Filed: 7/15/2024ACC: 0001951757-24-000509
📋 What this filing means
SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 279 equity positions with a total reported market value of $401.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
279
Positions
$401.19M
Total AUM (reported)
4.41M
Total Shares
Allocation by class
COM$90.12M22.5%
TR UNIT$22.68M5.7%
GROWTH ETF$21.50M5.4%
VAN FTSE DEV MKT$20.83M5.2%
CORE S&P500 ETF$17.52M4.4%
UNIT SER 1$15.98M4.0%
VALUE ETF$14.45M3.6%
Portfolio Concentration
Top 3$65.01M16.2%
4–10$87.32M21.8%
11–25$72.00M17.9%
Rest$176.87M44.1%
Top 3 weight
16.2%
Top 10 weight
38.0%
Voting Authority Distribution
Total shares with voting rights: 4.41M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.41M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole279
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings279
Rows:
SPDR S&P 500 ETF TR
SOLEShares41.67K
TypeSH
Market value$22.68M
5.65%
Sole
0.00
Shared
0.00
None
41.67K
VANGUARD INDEX FDS
SOLEShares57.49K
TypeSH
Market value$21.50M
5.36%
Sole
0.00
Shared
0.00
None
57.49K
VANGUARD TAX-MANAGED FDS
SOLEShares421.57K
TypeSH
Market value$20.83M
5.19%
Sole
0.00
Shared
0.00
None
421.57K
ISHARES TR
SOLEShares32.02K
TypeSH
Market value$17.52M
4.37%
Sole
0.00
Shared
0.00
None
32.02K
INVESCO QQQ TR
SOLEShares33.34K
TypeSH
Market value$15.98M
3.98%
Sole
0.00
Shared
0.00
None
33.34K
VANGUARD INDEX FDS
SOLEShares90.11K
TypeSH
Market value$14.45M
3.60%
Sole
0.00
Shared
0.00
None
90.11K
APPLE INC
SOLEShares54.30K
TypeSH
Market value$11.44M
2.85%
Sole
0.00
Shared
0.00
None
54.30K
ALPHABET INC
SOLEShares57.78K
TypeSH
Market value$10.60M
2.64%
Sole
0.00
Shared
0.00
None
57.78K
VANGUARD BD INDEX FDS
SOLEShares115.75K
TypeSH
Market value$8.88M
2.21%
Sole
0.00
Shared
0.00
None
115.75K
VANGUARD CHARLOTTE FDS
SOLEShares173.66K
TypeSH
Market value$8.45M
2.11%
Sole
0.00
Shared
0.00
None
173.66K
VANGUARD INTL EQUITY INDEX F
SOLEShares157.49K
TypeSH
Market value$6.89M
1.72%
Sole
0.00
Shared
0.00
None
157.49K
ALPHABET INC
SOLEShares37.01K
TypeSH
Market value$6.74M
1.68%
Sole
0.00
Shared
0.00
None
37.01K
MICROSOFT CORP
SOLEShares14.84K
TypeSH
Market value$6.63M
1.65%
Sole
0.00
Shared
0.00
None
14.84K
VANGUARD MALVERN FDS
SOLEShares129.12K
TypeSH
Market value$6.27M
1.56%
Sole
0.00
Shared
0.00
None
129.12K
FIRST TR EXCHANGE-TRADED FD
SOLEShares108.76K
TypeSH
Market value$5.95M
1.48%
Sole
0.00
Shared
0.00
None
108.76K
NVIDIA CORPORATION
SOLEShares45.60K
TypeSH
Market value$5.63M
1.40%
Sole
0.00
Shared
0.00
None
45.60K
VANGUARD INDEX FDS
SOLEShares24.30K
TypeSH
Market value$5.30M
1.32%
Sole
0.00
Shared
0.00
None
24.30K
VANGUARD INDEX FDS
SOLEShares7.80K
TypeSH
Market value$3.90M
0.97%
Sole
0.00
Shared
0.00
None
7.80K
VANGUARD BD INDEX FDS
SOLEShares51.82K
TypeSH
Market value$3.88M
0.97%
Sole
0.00
Shared
0.00
None
51.82K
VANGUARD WHITEHALL FDS
SOLEShares31.32K
TypeSH
Market value$3.71M
0.93%
Sole
0.00
Shared
0.00
None
31.32K
VANGUARD BD INDEX FDS
SOLEShares51.51K
TypeSH
Market value$3.62M
0.90%
Sole
0.00
Shared
0.00
None
51.51K
VANGUARD SCOTTSDALE FDS
SOLEShares79.46K
TypeSH
Market value$3.61M
0.90%
Sole
0.00
Shared
0.00
None
79.46K
AMAZON COM INC
SOLEShares18.33K
TypeSH
Market value$3.54M
0.88%
Sole
0.00
Shared
0.00
None
18.33K
SOUTHERN CO
SOLEShares40.71K
TypeSH
Market value$3.16M
0.79%
Sole
0.00
Shared
0.00
None
40.71K
ISHARES TR
SOLEShares69.72K
TypeSH
Market value$3.15M
0.79%
Sole
0.00
Shared
0.00
None
69.72K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.67K | SH | $22.68M 5.65% | 0.00 | 0.00 | 41.67K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 57.49K | SH | $21.50M 5.36% | 0.00 | 0.00 | 57.49K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 421.57K | SH | $20.83M 5.19% | 0.00 | 0.00 | 421.57K |
ISHARES TRSOLE | CORE S&P500 ETF | 32.02K | SH | $17.52M 4.37% | 0.00 | 0.00 | 32.02K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 33.34K | SH | $15.98M 3.98% | 0.00 | 0.00 | 33.34K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 90.11K | SH | $14.45M 3.60% | 0.00 | 0.00 | 90.11K |
APPLE INCSOLE | COM | 54.30K | SH | $11.44M 2.85% | 0.00 | 0.00 | 54.30K |
ALPHABET INCSOLE | CAP STK CL C | 57.78K | SH | $10.60M 2.64% | 0.00 | 0.00 | 57.78K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 115.75K | SH | $8.88M 2.21% | 0.00 | 0.00 | 115.75K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 173.66K | SH | $8.45M 2.11% | 0.00 | 0.00 | 173.66K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 157.49K | SH | $6.89M 1.72% | 0.00 | 0.00 | 157.49K |
ALPHABET INCSOLE | CAP STK CL A | 37.01K | SH | $6.74M 1.68% | 0.00 | 0.00 | 37.01K |
MICROSOFT CORPSOLE | COM | 14.84K | SH | $6.63M 1.65% | 0.00 | 0.00 | 14.84K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 129.12K | SH | $6.27M 1.56% | 0.00 | 0.00 | 129.12K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 108.76K | SH | $5.95M 1.48% | 0.00 | 0.00 | 108.76K |
NVIDIA CORPORATIONSOLE | COM | 45.60K | SH | $5.63M 1.40% | 0.00 | 0.00 | 45.60K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 24.30K | SH | $5.30M 1.32% | 0.00 | 0.00 | 24.30K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.80K | SH | $3.90M 0.97% | 0.00 | 0.00 | 7.80K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 51.82K | SH | $3.88M 0.97% | 0.00 | 0.00 | 51.82K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 31.32K | SH | $3.71M 0.93% | 0.00 | 0.00 | 31.32K |
VANGUARD BD INDEX FDSSOLE | LONG TERM BOND | 51.51K | SH | $3.62M 0.90% | 0.00 | 0.00 | 51.51K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 79.46K | SH | $3.61M 0.90% | 0.00 | 0.00 | 79.46K |
AMAZON COM INCSOLE | COM | 18.33K | SH | $3.54M 0.88% | 0.00 | 0.00 | 18.33K |
SOUTHERN COSOLE | COM | 40.71K | SH | $3.16M 0.79% | 0.00 | 0.00 | 40.71K |
ISHARES TRSOLE | CORE TOTAL USD | 69.72K | SH | $3.15M 0.79% | 0.00 | 0.00 | 69.72K |
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