Filed: 5/11/2023ACC: 0001908165-23-000003
📋 What this filing means
SOVEREIGN INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 33 equity positions with a total reported market value of $252.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
33
Positions
$252.08M
Total AUM (reported)
4.80M
Total Shares
Allocation by class
HENDRSN SHRT ETF$36.54M14.5%
CORE S&P500 ETF$28.94M11.5%
MSCI USA MIN VOL$27.87M11.1%
COM$15.03M6.0%
CORE MSCI EAFE$15.01M6.0%
COM UNIT REP LTD$12.88M5.1%
TOTAL BND MRKT$11.64M4.6%
Portfolio Concentration
Top 3$93.35M37.0%
4–10$71.50M28.4%
11–25$76.50M30.3%
Rest$10.73M4.3%
Top 3 weight
37.0%
Top 10 weight
65.4%
Voting Authority Distribution
Total shares with voting rights: 4.80M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.80M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole33
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings33
Rows:
JANUS DETROIT STR TR
SOLEShares765.28K
TypeSH
Market value$36.54M
14.50%
Sole
0.00
Shared
0.00
None
765.28K
ISHARES TR
SOLEShares70.39K
TypeSH
Market value$28.94M
11.48%
Sole
0.00
Shared
0.00
None
70.39K
ISHARES TR
SOLEShares383.18K
TypeSH
Market value$27.87M
11.06%
Sole
0.00
Shared
0.00
None
383.18K
ISHARES TR
SOLEShares224.57K
TypeSH
Market value$15.01M
5.96%
Sole
0.00
Shared
0.00
None
224.57K
MPLX LP
SOLEShares373.95K
TypeSH
Market value$12.88M
5.11%
Sole
0.00
Shared
0.00
None
373.95K
VANGUARD BD INDEX FDS
SOLEShares157.72K
TypeSH
Market value$11.64M
4.62%
Sole
0.00
Shared
0.00
None
157.72K
ENTERPRISE PRODS PARTNERS L
SOLEShares332.38K
TypeSH
Market value$8.61M
3.42%
Sole
0.00
Shared
0.00
None
332.38K
SPDR SER TR
SOLEShares87.48K
TypeSH
Market value$8.03M
3.19%
Sole
0.00
Shared
0.00
None
87.48K
MAGELLAN MIDSTREAM PRTNRS LP
SOLEShares143.70K
TypeSH
Market value$7.80M
3.09%
Sole
0.00
Shared
0.00
None
143.70K
VANGUARD SCOTTSDALE FDS
SOLEShares161.58K
TypeSH
Market value$7.52M
2.98%
Sole
0.00
Shared
0.00
None
161.58K
WESTERN MIDSTREAM PARTNERS L
SOLEShares274.48K
TypeSH
Market value$7.24M
2.87%
Sole
0.00
Shared
0.00
None
274.48K
VANGUARD BD INDEX FDS
SOLEShares93.08K
TypeSH
Market value$7.14M
2.83%
Sole
0.00
Shared
0.00
None
93.08K
PLAINS ALL AMERN PIPELINE L
SOLEShares528.93K
TypeSH
Market value$6.60M
2.62%
Sole
0.00
Shared
0.00
None
528.93K
ISHARES TR
SOLEShares62.45K
TypeSH
Market value$6.22M
2.47%
Sole
0.00
Shared
0.00
None
62.45K
VANGUARD INDEX FDS
SOLEShares29.75K
TypeSH
Market value$6.07M
2.41%
Sole
0.00
Shared
0.00
None
29.75K
LEGG MASON ETF INVT
SOLEShares137.26K
TypeSH
Market value$5.12M
2.03%
Sole
0.00
Shared
0.00
None
137.26K
ISHARES TR
SOLEShares99.19K
TypeSH
Market value$5.02M
1.99%
Sole
0.00
Shared
0.00
None
99.19K
ISHARES TR
SOLEShares45.37K
TypeSH
Market value$5.01M
1.99%
Sole
0.00
Shared
0.00
None
45.37K
INVESCO EXCH TRADED FD TR II
SOLEShares76.81K
TypeSH
Market value$4.79M
1.90%
Sole
0.00
Shared
0.00
None
76.81K
PHILLIPS 66
SOLEShares42.13K
TypeSH
Market value$4.27M
1.69%
Sole
0.00
Shared
0.00
None
42.13K
JANUS DETROIT STR TR
SOLEShares85.87K
TypeSH
Market value$4.25M
1.69%
Sole
0.00
Shared
0.00
None
85.87K
BNY MELLON ETF TRUST
SOLEShares143.88K
TypeSH
Market value$4.02M
1.59%
Sole
0.00
Shared
0.00
None
143.88K
SPDR SER TR
SOLEShares40.65K
TypeSH
Market value$3.77M
1.50%
Sole
0.00
Shared
0.00
None
40.65K
DCP MIDSTREAM LP
SOLEShares89.53K
TypeSH
Market value$3.74M
1.48%
Sole
0.00
Shared
0.00
None
89.53K
ISHARES INC
SOLEShares66.50K
TypeSH
Market value$3.24M
1.29%
Sole
0.00
Shared
0.00
None
66.50K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 765.28K | SH | $36.54M 14.50% | 0.00 | 0.00 | 765.28K |
ISHARES TRSOLE | CORE S&P500 ETF | 70.39K | SH | $28.94M 11.48% | 0.00 | 0.00 | 70.39K |
ISHARES TRSOLE | MSCI USA MIN VOL | 383.18K | SH | $27.87M 11.06% | 0.00 | 0.00 | 383.18K |
ISHARES TRSOLE | CORE MSCI EAFE | 224.57K | SH | $15.01M 5.96% | 0.00 | 0.00 | 224.57K |
MPLX LPSOLE | COM UNIT REP LTD | 373.95K | SH | $12.88M 5.11% | 0.00 | 0.00 | 373.95K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 157.72K | SH | $11.64M 4.62% | 0.00 | 0.00 | 157.72K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 332.38K | SH | $8.61M 3.42% | 0.00 | 0.00 | 332.38K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 87.48K | SH | $8.03M 3.19% | 0.00 | 0.00 | 87.48K |
MAGELLAN MIDSTREAM PRTNRS LPSOLE | COM UNIT RP LP | 143.70K | SH | $7.80M 3.09% | 0.00 | 0.00 | 143.70K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 161.58K | SH | $7.52M 2.98% | 0.00 | 0.00 | 161.58K |
WESTERN MIDSTREAM PARTNERS LSOLE | COM UNIT LP INT | 274.48K | SH | $7.24M 2.87% | 0.00 | 0.00 | 274.48K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 93.08K | SH | $7.14M 2.83% | 0.00 | 0.00 | 93.08K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 528.93K | SH | $6.60M 2.62% | 0.00 | 0.00 | 528.93K |
ISHARES TRSOLE | CORE US AGGBD ET | 62.45K | SH | $6.22M 2.47% | 0.00 | 0.00 | 62.45K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 29.75K | SH | $6.07M 2.41% | 0.00 | 0.00 | 29.75K |
LEGG MASON ETF INVTSOLE | FRANKLIN US LOW | 137.26K | SH | $5.12M 2.03% | 0.00 | 0.00 | 137.26K |
ISHARES TRSOLE | TRS FLT RT BD | 99.19K | SH | $5.02M 1.99% | 0.00 | 0.00 | 99.19K |
ISHARES TRSOLE | SHORT TREAS BD | 45.37K | SH | $5.01M 1.99% | 0.00 | 0.00 | 45.37K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 76.81K | SH | $4.79M 1.90% | 0.00 | 0.00 | 76.81K |
PHILLIPS 66SOLE | COM | 42.13K | SH | $4.27M 1.69% | 0.00 | 0.00 | 42.13K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 85.87K | SH | $4.25M 1.69% | 0.00 | 0.00 | 85.87K |
BNY MELLON ETF TRUSTSOLE | GLOBAL INFRASCTR | 143.88K | SH | $4.02M 1.59% | 0.00 | 0.00 | 143.88K |
SPDR SER TRSOLE | BLOOMBERG HIGH Y | 40.65K | SH | $3.77M 1.50% | 0.00 | 0.00 | 40.65K |
DCP MIDSTREAM LPSOLE | COM UT LTD PTN | 89.53K | SH | $3.74M 1.48% | 0.00 | 0.00 | 89.53K |
ISHARES INCSOLE | CORE MSCI EMKT | 66.50K | SH | $3.24M 1.29% | 0.00 | 0.00 | 66.50K |
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