Filed: 2/14/2024ACC: 0001908165-24-000003
📋 What this filing means
SOVEREIGN INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 33 equity positions with a total reported market value of $268.17M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
33
Positions
$268.17M
Total AUM (reported)
4.92M
Total Shares
Allocation by class
CORE S&P500 ETF$34.02M12.7%
HENDRSN SHRT ETF$32.52M12.1%
MSCI USA MIN VOL$25.27M9.4%
COM$23.27M8.7%
HENDRSON AAA CL$17.97M6.7%
CORE MSCI EAFE$16.32M6.1%
COM UNIT REP LTD$13.73M5.1%
Portfolio Concentration
Top 3$91.81M34.2%
4–10$85.71M32.0%
11–25$81.48M30.4%
Rest$9.17M3.4%
Top 3 weight
34.2%
Top 10 weight
66.2%
Voting Authority Distribution
Total shares with voting rights: 4.92M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.92M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole33
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings33
Rows:
ISHARES TR
SOLEShares71.22K
TypeSH
Market value$34.02M
12.68%
Sole
0.00
Shared
0.00
None
71.22K
JANUS DETROIT STR TR
SOLEShares673.08K
TypeSH
Market value$32.52M
12.13%
Sole
0.00
Shared
0.00
None
673.08K
ISHARES TR
SOLEShares323.84K
TypeSH
Market value$25.27M
9.42%
Sole
0.00
Shared
0.00
None
323.84K
JANUS DETROIT STR TR
SOLEShares357.19K
TypeSH
Market value$17.97M
6.70%
Sole
0.00
Shared
0.00
None
357.19K
ISHARES TR
SOLEShares231.93K
TypeSH
Market value$16.32M
6.08%
Sole
0.00
Shared
0.00
None
231.93K
MPLX LP
SOLEShares373.95K
TypeSH
Market value$13.73M
5.12%
Sole
0.00
Shared
0.00
None
373.95K
VANGUARD BD INDEX FDS
SOLEShares175.25K
TypeSH
Market value$12.89M
4.81%
Sole
0.00
Shared
0.00
None
175.25K
ENTERPRISE PRODS PARTNERS L
SOLEShares332.38K
TypeSH
Market value$8.76M
3.27%
Sole
0.00
Shared
0.00
None
332.38K
WESTERN MIDSTREAM PARTNERS L
SOLEShares274.48K
TypeSH
Market value$8.03M
2.99%
Sole
0.00
Shared
0.00
None
274.48K
PLAINS ALL AMERN PIPELINE L
SOLEShares528.93K
TypeSH
Market value$8.01M
2.99%
Sole
0.00
Shared
0.00
None
528.93K
VANGUARD SCOTTSDALE FDS
SOLEShares157.55K
TypeSH
Market value$7.30M
2.72%
Sole
0.00
Shared
0.00
None
157.55K
VANGUARD BD INDEX FDS
SOLEShares95.20K
TypeSH
Market value$7.27M
2.71%
Sole
0.00
Shared
0.00
None
95.20K
VANGUARD INDEX FDS
SOLEShares30.45K
TypeSH
Market value$7.22M
2.69%
Sole
0.00
Shared
0.00
None
30.45K
BNY MELLON ETF TRUST
SOLEShares250.80K
TypeSH
Market value$7.04M
2.63%
Sole
0.00
Shared
0.00
None
250.80K
ONEOK INC NEW
SOLEShares95.85K
TypeSH
Market value$6.73M
2.51%
Sole
0.00
Shared
0.00
None
95.85K
ISHARES TR
SOLEShares64.15K
TypeSH
Market value$6.37M
2.37%
Sole
0.00
Shared
0.00
None
64.15K
PHILLIPS 66
SOLEShares42.13K
TypeSH
Market value$5.61M
2.09%
Sole
0.00
Shared
0.00
None
42.13K
LEGG MASON ETF INVT
SOLEShares141.27K
TypeSH
Market value$5.14M
1.91%
Sole
0.00
Shared
0.00
None
141.27K
ISHARES TR
SOLEShares101.40K
TypeSH
Market value$5.12M
1.91%
Sole
0.00
Shared
0.00
None
101.40K
INVESCO EXCH TRADED FD TR II
SOLEShares77.76K
TypeSH
Market value$4.87M
1.82%
Sole
0.00
Shared
0.00
None
77.76K
SPDR SER TR
SOLEShares45.56K
TypeSH
Market value$4.16M
1.55%
Sole
0.00
Shared
0.00
None
45.56K
SPDR SER TR
SOLEShares42.95K
TypeSH
Market value$4.07M
1.52%
Sole
0.00
Shared
0.00
None
42.95K
ISHARES INC
SOLEShares75.41K
TypeSH
Market value$3.81M
1.42%
Sole
0.00
Shared
0.00
None
75.41K
VANGUARD STAR FDS
SOLEShares59.99K
TypeSH
Market value$3.48M
1.30%
Sole
0.00
Shared
0.00
None
59.99K
ARK ETF TR
SOLEShares62.73K
TypeSH
Market value$3.29M
1.23%
Sole
0.00
Shared
0.00
None
62.73K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 71.22K | SH | $34.02M 12.68% | 0.00 | 0.00 | 71.22K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 673.08K | SH | $32.52M 12.13% | 0.00 | 0.00 | 673.08K |
ISHARES TRSOLE | MSCI USA MIN VOL | 323.84K | SH | $25.27M 9.42% | 0.00 | 0.00 | 323.84K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 357.19K | SH | $17.97M 6.70% | 0.00 | 0.00 | 357.19K |
ISHARES TRSOLE | CORE MSCI EAFE | 231.93K | SH | $16.32M 6.08% | 0.00 | 0.00 | 231.93K |
MPLX LPSOLE | COM UNIT REP LTD | 373.95K | SH | $13.73M 5.12% | 0.00 | 0.00 | 373.95K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 175.25K | SH | $12.89M 4.81% | 0.00 | 0.00 | 175.25K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 332.38K | SH | $8.76M 3.27% | 0.00 | 0.00 | 332.38K |
WESTERN MIDSTREAM PARTNERS LSOLE | COM UNIT LP INT | 274.48K | SH | $8.03M 2.99% | 0.00 | 0.00 | 274.48K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 528.93K | SH | $8.01M 2.99% | 0.00 | 0.00 | 528.93K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 157.55K | SH | $7.30M 2.72% | 0.00 | 0.00 | 157.55K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 95.20K | SH | $7.27M 2.71% | 0.00 | 0.00 | 95.20K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.45K | SH | $7.22M 2.69% | 0.00 | 0.00 | 30.45K |
BNY MELLON ETF TRUSTSOLE | GLOBAL INFRASCTR | 250.80K | SH | $7.04M 2.63% | 0.00 | 0.00 | 250.80K |
ONEOK INC NEWSOLE | COM | 95.85K | SH | $6.73M 2.51% | 0.00 | 0.00 | 95.85K |
ISHARES TRSOLE | CORE US AGGBD ET | 64.15K | SH | $6.37M 2.37% | 0.00 | 0.00 | 64.15K |
PHILLIPS 66SOLE | COM | 42.13K | SH | $5.61M 2.09% | 0.00 | 0.00 | 42.13K |
LEGG MASON ETF INVTSOLE | FRANKLIN US LOW | 141.27K | SH | $5.14M 1.91% | 0.00 | 0.00 | 141.27K |
ISHARES TRSOLE | TRS FLT RT BD | 101.40K | SH | $5.12M 1.91% | 0.00 | 0.00 | 101.40K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 77.76K | SH | $4.87M 1.82% | 0.00 | 0.00 | 77.76K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 45.56K | SH | $4.16M 1.55% | 0.00 | 0.00 | 45.56K |
SPDR SER TRSOLE | BLOOMBERG HIGH Y | 42.95K | SH | $4.07M 1.52% | 0.00 | 0.00 | 42.95K |
ISHARES INCSOLE | CORE MSCI EMKT | 75.41K | SH | $3.81M 1.42% | 0.00 | 0.00 | 75.41K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 59.99K | SH | $3.48M 1.30% | 0.00 | 0.00 | 59.99K |
ARK ETF TRSOLE | INNOVATION ETF | 62.73K | SH | $3.29M 1.23% | 0.00 | 0.00 | 62.73K |
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