Filed: 2/14/2023ACC: 0001908165-23-000001
📋 What this filing means
SOVEREIGN INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $238.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
32
Positions
$238.33M
Total AUM (reported)
4.60M
Total Shares
Allocation by class
HENDRSN SHRT ETF$33.93M14.2%
MSCI USA MIN VOL$27.52M11.5%
CORE S&P500 ETF$26.93M11.3%
COM$14.60M6.1%
CORE MSCI EAFE$13.84M5.8%
COM UNIT REP LTD$12.28M5.2%
TOTAL BND MRKT$11.29M4.7%
Portfolio Concentration
Top 3$88.39M37.1%
4–10$68.12M28.6%
11–25$74.35M31.2%
Rest$7.48M3.1%
Top 3 weight
37.1%
Top 10 weight
65.7%
Voting Authority Distribution
Total shares with voting rights: 4.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole32
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings32
Rows:
JANUS DETROIT STR TR
SOLEShares715.92K
TypeSH
Market value$33.93M
14.24%
Sole
0.00
Shared
0.00
None
715.92K
ISHARES TR
SOLEShares381.71K
TypeSH
Market value$27.52M
11.55%
Sole
0.00
Shared
0.00
None
381.71K
ISHARES TR
SOLEShares70.10K
TypeSH
Market value$26.93M
11.30%
Sole
0.00
Shared
0.00
None
70.10K
ISHARES TR
SOLEShares224.57K
TypeSH
Market value$13.84M
5.81%
Sole
0.00
Shared
0.00
None
224.57K
MPLX LP
SOLEShares373.95K
TypeSH
Market value$12.28M
5.15%
Sole
0.00
Shared
0.00
None
373.95K
VANGUARD BD INDEX FDS
SOLEShares157.10K
TypeSH
Market value$11.29M
4.74%
Sole
0.00
Shared
0.00
None
157.10K
ENTERPRISE PRODS PARTNERS L
SOLEShares332.38K
TypeSH
Market value$8.02M
3.36%
Sole
0.00
Shared
0.00
None
332.38K
SPDR SER TR
SOLEShares87.48K
TypeSH
Market value$8.00M
3.36%
Sole
0.00
Shared
0.00
None
87.48K
WESTERN MIDSTREAM PARTNERS L
SOLEShares274.48K
TypeSH
Market value$7.37M
3.09%
Sole
0.00
Shared
0.00
None
274.48K
VANGUARD SCOTTSDALE FDS
SOLEShares160.81K
TypeSH
Market value$7.32M
3.07%
Sole
0.00
Shared
0.00
None
160.81K
MAGELLAN MIDSTREAM PRTNRS LP
SOLEShares143.70K
TypeSH
Market value$7.22M
3.03%
Sole
0.00
Shared
0.00
None
143.70K
VANGUARD BD INDEX FDS
SOLEShares92.73K
TypeSH
Market value$6.89M
2.89%
Sole
0.00
Shared
0.00
None
92.73K
VANGUARD INDEX FDS
SOLEShares32.93K
TypeSH
Market value$6.30M
2.64%
Sole
0.00
Shared
0.00
None
32.93K
PLAINS ALL AMERN PIPELINE L
SOLEShares528.93K
TypeSH
Market value$6.22M
2.61%
Sole
0.00
Shared
0.00
None
528.93K
ISHARES TR
SOLEShares62.15K
TypeSH
Market value$6.03M
2.53%
Sole
0.00
Shared
0.00
None
62.15K
LEGG MASON ETF INVT
SOLEShares136.04K
TypeSH
Market value$5.18M
2.17%
Sole
0.00
Shared
0.00
None
136.04K
ISHARES TR
SOLEShares99.19K
TypeSH
Market value$5.00M
2.10%
Sole
0.00
Shared
0.00
None
99.19K
ISHARES TR
SOLEShares45.37K
TypeSH
Market value$4.99M
2.09%
Sole
0.00
Shared
0.00
None
45.37K
INVESCO EXCH TRADED FD TR II
SOLEShares76.53K
TypeSH
Market value$4.89M
2.05%
Sole
0.00
Shared
0.00
None
76.53K
PHILLIPS 66
SOLEShares42.13K
TypeSH
Market value$4.38M
1.84%
Sole
0.00
Shared
0.00
None
42.13K
JANUS DETROIT STR TR
SOLEShares81.84K
TypeSH
Market value$4.03M
1.69%
Sole
0.00
Shared
0.00
None
81.84K
SPDR SER TR
SOLEShares40.22K
TypeSH
Market value$3.62M
1.52%
Sole
0.00
Shared
0.00
None
40.22K
DCP MIDSTREAM LP
SOLEShares89.53K
TypeSH
Market value$3.47M
1.46%
Sole
0.00
Shared
0.00
None
89.53K
ISHARES INC
SOLEShares66.50K
TypeSH
Market value$3.11M
1.30%
Sole
0.00
Shared
0.00
None
66.50K
VANGUARD STAR FDS
SOLEShares58.54K
TypeSH
Market value$3.03M
1.27%
Sole
0.00
Shared
0.00
None
58.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 715.92K | SH | $33.93M 14.24% | 0.00 | 0.00 | 715.92K |
ISHARES TRSOLE | MSCI USA MIN VOL | 381.71K | SH | $27.52M 11.55% | 0.00 | 0.00 | 381.71K |
ISHARES TRSOLE | CORE S&P500 ETF | 70.10K | SH | $26.93M 11.30% | 0.00 | 0.00 | 70.10K |
ISHARES TRSOLE | CORE MSCI EAFE | 224.57K | SH | $13.84M 5.81% | 0.00 | 0.00 | 224.57K |
MPLX LPSOLE | COM UNIT REP LTD | 373.95K | SH | $12.28M 5.15% | 0.00 | 0.00 | 373.95K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 157.10K | SH | $11.29M 4.74% | 0.00 | 0.00 | 157.10K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 332.38K | SH | $8.02M 3.36% | 0.00 | 0.00 | 332.38K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 87.48K | SH | $8.00M 3.36% | 0.00 | 0.00 | 87.48K |
WESTERN MIDSTREAM PARTNERS LSOLE | COM UNIT LP INT | 274.48K | SH | $7.37M 3.09% | 0.00 | 0.00 | 274.48K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 160.81K | SH | $7.32M 3.07% | 0.00 | 0.00 | 160.81K |
MAGELLAN MIDSTREAM PRTNRS LPSOLE | COM UNIT RP LP | 143.70K | SH | $7.22M 3.03% | 0.00 | 0.00 | 143.70K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 92.73K | SH | $6.89M 2.89% | 0.00 | 0.00 | 92.73K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 32.93K | SH | $6.30M 2.64% | 0.00 | 0.00 | 32.93K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 528.93K | SH | $6.22M 2.61% | 0.00 | 0.00 | 528.93K |
ISHARES TRSOLE | CORE US AGGBD ET | 62.15K | SH | $6.03M 2.53% | 0.00 | 0.00 | 62.15K |
LEGG MASON ETF INVTSOLE | FRANKLIN US LOW | 136.04K | SH | $5.18M 2.17% | 0.00 | 0.00 | 136.04K |
ISHARES TRSOLE | TRS FLT RT BD | 99.19K | SH | $5.00M 2.10% | 0.00 | 0.00 | 99.19K |
ISHARES TRSOLE | SHORT TREAS BD | 45.37K | SH | $4.99M 2.09% | 0.00 | 0.00 | 45.37K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 76.53K | SH | $4.89M 2.05% | 0.00 | 0.00 | 76.53K |
PHILLIPS 66SOLE | COM | 42.13K | SH | $4.38M 1.84% | 0.00 | 0.00 | 42.13K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 81.84K | SH | $4.03M 1.69% | 0.00 | 0.00 | 81.84K |
SPDR SER TRSOLE | BLOOMBERG HIGH Y | 40.22K | SH | $3.62M 1.52% | 0.00 | 0.00 | 40.22K |
DCP MIDSTREAM LPSOLE | COM UT LTD PTN | 89.53K | SH | $3.47M 1.46% | 0.00 | 0.00 | 89.53K |
ISHARES INCSOLE | CORE MSCI EMKT | 66.50K | SH | $3.11M 1.30% | 0.00 | 0.00 | 66.50K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 58.54K | SH | $3.03M 1.27% | 0.00 | 0.00 | 58.54K |
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