Value
351.92K
Filed
Sep 30, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 1649910 | 1.34M | 30.32M | Mar 31, 2024 |
| 2 | NORTHCOAST ASSET MANAGEMENT LLC | 1665198 | 1.22M | 30.39M | Sep 30, 2025 |
| 3 | FOCUS PARTNERS WEALTH | 1542153 | 1.10M | 27.28M | Jun 30, 2026 |
| 4 | SHAKER FINANCIAL SERVICES, LLC | 1511794 | 558.65K | 7.06M | Sep 30, 2026 |
| 5 | CSS LLC/IL | 1103646 | 362.35K | 8.99M | Jun 30, 2026 |
| 6 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1352860 | 356.98K | 4.81M | Jun 30, 2026 |
| 7 | GATEPASS CAPITAL, LLC | 2087399 | 155.80K | 3.88M | Jun 30, 2026 |
| 8 | SCOTIA CAPITAL INC. | 1335644 | 108.78K | 1.47M | Jun 30, 2026 |
| 9 | SEVEN MILE ADVISORY | 1987932 | 108.42K | 1.59M | Dec 31, 2025 |
| 10 | ADVISORS ASSET MANAGEMENT, INC. | 1297376 | 106.33K | 1.43M | Jun 30, 2026 |
| 11 | EPIQ PARTNERS, LLC | 1799435 | 67.43K | 937.90K | Sep 30, 2024 |
| 12 | FIRST MANHATTAN CO. LLC. | 728083 | 44.28K | 596.45K | Jun 30, 2026 |
| 13 | ROBINSON CAPITAL MANAGEMENT, LLC | 1599795 | 42.34K | 453.44K | Sep 30, 2023 |
| 14 | CLOUGH CAPITAL PARTNERS L P | 1276144 | 41.31K | 489.89K | Dec 31, 2023 |
| 15 | OPPENHEIMER & CO INC | 822581 | 36.92K | 466.69K | Sep 30, 2026 |
| 16 | RAYMOND JAMES FINANCIAL INC | 720005 | 34.05K | 458.71K | Jun 30, 2026 |
| 17 | BEVERLY HILLS PRIVATE WEALTH, LLC | 1965710 | 31.93K | 795.28K | Jun 30, 2026 |
| 18 | JEFFERIES FINANCIAL GROUP INC. | 96223 | 30.01K | 439.05K | Dec 31, 2024 |
| 19 | RAYMOND JAMES & ASSOCIATES | 1084208 | 28.93K | 402.40K | Sep 30, 2024 |
| 20 | LANARK FINANCIAL, INC. | 791540 | 27.84K | 351.92K | Sep 30, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.