SOVEREIGN FINANCIAL GROUP, INC.

Filed: 4/11/2025ACC: 0001951757-25-000332

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 286 equity positions with a total reported market value of $434.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

286

Positions

$434.22M

Total AUM (reported)

5.09M

Total Shares

Allocation by class

COM$91.05M21.0%

VAN FTSE DEV MKT$24.97M5.7%

TR UNIT$23.68M5.5%

GROWTH ETF$22.54M5.2%

VALUE ETF$18.48M4.3%

UNIT SER 1$16.64M3.8%

CORE S&P500 ETF$16.13M3.7%

Portfolio Concentration

Top 3$71.18M16.4%

4–10$91.85M21.2%

11–25$80.34M18.5%

Rest$190.84M44.0%

Top 3 weight

16.4%

Top 10 weight

37.5%

Voting Authority Distribution

Total shares with voting rights: 5.09M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.09M

% of voting shares100.0%

Investment Discretion (by position count)

Sole286

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings286

Rows:

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares491.19K

TypeSH

Market value$24.97M

5.75%

Sole

0.00

Shared

0.00

None

491.19K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares42.33K

TypeSH

Market value$23.68M

5.45%

Sole

0.00

Shared

0.00

None

42.33K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares60.78K

TypeSH

Market value$22.54M

5.19%

Sole

0.00

Shared

0.00

None

60.78K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares106.99K

TypeSH

Market value$18.48M

4.26%

Sole

0.00

Shared

0.00

None

106.99K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares35.49K

TypeSH

Market value$16.64M

3.83%

Sole

0.00

Shared

0.00

None

35.49K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares28.70K

TypeSH

Market value$16.13M

3.71%

Sole

0.00

Shared

0.00

None

28.70K

APPLE INC

SOLE

COM

Shares56.81K

TypeSH

Market value$12.62M

2.91%

Sole

0.00

Shared

0.00

None

56.81K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares199.34K

TypeSH

Market value$9.73M

2.24%

Sole

0.00

Shared

0.00

None

199.34K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares117.05K

TypeSH

Market value$9.16M

2.11%

Sole

0.00

Shared

0.00

None

117.05K

ALPHABET INC

SOLE

CAP STK CL C

Shares58.17K

TypeSH

Market value$9.09M

2.09%

Sole

0.00

Shared

0.00

None

58.17K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares189.71K

TypeSH

Market value$8.59M

1.98%

Sole

0.00

Shared

0.00

None

189.71K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares161.12K

TypeSH

Market value$8.04M

1.85%

Sole

0.00

Shared

0.00

None

161.12K

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares123.23K

TypeSH

Market value$7.21M

1.66%

Sole

0.00

Shared

0.00

None

123.23K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares28.07K

TypeSH

Market value$6.22M

1.43%

Sole

0.00

Shared

0.00

None

28.07K

MICROSOFT CORP

SOLE

COM

Shares15.52K

TypeSH

Market value$5.83M

1.34%

Sole

0.00

Shared

0.00

None

15.52K

ALPHABET INC

SOLE

CAP STK CL A

Shares37.44K

TypeSH

Market value$5.79M

1.33%

Sole

0.00

Shared

0.00

None

37.44K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares67.28K

TypeSH

Market value$5.15M

1.19%

Sole

0.00

Shared

0.00

None

67.28K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares39.85K

TypeSH

Market value$5.14M

1.18%

Sole

0.00

Shared

0.00

None

39.85K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares97.42K

TypeSH

Market value$4.51M

1.04%

Sole

0.00

Shared

0.00

None

97.42K

VANGUARD BD INDEX FDS

SOLE

LONG TERM BOND

Shares60.34K

TypeSH

Market value$4.25M

0.98%

Sole

0.00

Shared

0.00

None

60.34K

RBB FD INC

SOLE

US TREAS 3 MNTH

Shares84.29K

TypeSH

Market value$4.22M

0.97%

Sole

0.00

Shared

0.00

None

84.29K

ISHARES TR

SOLE

RESIDENTIAL MULT

Shares48.15K

TypeSH

Market value$4.16M

0.96%

Sole

0.00

Shared

0.00

None

48.15K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares7.68K

TypeSH

Market value$3.95M

0.91%

Sole

0.00

Shared

0.00

None

7.68K

NVIDIA CORPORATION

SOLE

COM

Shares34.45K

TypeSH

Market value$3.73M

0.86%

Sole

0.00

Shared

0.00

None

34.45K

AMAZON COM INC

SOLE

COM

Shares18.65K

TypeSH

Market value$3.55M

0.82%

Sole

0.00

Shared

0.00

None

18.65K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	491.19K	SH	$24.97M 5.75%	491.19K
SPDR S&P 500 ETF TRSOLE	TR UNIT	42.33K	SH	$23.68M 5.45%	42.33K
VANGUARD INDEX FDSSOLE	GROWTH ETF	60.78K	SH	$22.54M 5.19%	60.78K
VANGUARD INDEX FDSSOLE	VALUE ETF	106.99K	SH	$18.48M 4.26%	106.99K
INVESCO QQQ TRSOLE	UNIT SER 1	35.49K	SH	$16.64M 3.83%	35.49K
ISHARES TRSOLE	CORE S&P500 ETF	28.70K	SH	$16.13M 3.71%	28.70K
APPLE INCSOLE	COM	56.81K	SH	$12.62M 2.91%	56.81K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	199.34K	SH	$9.73M 2.24%	199.34K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	117.05K	SH	$9.16M 2.11%	117.05K
ALPHABET INCSOLE	CAP STK CL C	58.17K	SH	$9.09M 2.09%	58.17K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	189.71K	SH	$8.59M 1.98%	189.71K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	161.12K	SH	$8.04M 1.85%	161.12K
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	123.23K	SH	$7.21M 1.66%	123.23K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	28.07K	SH	$6.22M 1.43%	28.07K
MICROSOFT CORPSOLE	COM	15.52K	SH	$5.83M 1.34%	15.52K
ALPHABET INCSOLE	CAP STK CL A	37.44K	SH	$5.79M 1.33%	37.44K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	67.28K	SH	$5.15M 1.19%	67.28K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	39.85K	SH	$5.14M 1.18%	39.85K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	97.42K	SH	$4.51M 1.04%	97.42K
VANGUARD BD INDEX FDSSOLE	LONG TERM BOND	60.34K	SH	$4.25M 0.98%	60.34K
RBB FD INCSOLE	US TREAS 3 MNTH	84.29K	SH	$4.22M 0.97%	84.29K
ISHARES TRSOLE	RESIDENTIAL MULT	48.15K	SH	$4.16M 0.96%	48.15K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	7.68K	SH	$3.95M 0.91%	7.68K
NVIDIA CORPORATIONSOLE	COM	34.45K	SH	$3.73M 0.86%	34.45K
AMAZON COM INCSOLE	COM	18.65K	SH	$3.55M 0.82%	18.65K

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