Filed: 1/7/2026ACC: 0001951757-26-000029
📋 What this filing means
SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 349 equity positions with a total reported market value of $580.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
349
Positions
$580.41M
Total AUM (reported)
5.95M
Total Shares
Allocation by class
COM$108.37M18.7%
VAN FTSE DEV MKT$32.18M5.5%
GROWTH ETF$30.86M5.3%
TR UNIT$28.61M4.9%
UNIT SER 1$21.99M3.8%
VALUE ETF$21.39M3.7%
PUT$18.91M3.3%
Portfolio Concentration
Top 3$91.65M15.8%
4–10$124.05M21.4%
11–25$112.92M19.5%
Rest$251.79M43.4%
Top 3 weight
15.8%
Top 10 weight
37.2%
Voting Authority Distribution
Total shares with voting rights: 5.95M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.95M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole349
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings349
Rows:
VANGUARD TAX-MANAGED FDS
SOLEShares515.17K
TypeSH
Market value$32.18M
5.54%
Sole
0.00
Shared
0.00
None
515.17K
VANGUARD INDEX FDS
SOLEShares63.25K
TypeSH
Market value$30.86M
5.32%
Sole
0.00
Shared
0.00
None
63.25K
SPDR S&P 500 ETF TR
SOLEShares41.95K
TypeSH
Market value$28.61M
4.93%
Sole
0.00
Shared
0.00
None
41.95K
INVESCO QQQ TR
SOLEShares35.80K
TypeSH
Market value$21.99M
3.79%
Sole
0.00
Shared
0.00
None
35.80K
VANGUARD INDEX FDS
SOLEShares111.97K
TypeSH
Market value$21.39M
3.68%
Sole
0.00
Shared
0.00
None
111.97K
ALPHABET INC
SOLEShares89.36K
TypePRN
Market value$18.69M
3.22%
Sole
0.00
Shared
0.00
None
89.36K
ALPHABET INC
SOLEShares58.55K
TypeSH
Market value$18.37M
3.17%
Sole
0.00
Shared
0.00
None
58.55K
ISHARES TR
SOLEShares25.41K
TypeSH
Market value$17.40M
3.00%
Sole
0.00
Shared
0.00
None
25.41K
APPLE INC
SOLEShares52.61K
TypeSH
Market value$14.30M
2.46%
Sole
0.00
Shared
0.00
None
52.61K
ALPHABET INC
SOLEShares37.99K
TypeSH
Market value$11.89M
2.05%
Sole
0.00
Shared
0.00
None
37.99K
VANGUARD INTL EQUITY INDEX F
SOLEShares215.07K
TypeSH
Market value$11.56M
1.99%
Sole
0.00
Shared
0.00
None
215.07K
VANGUARD BD INDEX FDS
SOLEShares141.51K
TypeSH
Market value$11.15M
1.92%
Sole
0.00
Shared
0.00
None
141.51K
VANGUARD CHARLOTTE FDS
SOLEShares227.82K
TypeSH
Market value$11.01M
1.90%
Sole
0.00
Shared
0.00
None
227.82K
FIRST TR EXCHANGE TRADED FD
SOLEShares130.54K
TypeSH
Market value$9.07M
1.56%
Sole
0.00
Shared
0.00
None
130.54K
VANGUARD MALVERN FDS
SOLEShares171.96K
TypeSH
Market value$8.51M
1.47%
Sole
0.00
Shared
0.00
None
171.96K
VANGUARD INDEX FDS
SOLEShares29.62K
TypeSH
Market value$7.64M
1.32%
Sole
0.00
Shared
0.00
None
29.62K
MICROSOFT CORP
SOLEShares14.93K
TypeSH
Market value$7.22M
1.24%
Sole
0.00
Shared
0.00
None
14.93K
NVIDIA CORPORATION
SOLEShares36.34K
TypeSH
Market value$6.78M
1.17%
Sole
0.00
Shared
0.00
None
36.34K
VANGUARD WHITEHALL FDS
SOLEShares46.96K
TypeSH
Market value$6.74M
1.16%
Sole
0.00
Shared
0.00
None
46.96K
VANGUARD INDEX FDS
SOLEShares10.42K
TypeSH
Market value$6.53M
1.13%
Sole
0.00
Shared
0.00
None
10.42K
VANGUARD BD INDEX FDS
SOLEShares77.95K
TypeSH
Market value$6.07M
1.05%
Sole
0.00
Shared
0.00
None
77.95K
RBB FD INC
SOLEShares117.91K
TypeSH
Market value$5.88M
1.01%
Sole
0.00
Shared
0.00
None
117.91K
VANGUARD SCOTTSDALE FDS
SOLEShares110.38K
TypeSH
Market value$5.20M
0.90%
Sole
0.00
Shared
0.00
None
110.38K
VANGUARD BD INDEX FDS
SOLEShares70.72K
TypeSH
Market value$4.92M
0.85%
Sole
0.00
Shared
0.00
None
70.72K
ISHARES TR
SOLEShares56.28K
TypeSH
Market value$4.65M
0.80%
Sole
0.00
Shared
0.00
None
56.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 515.17K | SH | $32.18M 5.54% | 0.00 | 0.00 | 515.17K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 63.25K | SH | $30.86M 5.32% | 0.00 | 0.00 | 63.25K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.95K | SH | $28.61M 4.93% | 0.00 | 0.00 | 41.95K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 35.80K | SH | $21.99M 3.79% | 0.00 | 0.00 | 35.80K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 111.97K | SH | $21.39M 3.68% | 0.00 | 0.00 | 111.97K |
ALPHABET INCSOLE | PUT | 89.36K | PRN | $18.69M 3.22% | 0.00 | 0.00 | 89.36K |
ALPHABET INCSOLE | CAP STK CL C | 58.55K | SH | $18.37M 3.17% | 0.00 | 0.00 | 58.55K |
ISHARES TRSOLE | CORE S&P500 ETF | 25.41K | SH | $17.40M 3.00% | 0.00 | 0.00 | 25.41K |
APPLE INCSOLE | COM | 52.61K | SH | $14.30M 2.46% | 0.00 | 0.00 | 52.61K |
ALPHABET INCSOLE | CAP STK CL A | 37.99K | SH | $11.89M 2.05% | 0.00 | 0.00 | 37.99K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 215.07K | SH | $11.56M 1.99% | 0.00 | 0.00 | 215.07K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 141.51K | SH | $11.15M 1.92% | 0.00 | 0.00 | 141.51K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 227.82K | SH | $11.01M 1.90% | 0.00 | 0.00 | 227.82K |
FIRST TR EXCHANGE TRADED FDSOLE | RISNG DIVD ACHIV | 130.54K | SH | $9.07M 1.56% | 0.00 | 0.00 | 130.54K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 171.96K | SH | $8.51M 1.47% | 0.00 | 0.00 | 171.96K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 29.62K | SH | $7.64M 1.32% | 0.00 | 0.00 | 29.62K |
MICROSOFT CORPSOLE | COM | 14.93K | SH | $7.22M 1.24% | 0.00 | 0.00 | 14.93K |
NVIDIA CORPORATIONSOLE | COM | 36.34K | SH | $6.78M 1.17% | 0.00 | 0.00 | 36.34K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 46.96K | SH | $6.74M 1.16% | 0.00 | 0.00 | 46.96K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 10.42K | SH | $6.53M 1.13% | 0.00 | 0.00 | 10.42K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 77.95K | SH | $6.07M 1.05% | 0.00 | 0.00 | 77.95K |
RBB FD INCSOLE | US TREAS 3 MNTH | 117.91K | SH | $5.88M 1.01% | 0.00 | 0.00 | 117.91K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 110.38K | SH | $5.20M 0.90% | 0.00 | 0.00 | 110.38K |
VANGUARD BD INDEX FDSSOLE | LONG TERM BOND | 70.72K | SH | $4.92M 0.85% | 0.00 | 0.00 | 70.72K |
ISHARES TRSOLE | RESIDENTIAL MULT | 56.28K | SH | $4.65M 0.80% | 0.00 | 0.00 | 56.28K |
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