Filed: 10/8/2024ACC: 0001951757-24-000997
📋 What this filing means
SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 282 equity positions with a total reported market value of $427.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
282
Positions
$427.84M
Total AUM (reported)
4.60M
Total Shares
Allocation by class
COM$94.60M22.1%
TR UNIT$23.63M5.5%
VAN FTSE DEV MKT$23.51M5.5%
GROWTH ETF$22.32M5.2%
CORE S&P500 ETF$17.95M4.2%
UNIT SER 1$16.91M4.0%
VALUE ETF$16.78M3.9%
Portfolio Concentration
Top 3$69.46M16.2%
4–10$91.75M21.4%
11–25$77.85M18.2%
Rest$188.78M44.1%
Top 3 weight
16.2%
Top 10 weight
37.7%
Voting Authority Distribution
Total shares with voting rights: 4.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole282
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings282
Rows:
SPDR S&P 500 ETF TR
SOLEShares41.19K
TypeSH
Market value$23.63M
5.52%
Sole
0.00
Shared
0.00
None
41.19K
VANGUARD TAX-MANAGED FDS
SOLEShares445.13K
TypeSH
Market value$23.51M
5.49%
Sole
0.00
Shared
0.00
None
445.13K
VANGUARD INDEX FDS
SOLEShares58.14K
TypeSH
Market value$22.32M
5.22%
Sole
0.00
Shared
0.00
None
58.14K
ISHARES TR
SOLEShares31.13K
TypeSH
Market value$17.95M
4.20%
Sole
0.00
Shared
0.00
None
31.13K
INVESCO QQQ TR
SOLEShares34.64K
TypeSH
Market value$16.91M
3.95%
Sole
0.00
Shared
0.00
None
34.64K
VANGUARD INDEX FDS
SOLEShares96.13K
TypeSH
Market value$16.78M
3.92%
Sole
0.00
Shared
0.00
None
96.13K
APPLE INC
SOLEShares53.84K
TypeSH
Market value$12.54M
2.93%
Sole
0.00
Shared
0.00
None
53.84K
ALPHABET INC
SOLEShares57.70K
TypeSH
Market value$9.65M
2.25%
Sole
0.00
Shared
0.00
None
57.70K
VANGUARD CHARLOTTE FDS
SOLEShares181.30K
TypeSH
Market value$9.12M
2.13%
Sole
0.00
Shared
0.00
None
181.30K
VANGUARD BD INDEX FDS
SOLEShares111.82K
TypeSH
Market value$8.80M
2.06%
Sole
0.00
Shared
0.00
None
111.82K
VANGUARD INTL EQUITY INDEX F
SOLEShares175.70K
TypeSH
Market value$8.41M
1.96%
Sole
0.00
Shared
0.00
None
175.70K
FIRST TR EXCHANGE-TRADED FD
SOLEShares114.76K
TypeSH
Market value$6.80M
1.59%
Sole
0.00
Shared
0.00
None
114.76K
VANGUARD MALVERN FDS
SOLEShares134.76K
TypeSH
Market value$6.64M
1.55%
Sole
0.00
Shared
0.00
None
134.76K
VANGUARD INDEX FDS
SOLEShares26.25K
TypeSH
Market value$6.23M
1.46%
Sole
0.00
Shared
0.00
None
26.25K
MICROSOFT CORP
SOLEShares14.38K
TypeSH
Market value$6.19M
1.45%
Sole
0.00
Shared
0.00
None
14.38K
ALPHABET INC
SOLEShares37.22K
TypeSH
Market value$6.17M
1.44%
Sole
0.00
Shared
0.00
None
37.22K
NVIDIA CORPORATION
SOLEShares39.99K
TypeSH
Market value$4.86M
1.13%
Sole
0.00
Shared
0.00
None
39.99K
VANGUARD WHITEHALL FDS
SOLEShares34.12K
TypeSH
Market value$4.37M
1.02%
Sole
0.00
Shared
0.00
None
34.12K
VANGUARD BD INDEX FDS
SOLEShares54.19K
TypeSH
Market value$4.25M
0.99%
Sole
0.00
Shared
0.00
None
54.19K
ISHARES TR
SOLEShares89.10K
TypeSH
Market value$4.20M
0.98%
Sole
0.00
Shared
0.00
None
89.10K
VANGUARD INDEX FDS
SOLEShares7.84K
TypeSH
Market value$4.14M
0.97%
Sole
0.00
Shared
0.00
None
7.84K
VANGUARD SCOTTSDALE FDS
SOLEShares87.30K
TypeSH
Market value$4.12M
0.96%
Sole
0.00
Shared
0.00
None
87.30K
VANGUARD BD INDEX FDS
SOLEShares53.64K
TypeSH
Market value$4.03M
0.94%
Sole
0.00
Shared
0.00
None
53.64K
ISHARES TR
SOLEShares43.39K
TypeSH
Market value$3.85M
0.90%
Sole
0.00
Shared
0.00
None
43.39K
SOUTHERN CO
SOLEShares39.91K
TypeSH
Market value$3.60M
0.84%
Sole
0.00
Shared
0.00
None
39.91K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.19K | SH | $23.63M 5.52% | 0.00 | 0.00 | 41.19K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 445.13K | SH | $23.51M 5.49% | 0.00 | 0.00 | 445.13K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 58.14K | SH | $22.32M 5.22% | 0.00 | 0.00 | 58.14K |
ISHARES TRSOLE | CORE S&P500 ETF | 31.13K | SH | $17.95M 4.20% | 0.00 | 0.00 | 31.13K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 34.64K | SH | $16.91M 3.95% | 0.00 | 0.00 | 34.64K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 96.13K | SH | $16.78M 3.92% | 0.00 | 0.00 | 96.13K |
APPLE INCSOLE | COM | 53.84K | SH | $12.54M 2.93% | 0.00 | 0.00 | 53.84K |
ALPHABET INCSOLE | CAP STK CL C | 57.70K | SH | $9.65M 2.25% | 0.00 | 0.00 | 57.70K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 181.30K | SH | $9.12M 2.13% | 0.00 | 0.00 | 181.30K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 111.82K | SH | $8.80M 2.06% | 0.00 | 0.00 | 111.82K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 175.70K | SH | $8.41M 1.96% | 0.00 | 0.00 | 175.70K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 114.76K | SH | $6.80M 1.59% | 0.00 | 0.00 | 114.76K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 134.76K | SH | $6.64M 1.55% | 0.00 | 0.00 | 134.76K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 26.25K | SH | $6.23M 1.46% | 0.00 | 0.00 | 26.25K |
MICROSOFT CORPSOLE | COM | 14.38K | SH | $6.19M 1.45% | 0.00 | 0.00 | 14.38K |
ALPHABET INCSOLE | CAP STK CL A | 37.22K | SH | $6.17M 1.44% | 0.00 | 0.00 | 37.22K |
NVIDIA CORPORATIONSOLE | COM | 39.99K | SH | $4.86M 1.13% | 0.00 | 0.00 | 39.99K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 34.12K | SH | $4.37M 1.02% | 0.00 | 0.00 | 34.12K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 54.19K | SH | $4.25M 0.99% | 0.00 | 0.00 | 54.19K |
ISHARES TRSOLE | CORE TOTAL USD | 89.10K | SH | $4.20M 0.98% | 0.00 | 0.00 | 89.10K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.84K | SH | $4.14M 0.97% | 0.00 | 0.00 | 7.84K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 87.30K | SH | $4.12M 0.96% | 0.00 | 0.00 | 87.30K |
VANGUARD BD INDEX FDSSOLE | LONG TERM BOND | 53.64K | SH | $4.03M 0.94% | 0.00 | 0.00 | 53.64K |
ISHARES TRSOLE | RESIDENTIAL MULT | 43.39K | SH | $3.85M 0.90% | 0.00 | 0.00 | 43.39K |
SOUTHERN COSOLE | COM | 39.91K | SH | $3.60M 0.84% | 0.00 | 0.00 | 39.91K |
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