Filed: 7/19/2023ACC: 0001908165-23-000005
📋 What this filing means
SOVEREIGN INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $264.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
40
Positions
$264.68M
Total AUM (reported)
4.86M
Total Shares
Allocation by class
HENDRSN SHRT ETF$36.54M13.8%
CORE S&P500 ETF$31.47M11.9%
MSCI USA MIN VOL$28.58M10.8%
CORE MSCI EAFE$16.02M6.1%
COM$15.01M5.7%
COM UNIT REP LTD$12.69M4.8%
TOTAL BND MRKT$12.51M4.7%
Portfolio Concentration
Top 3$96.59M36.5%
4–10$74.45M28.1%
11–25$80.76M30.5%
Rest$12.88M4.9%
Top 3 weight
36.5%
Top 10 weight
64.6%
Voting Authority Distribution
Total shares with voting rights: 4.86M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.86M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole40
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings40
Rows:
JANUS DETROIT STR TR
SOLEShares764.62K
TypeSH
Market value$36.54M
13.81%
Sole
0.00
Shared
0.00
None
764.62K
ISHARES TR
SOLEShares70.60K
TypeSH
Market value$31.47M
11.89%
Sole
0.00
Shared
0.00
None
70.60K
ISHARES TR
SOLEShares384.46K
TypeSH
Market value$28.58M
10.80%
Sole
0.00
Shared
0.00
None
384.46K
ISHARES TR
SOLEShares237.26K
TypeSH
Market value$16.02M
6.05%
Sole
0.00
Shared
0.00
None
237.26K
MPLX LP
SOLEShares373.95K
TypeSH
Market value$12.69M
4.80%
Sole
0.00
Shared
0.00
None
373.95K
VANGUARD BD INDEX FDS
SOLEShares172.10K
TypeSH
Market value$12.51M
4.73%
Sole
0.00
Shared
0.00
None
172.10K
MAGELLAN MIDSTREAM PRTNRS LP
SOLEShares143.70K
TypeSH
Market value$8.96M
3.38%
Sole
0.00
Shared
0.00
None
143.70K
ENTERPRISE PRODS PARTNERS L
SOLEShares332.38K
TypeSH
Market value$8.76M
3.31%
Sole
0.00
Shared
0.00
None
332.38K
SPDR SER TR
SOLEShares87.48K
TypeSH
Market value$8.03M
3.03%
Sole
0.00
Shared
0.00
None
87.48K
VANGUARD SCOTTSDALE FDS
SOLEShares162.78K
TypeSH
Market value$7.49M
2.83%
Sole
0.00
Shared
0.00
None
162.78K
PLAINS ALL AMERN PIPELINE L
SOLEShares528.93K
TypeSH
Market value$7.46M
2.82%
Sole
0.00
Shared
0.00
None
528.93K
JANUS DETROIT STR TR
SOLEShares148.06K
TypeSH
Market value$7.38M
2.79%
Sole
0.00
Shared
0.00
None
148.06K
WESTERN MIDSTREAM PARTNERS L
SOLEShares274.48K
TypeSH
Market value$7.28M
2.75%
Sole
0.00
Shared
0.00
None
274.48K
VANGUARD BD INDEX FDS
SOLEShares93.65K
TypeSH
Market value$7.05M
2.66%
Sole
0.00
Shared
0.00
None
93.65K
VANGUARD INDEX FDS
SOLEShares29.86K
TypeSH
Market value$6.58M
2.49%
Sole
0.00
Shared
0.00
None
29.86K
ISHARES TR
SOLEShares62.92K
TypeSH
Market value$6.16M
2.33%
Sole
0.00
Shared
0.00
None
62.92K
LEGG MASON ETF INVT
SOLEShares138.31K
TypeSH
Market value$5.07M
1.92%
Sole
0.00
Shared
0.00
None
138.31K
ISHARES TR
SOLEShares99.19K
TypeSH
Market value$5.03M
1.90%
Sole
0.00
Shared
0.00
None
99.19K
ISHARES TR
SOLEShares45.37K
TypeSH
Market value$5.01M
1.89%
Sole
0.00
Shared
0.00
None
45.37K
INVESCO EXCH TRADED FD TR II
SOLEShares77.10K
TypeSH
Market value$4.84M
1.83%
Sole
0.00
Shared
0.00
None
77.10K
BNY MELLON ETF TRUST
SOLEShares143.88K
TypeSH
Market value$4.12M
1.56%
Sole
0.00
Shared
0.00
None
143.88K
PHILLIPS 66
SOLEShares42.13K
TypeSH
Market value$4.02M
1.52%
Sole
0.00
Shared
0.00
None
42.13K
SPDR SER TR
SOLEShares41.31K
TypeSH
Market value$3.80M
1.44%
Sole
0.00
Shared
0.00
None
41.31K
ISHARES INC
SOLEShares74.12K
TypeSH
Market value$3.65M
1.38%
Sole
0.00
Shared
0.00
None
74.12K
VANGUARD STAR FDS
SOLEShares59.12K
TypeSH
Market value$3.32M
1.25%
Sole
0.00
Shared
0.00
None
59.12K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 764.62K | SH | $36.54M 13.81% | 0.00 | 0.00 | 764.62K |
ISHARES TRSOLE | CORE S&P500 ETF | 70.60K | SH | $31.47M 11.89% | 0.00 | 0.00 | 70.60K |
ISHARES TRSOLE | MSCI USA MIN VOL | 384.46K | SH | $28.58M 10.80% | 0.00 | 0.00 | 384.46K |
ISHARES TRSOLE | CORE MSCI EAFE | 237.26K | SH | $16.02M 6.05% | 0.00 | 0.00 | 237.26K |
MPLX LPSOLE | COM UNIT REP LTD | 373.95K | SH | $12.69M 4.80% | 0.00 | 0.00 | 373.95K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 172.10K | SH | $12.51M 4.73% | 0.00 | 0.00 | 172.10K |
MAGELLAN MIDSTREAM PRTNRS LPSOLE | COM UNIT RP LP | 143.70K | SH | $8.96M 3.38% | 0.00 | 0.00 | 143.70K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 332.38K | SH | $8.76M 3.31% | 0.00 | 0.00 | 332.38K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 87.48K | SH | $8.03M 3.03% | 0.00 | 0.00 | 87.48K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 162.78K | SH | $7.49M 2.83% | 0.00 | 0.00 | 162.78K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 528.93K | SH | $7.46M 2.82% | 0.00 | 0.00 | 528.93K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 148.06K | SH | $7.38M 2.79% | 0.00 | 0.00 | 148.06K |
WESTERN MIDSTREAM PARTNERS LSOLE | COM UNIT LP INT | 274.48K | SH | $7.28M 2.75% | 0.00 | 0.00 | 274.48K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 93.65K | SH | $7.05M 2.66% | 0.00 | 0.00 | 93.65K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 29.86K | SH | $6.58M 2.49% | 0.00 | 0.00 | 29.86K |
ISHARES TRSOLE | CORE US AGGBD ET | 62.92K | SH | $6.16M 2.33% | 0.00 | 0.00 | 62.92K |
LEGG MASON ETF INVTSOLE | FRANKLIN US LOW | 138.31K | SH | $5.07M 1.92% | 0.00 | 0.00 | 138.31K |
ISHARES TRSOLE | TRS FLT RT BD | 99.19K | SH | $5.03M 1.90% | 0.00 | 0.00 | 99.19K |
ISHARES TRSOLE | SHORT TREAS BD | 45.37K | SH | $5.01M 1.89% | 0.00 | 0.00 | 45.37K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 77.10K | SH | $4.84M 1.83% | 0.00 | 0.00 | 77.10K |
BNY MELLON ETF TRUSTSOLE | GLOBAL INFRASCTR | 143.88K | SH | $4.12M 1.56% | 0.00 | 0.00 | 143.88K |
PHILLIPS 66SOLE | COM | 42.13K | SH | $4.02M 1.52% | 0.00 | 0.00 | 42.13K |
SPDR SER TRSOLE | BLOOMBERG HIGH Y | 41.31K | SH | $3.80M 1.44% | 0.00 | 0.00 | 41.31K |
ISHARES INCSOLE | CORE MSCI EMKT | 74.12K | SH | $3.65M 1.38% | 0.00 | 0.00 | 74.12K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 59.12K | SH | $3.32M 1.25% | 0.00 | 0.00 | 59.12K |
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