SOVEREIGN FINANCIAL GROUP, INC.

Filed: 10/17/2025ACC: 0001951757-25-001152

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 327 equity positions with a total reported market value of $534.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

327

Positions

$534.07M

Total AUM (reported)

5.55M

Total Shares

Allocation by class

COM$107.12M20.1%

VAN FTSE DEV MKT$30.71M5.8%

GROWTH ETF$29.59M5.5%

TR UNIT$27.26M5.1%

UNIT SER 1$21.45M4.0%

VALUE ETF$20.91M3.9%

CORE S&P500 ETF$17.20M3.2%

Portfolio Concentration

Top 3$87.56M16.4%

4–10$110.32M20.7%

11–25$101.69M19.0%

Rest$234.50M43.9%

Top 3 weight

16.4%

Top 10 weight

37.1%

Voting Authority Distribution

Total shares with voting rights: 5.55M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.55M

% of voting shares100.0%

Investment Discretion (by position count)

Sole327

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings327

Rows:

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares512.59K

TypeSH

Market value$30.71M

5.75%

Sole

0.00

Shared

0.00

None

512.59K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares61.69K

TypeSH

Market value$29.59M

5.54%

Sole

0.00

Shared

0.00

None

61.69K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares40.92K

TypeSH

Market value$27.26M

5.10%

Sole

0.00

Shared

0.00

None

40.92K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares35.73K

TypeSH

Market value$21.45M

4.02%

Sole

0.00

Shared

0.00

None

35.73K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares112.11K

TypeSH

Market value$20.91M

3.91%

Sole

0.00

Shared

0.00

None

112.11K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares25.69K

TypeSH

Market value$17.20M

3.22%

Sole

0.00

Shared

0.00

None

25.69K

APPLE INC

SOLE

COM

Shares57.61K

TypeSH

Market value$14.67M

2.75%

Sole

0.00

Shared

0.00

None

57.61K

ALPHABET INC

SOLE

CAP STK CL C

Shares58.80K

TypeSH

Market value$14.32M

2.68%

Sole

0.00

Shared

0.00

None

58.80K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares204.89K

TypeSH

Market value$11.10M

2.08%

Sole

0.00

Shared

0.00

None

204.89K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares135.31K

TypeSH

Market value$10.68M

2.00%

Sole

0.00

Shared

0.00

None

135.31K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares215.87K

TypeSH

Market value$10.68M

2.00%

Sole

0.00

Shared

0.00

None

215.87K

ALPHABET INC

SOLE

CAP STK CL A

Shares38.15K

TypeSH

Market value$9.28M

1.74%

Sole

0.00

Shared

0.00

None

38.15K

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares130.08K

TypeSH

Market value$8.75M

1.64%

Sole

0.00

Shared

0.00

None

130.08K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares170.66K

TypeSH

Market value$8.64M

1.62%

Sole

0.00

Shared

0.00

None

170.66K

MICROSOFT CORP

SOLE

COM

Shares15.67K

TypeSH

Market value$8.12M

1.52%

Sole

0.00

Shared

0.00

None

15.67K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares29.51K

TypeSH

Market value$7.50M

1.41%

Sole

0.00

Shared

0.00

None

29.51K

NVIDIA CORPORATION

SOLE

COM

Shares36.58K

TypeSH

Market value$6.82M

1.28%

Sole

0.00

Shared

0.00

None

36.58K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares45.61K

TypeSH

Market value$6.43M

1.20%

Sole

0.00

Shared

0.00

None

45.61K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares10.45K

TypeSH

Market value$6.40M

1.20%

Sole

0.00

Shared

0.00

None

10.45K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares74.90K

TypeSH

Market value$5.85M

1.10%

Sole

0.00

Shared

0.00

None

74.90K

RBB FD INC

SOLE

US TREAS 3 MNTH

Shares107.80K

TypeSH

Market value$5.39M

1.01%

Sole

0.00

Shared

0.00

None

107.80K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares104.05K

TypeSH

Market value$4.89M

0.91%

Sole

0.00

Shared

0.00

None

104.05K

VANGUARD BD INDEX FDS

SOLE

LONG TERM BOND

Shares66.31K

TypeSH

Market value$4.70M

0.88%

Sole

0.00

Shared

0.00

None

66.31K

ISHARES TR

SOLE

RESIDENTIAL MULT

Shares52.77K

TypeSH

Market value$4.48M

0.84%

Sole

0.00

Shared

0.00

None

52.77K

AMAZON COM INC

SOLE

COM

Shares17.17K

TypeSH

Market value$3.77M

0.71%

Sole

0.00

Shared

0.00

None

17.17K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	512.59K	SH	$30.71M 5.75%	512.59K
VANGUARD INDEX FDSSOLE	GROWTH ETF	61.69K	SH	$29.59M 5.54%	61.69K
SPDR S&P 500 ETF TRSOLE	TR UNIT	40.92K	SH	$27.26M 5.10%	40.92K
INVESCO QQQ TRSOLE	UNIT SER 1	35.73K	SH	$21.45M 4.02%	35.73K
VANGUARD INDEX FDSSOLE	VALUE ETF	112.11K	SH	$20.91M 3.91%	112.11K
ISHARES TRSOLE	CORE S&P500 ETF	25.69K	SH	$17.20M 3.22%	25.69K
APPLE INCSOLE	COM	57.61K	SH	$14.67M 2.75%	57.61K
ALPHABET INCSOLE	CAP STK CL C	58.80K	SH	$14.32M 2.68%	58.80K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	204.89K	SH	$11.10M 2.08%	204.89K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	135.31K	SH	$10.68M 2.00%	135.31K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	215.87K	SH	$10.68M 2.00%	215.87K
ALPHABET INCSOLE	CAP STK CL A	38.15K	SH	$9.28M 1.74%	38.15K
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	130.08K	SH	$8.75M 1.64%	130.08K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	170.66K	SH	$8.64M 1.62%	170.66K
MICROSOFT CORPSOLE	COM	15.67K	SH	$8.12M 1.52%	15.67K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	29.51K	SH	$7.50M 1.41%	29.51K
NVIDIA CORPORATIONSOLE	COM	36.58K	SH	$6.82M 1.28%	36.58K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	45.61K	SH	$6.43M 1.20%	45.61K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	10.45K	SH	$6.40M 1.20%	10.45K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	74.90K	SH	$5.85M 1.10%	74.90K
RBB FD INCSOLE	US TREAS 3 MNTH	107.80K	SH	$5.39M 1.01%	107.80K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	104.05K	SH	$4.89M 0.91%	104.05K
VANGUARD BD INDEX FDSSOLE	LONG TERM BOND	66.31K	SH	$4.70M 0.88%	66.31K
ISHARES TRSOLE	RESIDENTIAL MULT	52.77K	SH	$4.48M 0.84%	52.77K
AMAZON COM INCSOLE	COM	17.17K	SH	$3.77M 0.71%	17.17K

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