SOVEREIGN FINANCIAL GROUP, INC.

PrivateCIK: 1846175
Location

STAMFORD, CT

365
Positions
$575.60M
Total AUM (reported)
6.32M
Total Shares

Allocation by class

TOTAL AUM$575.60M365 positions
COM$113.64M19.7%
VAN FTSE DEV MKT$34.16M5.9%
GROWTH ETF$27.46M4.8%
TR UNIT$26.96M4.7%
VALUE ETF$23.28M4.0%
UNIT SER 1$20.61M3.6%
CAP STK CL C$17.34M3.0%

Portfolio Concentration

Top 315.4%4–1020.3%11–2518.9%Rest45.5%TOP 1035.7%0%100%
Top 3$88.58M15.4%
4–10$116.70M20.3%
11–25$108.70M18.9%
Rest$261.61M45.5%

Top 3 weight

15.4%

Top 10 weight

35.7%

Voting Authority Distribution

Total shares with voting rights: 6.32M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

6.32M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole365
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings365
Rows:

VANGUARD TAX-MANAGED FDS

SOLE
VAN FTSE DEV MKT
Shares533.08K
TypeSH
Market value$34.16M
5.93%
Sole
0.00
Shared
0.00
None
533.08K

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares62.87K
TypeSH
Market value$27.46M
4.77%
Sole
0.00
Shared
0.00
None
62.87K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares41.45K
TypeSH
Market value$26.96M
4.68%
Sole
0.00
Shared
0.00
None
41.45K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares118.63K
TypeSH
Market value$23.28M
4.04%
Sole
0.00
Shared
0.00
None
118.63K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares35.72K
TypeSH
Market value$20.61M
3.58%
Sole
0.00
Shared
0.00
None
35.72K

ALPHABET INC

SOLE
CAP STK CL C
Shares60.45K
TypeSH
Market value$17.34M
3.01%
Sole
0.00
Shared
0.00
None
60.45K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares26.15K
TypeSH
Market value$17.08M
2.97%
Sole
0.00
Shared
0.00
None
26.15K

APPLE INC

SOLE
COM
Shares52.78K
TypeSH
Market value$13.40M
2.33%
Sole
0.00
Shared
0.00
None
52.78K

VANGUARD INTL EQUITY INDEX F

SOLE
FTSE EMR MKT ETF
Shares234.07K
TypeSH
Market value$12.65M
2.20%
Sole
0.00
Shared
0.00
None
234.07K

VANGUARD CHARLOTTE FDS

SOLE
TOTAL INT BD ETF
Shares256.85K
TypeSH
Market value$12.34M
2.14%
Sole
0.00
Shared
0.00
None
256.85K

VANGUARD BD INDEX FDS

SOLE
SHORT TRM BOND
Shares154.77K
TypeSH
Market value$12.14M
2.11%
Sole
0.00
Shared
0.00
None
154.77K

ALPHABET INC

SOLE
CAP STK CL A
Shares37.71K
TypeSH
Market value$10.84M
1.88%
Sole
0.00
Shared
0.00
None
37.71K

VANGUARD MALVERN FDS

SOLE
STRM INFPROIDX
Shares188.78K
TypeSH
Market value$9.43M
1.64%
Sole
0.00
Shared
0.00
None
188.78K

FIRST TR EXCHANGE TRADED FD

SOLE
RISNG DIVD ACHIV
Shares137.63K
TypeSH
Market value$9.40M
1.63%
Sole
0.00
Shared
0.00
None
137.63K

VANGUARD INDEX FDS

SOLE
SMALL CP ETF
Shares31.90K
TypeSH
Market value$8.35M
1.45%
Sole
0.00
Shared
0.00
None
31.90K

VANGUARD BD INDEX FDS

SOLE
INTERMED TERM
Shares88.12K
TypeSH
Market value$6.80M
1.18%
Sole
0.00
Shared
0.00
None
88.12K

VANGUARD WHITEHALL FDS

SOLE
HIGH DIV YLD
Shares45.92K
TypeSH
Market value$6.80M
1.18%
Sole
0.00
Shared
0.00
None
45.92K

NVIDIA CORPORATION

SOLE
COM
Shares37.28K
TypeSH
Market value$6.50M
1.13%
Sole
0.00
Shared
0.00
None
37.28K

VANGUARD BD INDEX FDS

SOLE
LONG TERM BOND
Shares89.26K
TypeSH
Market value$6.14M
1.07%
Sole
0.00
Shared
0.00
None
89.26K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares10.25K
TypeSH
Market value$6.13M
1.06%
Sole
0.00
Shared
0.00
None
10.25K

VANGUARD SCOTTSDALE FDS

SOLE
MTG-BKD SECS ETF
Shares127.84K
TypeSH
Market value$6.00M
1.04%
Sole
0.00
Shared
0.00
None
127.84K

ISHARES TR

SOLE
RESIDENTIAL MULT
Shares68.70K
TypeSH
Market value$5.72M
0.99%
Sole
0.00
Shared
0.00
None
68.70K

MICROSOFT CORP

SOLE
COM
Shares14.67K
TypeSH
Market value$5.43M
0.94%
Sole
0.00
Shared
0.00
None
14.67K

RBB FD INC

SOLE
F/M US TREASURY
Shares105.56K
TypeSH
Market value$5.26M
0.91%
Sole
0.00
Shared
0.00
None
105.56K

AMAZON COM INC

SOLE
COM
Shares18.05K
TypeSH
Market value$3.76M
0.65%
Sole
0.00
Shared
0.00
None
18.05K
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