SOVEREIGN INVESTMENT ADVISORS, LLC

PrivateCIK: 1908165
Location

PHOENIX, AZ

106
Positions
$472.13M
Total AUM (reported)
6.06M
Total Shares

Allocation by class

TOTAL AUM$472.13M106 positions
CORE S&P500 ETF$59.55M12.6%
COM$51.51M10.9%
GLOBAL INFRASCTR$33.26M7.0%
UNIT SER 1$30.22M6.4%
CORE MSCI EAFE$29.08M6.2%
TR UNIT$26.87M5.7%
HENDRSN SHRT ETF$26.60M5.6%

Portfolio Concentration

Top 326.1%4–1030.8%11–2529.2%Rest13.9%TOP 1056.9%0%100%
Top 3$123.03M26.1%
4–10$145.61M30.8%
11–25$137.77M29.2%
Rest$65.72M13.9%

Top 3 weight

26.1%

Top 10 weight

56.9%

Voting Authority Distribution

Total shares with voting rights: 6.06M

Sole

Full voting authority

6.06M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole106
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings106
Rows:

ISHARES TR

SOLE
CORE S&P500 ETF
Shares91.16K
TypeSH
Market value$59.55M
12.61%
Sole
91.16K
Shared
0.00
None
0.00

BNY MELLON ETF TRUST

SOLE
GLOBAL INFRASCTR
Shares746.73K
TypeSH
Market value$33.26M
7.04%
Sole
746.73K
Shared
0.00
None
0.00

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares52.37K
TypeSH
Market value$30.22M
6.40%
Sole
52.37K
Shared
0.00
None
0.00

ISHARES TR

SOLE
CORE MSCI EAFE
Shares321.23K
TypeSH
Market value$29.08M
6.16%
Sole
321.23K
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares41.20K
TypeSH
Market value$26.87M
5.69%
Sole
41.20K
Shared
0.00
None
0.00

JANUS DETROIT STR TR

SOLE
HENDRSN SHRT ETF
Shares542.22K
TypeSH
Market value$26.60M
5.63%
Sole
542.22K
Shared
0.00
None
0.00

MPLX LP

SOLE
COM UNIT REP LTD
Shares373.95K
TypeSH
Market value$21.34M
4.52%
Sole
373.95K
Shared
0.00
None
0.00

ISHARES TR

SOLE
MSCI USA MIN VOL
Shares160.63K
TypeSH
Market value$14.90M
3.16%
Sole
160.63K
Shared
0.00
None
0.00

ISHARES INC

SOLE
CORE MSCI EMKT
Shares193.46K
TypeSH
Market value$13.49M
2.86%
Sole
193.46K
Shared
0.00
None
0.00

ISHARES TR

SOLE
CORE MSCI INTL
Shares159.56K
TypeSH
Market value$13.33M
2.82%
Sole
159.56K
Shared
0.00
None
0.00

VANGUARD BD INDEX FDS

SOLE
TOTAL BND MRKT
Shares174.41K
TypeSH
Market value$12.84M
2.72%
Sole
174.41K
Shared
0.00
None
0.00

ENTERPRISE PRODS PARTNERS L

SOLE
COM
Shares332.38K
TypeSH
Market value$12.58M
2.66%
Sole
332.38K
Shared
0.00
None
0.00

PLAINS ALL AMERN PIPELINE L

SOLE
UNIT LTD PARTN
Shares528.93K
TypeSH
Market value$11.81M
2.50%
Sole
528.93K
Shared
0.00
None
0.00

WESTERN MIDSTREAM PARTNERS L

SOLE
COM UNIT LP INT
Shares274.48K
TypeSH
Market value$11.30M
2.39%
Sole
274.48K
Shared
0.00
None
0.00

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares30.99K
TypeSH
Market value$9.94M
2.11%
Sole
30.99K
Shared
0.00
None
0.00

ALPS ETF TR

SOLE
SMITH CORE PLUS
Shares373.74K
TypeSH
Market value$9.63M
2.04%
Sole
373.74K
Shared
0.00
None
0.00

ISHARES TR

SOLE
S&P 500 GRWT ETF
Shares83.81K
TypeSH
Market value$9.48M
2.01%
Sole
83.81K
Shared
0.00
None
0.00

JANUS DETROIT STR TR

SOLE
HENDRSON AAA CL
Shares183.87K
TypeSH
Market value$9.30M
1.97%
Sole
183.87K
Shared
0.00
None
0.00

ONEOK INC NEW

SOLE
COM
Shares95.85K
TypeSH
Market value$8.66M
1.84%
Sole
95.85K
Shared
0.00
None
0.00

VANGUARD SCOTTSDALE FDS

SOLE
MTG-BKD SECS ETF
Shares172.11K
TypeSH
Market value$8.08M
1.71%
Sole
172.11K
Shared
0.00
None
0.00

PHILLIPS 66

SOLE
COM
Shares42.13K
TypeSH
Market value$7.68M
1.63%
Sole
42.13K
Shared
0.00
None
0.00

ISHARES TR

SOLE
CORE US AGGBD ET
Shares69.62K
TypeSH
Market value$6.91M
1.46%
Sole
69.62K
Shared
0.00
None
0.00

VANGUARD BD INDEX FDS

SOLE
INTERMED TERM
Shares86.30K
TypeSH
Market value$6.66M
1.41%
Sole
86.30K
Shared
0.00
None
0.00

LEGG MASON ETF INVT

SOLE
FRANKLIN US LOW
Shares153.62K
TypeSH
Market value$6.54M
1.38%
Sole
153.62K
Shared
0.00
None
0.00

ISHARES TR

SOLE
CORE S&P MCP ETF
Shares94.22K
TypeSH
Market value$6.36M
1.35%
Sole
94.22K
Shared
0.00
None
0.00
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