Filed: 1/14/2025ACC: 0001951757-25-000020
📋 What this filing means
SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 284 equity positions with a total reported market value of $435.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
284
Positions
$435.60M
Total AUM (reported)
5.09M
Total Shares
Allocation by class
COM$95.39M21.9%
TR UNIT$24.30M5.6%
GROWTH ETF$23.84M5.5%
VAN FTSE DEV MKT$21.64M5.0%
CORE S&P500 ETF$18.20M4.2%
UNIT SER 1$17.99M4.1%
VALUE ETF$17.03M3.9%
Portfolio Concentration
Top 3$69.78M16.0%
4–10$94.86M21.8%
11–25$78.61M18.0%
Rest$192.36M44.2%
Top 3 weight
16.0%
Top 10 weight
37.8%
Voting Authority Distribution
Total shares with voting rights: 5.09M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.09M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole284
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings284
Rows:
SPDR S&P 500 ETF TR
SOLEShares41.46K
TypeSH
Market value$24.30M
5.58%
Sole
0.00
Shared
0.00
None
41.46K
VANGUARD INDEX FDS
SOLEShares58.08K
TypeSH
Market value$23.84M
5.47%
Sole
0.00
Shared
0.00
None
58.08K
VANGUARD TAX-MANAGED FDS
SOLEShares452.44K
TypeSH
Market value$21.64M
4.97%
Sole
0.00
Shared
0.00
None
452.44K
ISHARES TR
SOLEShares30.91K
TypeSH
Market value$18.20M
4.18%
Sole
0.00
Shared
0.00
None
30.91K
INVESCO QQQ TR
SOLEShares35.20K
TypeSH
Market value$17.99M
4.13%
Sole
0.00
Shared
0.00
None
35.20K
VANGUARD INDEX FDS
SOLEShares100.57K
TypeSH
Market value$17.03M
3.91%
Sole
0.00
Shared
0.00
None
100.57K
APPLE INC
SOLEShares54.22K
TypeSH
Market value$13.58M
3.12%
Sole
0.00
Shared
0.00
None
54.22K
ALPHABET INC
SOLEShares57.53K
TypeSH
Market value$10.96M
2.52%
Sole
0.00
Shared
0.00
None
57.53K
VANGUARD CHARLOTTE FDS
SOLEShares178.80K
TypeSH
Market value$8.77M
2.01%
Sole
0.00
Shared
0.00
None
178.80K
VANGUARD BD INDEX FDS
SOLEShares107.86K
TypeSH
Market value$8.33M
1.91%
Sole
0.00
Shared
0.00
None
107.86K
VANGUARD INTL EQUITY INDEX F
SOLEShares178.49K
TypeSH
Market value$7.86M
1.80%
Sole
0.00
Shared
0.00
None
178.49K
ALPHABET INC
SOLEShares37.34K
TypeSH
Market value$7.07M
1.62%
Sole
0.00
Shared
0.00
None
37.34K
FIRST TR EXCHANGE-TRADED FD
SOLEShares117.62K
TypeSH
Market value$6.96M
1.60%
Sole
0.00
Shared
0.00
None
117.62K
VANGUARD MALVERN FDS
SOLEShares141.24K
TypeSH
Market value$6.84M
1.57%
Sole
0.00
Shared
0.00
None
141.24K
VANGUARD INDEX FDS
SOLEShares26.49K
TypeSH
Market value$6.37M
1.46%
Sole
0.00
Shared
0.00
None
26.49K
MICROSOFT CORP
SOLEShares14.65K
TypeSH
Market value$6.18M
1.42%
Sole
0.00
Shared
0.00
None
14.65K
NVIDIA CORPORATION
SOLEShares39.92K
TypeSH
Market value$5.36M
1.23%
Sole
0.00
Shared
0.00
None
39.92K
VANGUARD WHITEHALL FDS
SOLEShares36.50K
TypeSH
Market value$4.66M
1.07%
Sole
0.00
Shared
0.00
None
36.50K
VANGUARD BD INDEX FDS
SOLEShares59.96K
TypeSH
Market value$4.48M
1.03%
Sole
0.00
Shared
0.00
None
59.96K
VANGUARD INDEX FDS
SOLEShares7.98K
TypeSH
Market value$4.30M
0.99%
Sole
0.00
Shared
0.00
None
7.98K
AMAZON COM INC
SOLEShares18.70K
TypeSH
Market value$4.10M
0.94%
Sole
0.00
Shared
0.00
None
18.70K
VANGUARD SCOTTSDALE FDS
SOLEShares86.12K
TypeSH
Market value$3.90M
0.90%
Sole
0.00
Shared
0.00
None
86.12K
ISHARES TR
SOLEShares43.53K
TypeSH
Market value$3.53M
0.81%
Sole
0.00
Shared
0.00
None
43.53K
VANGUARD BD INDEX FDS
SOLEShares51.33K
TypeSH
Market value$3.51M
0.81%
Sole
0.00
Shared
0.00
None
51.33K
RBB FD INC
SOLEShares70.08K
TypeSH
Market value$3.49M
0.80%
Sole
0.00
Shared
0.00
None
70.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.46K | SH | $24.30M 5.58% | 0.00 | 0.00 | 41.46K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 58.08K | SH | $23.84M 5.47% | 0.00 | 0.00 | 58.08K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 452.44K | SH | $21.64M 4.97% | 0.00 | 0.00 | 452.44K |
ISHARES TRSOLE | CORE S&P500 ETF | 30.91K | SH | $18.20M 4.18% | 0.00 | 0.00 | 30.91K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 35.20K | SH | $17.99M 4.13% | 0.00 | 0.00 | 35.20K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 100.57K | SH | $17.03M 3.91% | 0.00 | 0.00 | 100.57K |
APPLE INCSOLE | COM | 54.22K | SH | $13.58M 3.12% | 0.00 | 0.00 | 54.22K |
ALPHABET INCSOLE | CAP STK CL C | 57.53K | SH | $10.96M 2.52% | 0.00 | 0.00 | 57.53K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 178.80K | SH | $8.77M 2.01% | 0.00 | 0.00 | 178.80K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 107.86K | SH | $8.33M 1.91% | 0.00 | 0.00 | 107.86K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 178.49K | SH | $7.86M 1.80% | 0.00 | 0.00 | 178.49K |
ALPHABET INCSOLE | CAP STK CL A | 37.34K | SH | $7.07M 1.62% | 0.00 | 0.00 | 37.34K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 117.62K | SH | $6.96M 1.60% | 0.00 | 0.00 | 117.62K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 141.24K | SH | $6.84M 1.57% | 0.00 | 0.00 | 141.24K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 26.49K | SH | $6.37M 1.46% | 0.00 | 0.00 | 26.49K |
MICROSOFT CORPSOLE | COM | 14.65K | SH | $6.18M 1.42% | 0.00 | 0.00 | 14.65K |
NVIDIA CORPORATIONSOLE | COM | 39.92K | SH | $5.36M 1.23% | 0.00 | 0.00 | 39.92K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 36.50K | SH | $4.66M 1.07% | 0.00 | 0.00 | 36.50K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 59.96K | SH | $4.48M 1.03% | 0.00 | 0.00 | 59.96K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.98K | SH | $4.30M 0.99% | 0.00 | 0.00 | 7.98K |
AMAZON COM INCSOLE | COM | 18.70K | SH | $4.10M 0.94% | 0.00 | 0.00 | 18.70K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 86.12K | SH | $3.90M 0.90% | 0.00 | 0.00 | 86.12K |
ISHARES TRSOLE | RESIDENTIAL MULT | 43.53K | SH | $3.53M 0.81% | 0.00 | 0.00 | 43.53K |
VANGUARD BD INDEX FDSSOLE | LONG TERM BOND | 51.33K | SH | $3.51M 0.81% | 0.00 | 0.00 | 51.33K |
RBB FD INCSOLE | US TREAS 3 MNTH | 70.08K | SH | $3.49M 0.80% | 0.00 | 0.00 | 70.08K |
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