SOVEREIGN FINANCIAL GROUP, INC.

PrivateCIK: 1846175
Location

STAMFORD, CT

386
Positions
$654.39M
Total AUM (reported)
6.84M
Total Shares

Allocation by class

TOTAL AUM$654.39M386 positions
COM$131.01M20.0%
VAN FTSE DEV MKT$38.10M5.8%
GROWTH ETF$33.14M5.1%
TR UNIT$29.58M4.5%
VALUE ETF$26.19M4.0%
UNIT SER 1$25.59M3.9%
CORE S&P500 ETF$22.25M3.4%

Portfolio Concentration

Top 315.4%4–1021.0%11–2518.9%Rest44.7%TOP 1036.4%0%100%
Top 3$100.82M15.4%
4–10$137.33M21.0%
11–25$123.56M18.9%
Rest$292.67M44.7%

Top 3 weight

15.4%

Top 10 weight

36.4%

Voting Authority Distribution

Total shares with voting rights: 6.84M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

6.84M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole386
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings386
Rows:

VANGUARD TAX-MANAGED FDS

SOLE
VAN FTSE DEV MKT
Shares534.70K
TypeSH
Market value$38.10M
5.82%
Sole
0.00
Shared
0.00
None
534.70K

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares384.78K
TypeSH
Market value$33.14M
5.07%
Sole
0.00
Shared
0.00
None
384.78K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares39.61K
TypeSH
Market value$29.58M
4.52%
Sole
0.00
Shared
0.00
None
39.61K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares120.19K
TypeSH
Market value$26.19M
4.00%
Sole
0.00
Shared
0.00
None
120.19K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares34.75K
TypeSH
Market value$25.59M
3.91%
Sole
0.00
Shared
0.00
None
34.75K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares29.71K
TypeSH
Market value$22.25M
3.40%
Sole
0.00
Shared
0.00
None
29.71K

ALPHABET INC

SOLE
CAP STK CL C
Shares58.56K
TypeSH
Market value$20.69M
3.16%
Sole
0.00
Shared
0.00
None
58.56K

APPLE INC

SOLE
COM
Shares52.63K
TypeSH
Market value$15.23M
2.33%
Sole
0.00
Shared
0.00
None
52.63K

VANGUARD INTL EQUITY INDEX F

SOLE
FTSE EMR MKT ETF
Shares237.51K
TypeSH
Market value$14.18M
2.17%
Sole
0.00
Shared
0.00
None
237.51K

VANGUARD CHARLOTTE FDS

SOLE
TOTAL INT BD ETF
Shares272.49K
TypeSH
Market value$13.20M
2.02%
Sole
0.00
Shared
0.00
None
272.49K

ALPHABET INC

SOLE
CAP STK CL A
Shares36.26K
TypeSH
Market value$12.96M
1.98%
Sole
0.00
Shared
0.00
None
36.26K

VANGUARD BD INDEX FDS

SOLE
SHORT TRM BOND
Shares164.47K
TypeSH
Market value$12.81M
1.96%
Sole
0.00
Shared
0.00
None
164.47K

FIRST TR EXCHANGE TRADED FD

SOLE
RISNG DIVD ACHIV
Shares140.21K
TypeSH
Market value$11.37M
1.74%
Sole
0.00
Shared
0.00
None
140.21K

VANGUARD INDEX FDS

SOLE
SMALL CP ETF
Shares33.14K
TypeSH
Market value$10.05M
1.54%
Sole
0.00
Shared
0.00
None
33.14K

VANGUARD MALVERN FDS

SOLE
STRM INFPROIDX
Shares197.43K
TypeSH
Market value$9.92M
1.52%
Sole
0.00
Shared
0.00
None
197.43K

NVIDIA CORPORATION

SOLE
COM
Shares38.64K
TypeSH
Market value$7.73M
1.18%
Sole
0.00
Shared
0.00
None
38.64K

VANGUARD BD INDEX FDS

SOLE
INTERMED TERM
Shares96.22K
TypeSH
Market value$7.38M
1.13%
Sole
0.00
Shared
0.00
None
96.22K

MICRON TECHNOLOGY INC

SOLE
COM
Shares6.26K
TypeSH
Market value$7.22M
1.10%
Sole
0.00
Shared
0.00
None
6.26K

VANGUARD WHITEHALL FDS

SOLE
HIGH DIV YLD
Shares44.79K
TypeSH
Market value$7.08M
1.08%
Sole
0.00
Shared
0.00
None
44.79K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares10.19K
TypeSH
Market value$7.00M
1.07%
Sole
0.00
Shared
0.00
None
10.19K

ISHARES TR

SOLE
RESIDENTIAL MULT
Shares72.68K
TypeSH
Market value$6.88M
1.05%
Sole
0.00
Shared
0.00
None
72.68K

VANGUARD BD INDEX FDS

SOLE
LONG TERM BOND
Shares99.16K
TypeSH
Market value$6.84M
1.04%
Sole
0.00
Shared
0.00
None
99.16K

VANGUARD SCOTTSDALE FDS

SOLE
MTG-BKD SECS ETF
Shares134.93K
TypeSH
Market value$6.32M
0.97%
Sole
0.00
Shared
0.00
None
134.93K

MICROSOFT CORP

SOLE
COM
Shares13.98K
TypeSH
Market value$5.22M
0.80%
Sole
0.00
Shared
0.00
None
13.98K

RBB FD INC

SOLE
F/M US TREASURY
Shares96.30K
TypeSH
Market value$4.80M
0.73%
Sole
0.00
Shared
0.00
None
96.30K
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