Filed: 11/1/2023ACC: 0001908165-23-000008
📋 What this filing means
SOVEREIGN INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $255.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$255.04M
Total AUM (reported)
4.84M
Total Shares
Allocation by class
HENDRSN SHRT ETF$36.96M14.5%
CORE S&P500 ETF$30.32M11.9%
MSCI USA MIN VOL$27.82M10.9%
COM$22.15M8.7%
CORE MSCI EAFE$14.72M5.8%
COM UNIT REP LTD$13.30M5.2%
TOTAL BND MRKT$12.12M4.8%
Portfolio Concentration
Top 3$95.11M37.3%
4–10$74.63M29.3%
11–25$75.68M29.7%
Rest$9.63M3.8%
Top 3 weight
37.3%
Top 10 weight
66.6%
Voting Authority Distribution
Total shares with voting rights: 4.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.84M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings36
Rows:
JANUS DETROIT STR TR
SOLEShares770.52K
TypeSH
Market value$36.96M
14.49%
Sole
0.00
Shared
0.00
None
770.52K
ISHARES TR
SOLEShares70.60K
TypeSH
Market value$30.32M
11.89%
Sole
0.00
Shared
0.00
None
70.60K
ISHARES TR
SOLEShares384.42K
TypeSH
Market value$27.82M
10.91%
Sole
0.00
Shared
0.00
None
384.42K
ISHARES TR
SOLEShares228.79K
TypeSH
Market value$14.72M
5.77%
Sole
0.00
Shared
0.00
None
228.79K
MPLX LP
SOLEShares373.95K
TypeSH
Market value$13.30M
5.22%
Sole
0.00
Shared
0.00
None
373.95K
VANGUARD BD INDEX FDS
SOLEShares173.73K
TypeSH
Market value$12.12M
4.75%
Sole
0.00
Shared
0.00
None
173.73K
JANUS DETROIT STR TR
SOLEShares183.02K
TypeSH
Market value$9.21M
3.61%
Sole
0.00
Shared
0.00
None
183.02K
ENTERPRISE PRODS PARTNERS L
SOLEShares332.38K
TypeSH
Market value$9.10M
3.57%
Sole
0.00
Shared
0.00
None
332.38K
PLAINS ALL AMERN PIPELINE L
SOLEShares528.93K
TypeSH
Market value$8.10M
3.18%
Sole
0.00
Shared
0.00
None
528.93K
SPDR SER TR
SOLEShares87.87K
TypeSH
Market value$8.07M
3.16%
Sole
0.00
Shared
0.00
None
87.87K
WESTERN MIDSTREAM PARTNERS L
SOLEShares274.48K
TypeSH
Market value$7.47M
2.93%
Sole
0.00
Shared
0.00
None
274.48K
VANGUARD BD INDEX FDS
SOLEShares94.28K
TypeSH
Market value$6.82M
2.67%
Sole
0.00
Shared
0.00
None
94.28K
VANGUARD SCOTTSDALE FDS
SOLEShares155.61K
TypeSH
Market value$6.81M
2.67%
Sole
0.00
Shared
0.00
None
155.61K
VANGUARD INDEX FDS
SOLEShares30.32K
TypeSH
Market value$6.44M
2.53%
Sole
0.00
Shared
0.00
None
30.32K
ONEOK INC NEW
SOLEShares95.85K
TypeSH
Market value$6.08M
2.38%
Sole
0.00
Shared
0.00
None
95.85K
ISHARES TR
SOLEShares63.43K
TypeSH
Market value$5.96M
2.34%
Sole
0.00
Shared
0.00
None
63.43K
PHILLIPS 66
SOLEShares42.13K
TypeSH
Market value$5.06M
1.98%
Sole
0.00
Shared
0.00
None
42.13K
ISHARES TR
SOLEShares99.62K
TypeSH
Market value$5.05M
1.98%
Sole
0.00
Shared
0.00
None
99.62K
LEGG MASON ETF INVT
SOLEShares139.68K
TypeSH
Market value$4.73M
1.86%
Sole
0.00
Shared
0.00
None
139.68K
INVESCO EXCH TRADED FD TR II
SOLEShares77.42K
TypeSH
Market value$4.55M
1.78%
Sole
0.00
Shared
0.00
None
77.42K
SPDR SER TR
SOLEShares42K
TypeSH
Market value$3.80M
1.49%
Sole
0.00
Shared
0.00
None
42K
BNY MELLON ETF TRUST
SOLEShares143.88K
TypeSH
Market value$3.74M
1.47%
Sole
0.00
Shared
0.00
None
143.88K
ISHARES INC
SOLEShares74.12K
TypeSH
Market value$3.53M
1.38%
Sole
0.00
Shared
0.00
None
74.12K
VANGUARD STAR FDS
SOLEShares59.35K
TypeSH
Market value$3.18M
1.25%
Sole
0.00
Shared
0.00
None
59.35K
ARK ETF TR
SOLEShares61.71K
TypeSH
Market value$2.45M
0.96%
Sole
0.00
Shared
0.00
None
61.71K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 770.52K | SH | $36.96M 14.49% | 0.00 | 0.00 | 770.52K |
ISHARES TRSOLE | CORE S&P500 ETF | 70.60K | SH | $30.32M 11.89% | 0.00 | 0.00 | 70.60K |
ISHARES TRSOLE | MSCI USA MIN VOL | 384.42K | SH | $27.82M 10.91% | 0.00 | 0.00 | 384.42K |
ISHARES TRSOLE | CORE MSCI EAFE | 228.79K | SH | $14.72M 5.77% | 0.00 | 0.00 | 228.79K |
MPLX LPSOLE | COM UNIT REP LTD | 373.95K | SH | $13.30M 5.22% | 0.00 | 0.00 | 373.95K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 173.73K | SH | $12.12M 4.75% | 0.00 | 0.00 | 173.73K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 183.02K | SH | $9.21M 3.61% | 0.00 | 0.00 | 183.02K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 332.38K | SH | $9.10M 3.57% | 0.00 | 0.00 | 332.38K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 528.93K | SH | $8.10M 3.18% | 0.00 | 0.00 | 528.93K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 87.87K | SH | $8.07M 3.16% | 0.00 | 0.00 | 87.87K |
WESTERN MIDSTREAM PARTNERS LSOLE | COM UNIT LP INT | 274.48K | SH | $7.47M 2.93% | 0.00 | 0.00 | 274.48K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 94.28K | SH | $6.82M 2.67% | 0.00 | 0.00 | 94.28K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 155.61K | SH | $6.81M 2.67% | 0.00 | 0.00 | 155.61K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.32K | SH | $6.44M 2.53% | 0.00 | 0.00 | 30.32K |
ONEOK INC NEWSOLE | COM | 95.85K | SH | $6.08M 2.38% | 0.00 | 0.00 | 95.85K |
ISHARES TRSOLE | CORE US AGGBD ET | 63.43K | SH | $5.96M 2.34% | 0.00 | 0.00 | 63.43K |
PHILLIPS 66SOLE | COM | 42.13K | SH | $5.06M 1.98% | 0.00 | 0.00 | 42.13K |
ISHARES TRSOLE | TRS FLT RT BD | 99.62K | SH | $5.05M 1.98% | 0.00 | 0.00 | 99.62K |
LEGG MASON ETF INVTSOLE | FRANKLIN US LOW | 139.68K | SH | $4.73M 1.86% | 0.00 | 0.00 | 139.68K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 77.42K | SH | $4.55M 1.78% | 0.00 | 0.00 | 77.42K |
SPDR SER TRSOLE | BLOOMBERG HIGH Y | 42K | SH | $3.80M 1.49% | 0.00 | 0.00 | 42K |
BNY MELLON ETF TRUSTSOLE | GLOBAL INFRASCTR | 143.88K | SH | $3.74M 1.47% | 0.00 | 0.00 | 143.88K |
ISHARES INCSOLE | CORE MSCI EMKT | 74.12K | SH | $3.53M 1.38% | 0.00 | 0.00 | 74.12K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 59.35K | SH | $3.18M 1.25% | 0.00 | 0.00 | 59.35K |
ARK ETF TRSOLE | INNOVATION ETF | 61.71K | SH | $2.45M 0.96% | 0.00 | 0.00 | 61.71K |
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