SOVEREIGN FINANCIAL GROUP, INC.

Filed: 4/15/2024ACC: 0001951757-24-000299

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 286 equity positions with a total reported market value of $376.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

286

Positions

$376.75M

Total AUM (reported)

4.28M

Total Shares

Allocation by class

COM$86.74M23.0%

TR UNIT$21.84M5.8%

VAN FTSE DEV MKT$19.37M5.1%

GROWTH ETF$18.08M4.8%

CORE S&P500 ETF$16.52M4.4%

UNIT SER 1$15.19M4.0%

VALUE ETF$13.51M3.6%

Portfolio Concentration

Top 3$59.29M15.7%

4–10$79.97M21.2%

11–25$67.02M17.8%

Rest$170.48M45.2%

Top 3 weight

15.7%

Top 10 weight

37.0%

Voting Authority Distribution

Total shares with voting rights: 4.28M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.28M

% of voting shares100.0%

Investment Discretion (by position count)

Sole286

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings286

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares41.76K

TypeSH

Market value$21.84M

5.80%

Sole

0.00

Shared

0.00

None

41.76K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares386.02K

TypeSH

Market value$19.37M

5.14%

Sole

0.00

Shared

0.00

None

386.02K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares52.53K

TypeSH

Market value$18.08M

4.80%

Sole

0.00

Shared

0.00

None

52.53K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares31.43K

TypeSH

Market value$16.52M

4.39%

Sole

0.00

Shared

0.00

None

31.43K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares34.21K

TypeSH

Market value$15.19M

4.03%

Sole

0.00

Shared

0.00

None

34.21K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares82.94K

TypeSH

Market value$13.51M

3.59%

Sole

0.00

Shared

0.00

None

82.94K

APPLE INC

SOLE

COM

Shares54.41K

TypeSH

Market value$9.33M

2.48%

Sole

0.00

Shared

0.00

None

54.41K

ALPHABET INC

SOLE

CAP STK CL C

Shares57.59K

TypeSH

Market value$8.77M

2.33%

Sole

0.00

Shared

0.00

None

57.59K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares111.16K

TypeSH

Market value$8.52M

2.26%

Sole

0.00

Shared

0.00

None

111.16K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares165.24K

TypeSH

Market value$8.13M

2.16%

Sole

0.00

Shared

0.00

None

165.24K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares130.61K

TypeSH

Market value$6.25M

1.66%

Sole

0.00

Shared

0.00

None

130.61K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares139.98K

TypeSH

Market value$5.85M

1.55%

Sole

0.00

Shared

0.00

None

139.98K

MICROSOFT CORP

SOLE

COM

Shares13.68K

TypeSH

Market value$5.76M

1.53%

Sole

0.00

Shared

0.00

None

13.68K

ALPHABET INC

SOLE

CAP STK CL A

Shares36.60K

TypeSH

Market value$5.52M

1.47%

Sole

0.00

Shared

0.00

None

36.60K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares97.63K

TypeSH

Market value$5.48M

1.46%

Sole

0.00

Shared

0.00

None

97.63K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares22.20K

TypeSH

Market value$5.07M

1.35%

Sole

0.00

Shared

0.00

None

22.20K

NVIDIA CORPORATION

SOLE

COM

Shares5.27K

TypeSH

Market value$4.76M

1.26%

Sole

0.00

Shared

0.00

None

5.27K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares8.72K

TypeSH

Market value$4.19M

1.11%

Sole

0.00

Shared

0.00

None

8.72K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares32.56K

TypeSH

Market value$3.94M

1.05%

Sole

0.00

Shared

0.00

None

32.56K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares48.20K

TypeSH

Market value$3.63M

0.96%

Sole

0.00

Shared

0.00

None

48.20K

VANGUARD BD INDEX FDS

SOLE

LONG TERM BOND

Shares48.13K

TypeSH

Market value$3.48M

0.92%

Sole

0.00

Shared

0.00

None

48.13K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares75.28K

TypeSH

Market value$3.43M

0.91%

Sole

0.00

Shared

0.00

None

75.28K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares22.50K

TypeSH

Market value$3.34M

0.89%

Sole

0.00

Shared

0.00

None

22.50K

AMAZON COM INC

SOLE

COM

Shares18.11K

TypeSH

Market value$3.27M

0.87%

Sole

0.00

Shared

0.00

None

18.11K

ISHARES U S ETF TR

SOLE

BLACKROCK SH DUR

Shares59.88K

TypeSH

Market value$3.02M

0.80%

Sole

0.00

Shared

0.00

None

59.88K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	41.76K	SH	$21.84M 5.80%	41.76K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	386.02K	SH	$19.37M 5.14%	386.02K
VANGUARD INDEX FDSSOLE	GROWTH ETF	52.53K	SH	$18.08M 4.80%	52.53K
ISHARES TRSOLE	CORE S&P500 ETF	31.43K	SH	$16.52M 4.39%	31.43K
INVESCO QQQ TRSOLE	UNIT SER 1	34.21K	SH	$15.19M 4.03%	34.21K
VANGUARD INDEX FDSSOLE	VALUE ETF	82.94K	SH	$13.51M 3.59%	82.94K
APPLE INCSOLE	COM	54.41K	SH	$9.33M 2.48%	54.41K
ALPHABET INCSOLE	CAP STK CL C	57.59K	SH	$8.77M 2.33%	57.59K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	111.16K	SH	$8.52M 2.26%	111.16K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	165.24K	SH	$8.13M 2.16%	165.24K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	130.61K	SH	$6.25M 1.66%	130.61K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	139.98K	SH	$5.85M 1.55%	139.98K
MICROSOFT CORPSOLE	COM	13.68K	SH	$5.76M 1.53%	13.68K
ALPHABET INCSOLE	CAP STK CL A	36.60K	SH	$5.52M 1.47%	36.60K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	97.63K	SH	$5.48M 1.46%	97.63K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	22.20K	SH	$5.07M 1.35%	22.20K
NVIDIA CORPORATIONSOLE	COM	5.27K	SH	$4.76M 1.26%	5.27K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	8.72K	SH	$4.19M 1.11%	8.72K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	32.56K	SH	$3.94M 1.05%	32.56K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	48.20K	SH	$3.63M 0.96%	48.20K
VANGUARD BD INDEX FDSSOLE	LONG TERM BOND	48.13K	SH	$3.48M 0.92%	48.13K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	75.28K	SH	$3.43M 0.91%	75.28K
UNITED PARCEL SERVICE INCSOLE	CL B	22.50K	SH	$3.34M 0.89%	22.50K
AMAZON COM INCSOLE	COM	18.11K	SH	$3.27M 0.87%	18.11K
ISHARES U S ETF TRSOLE	BLACKROCK SH DUR	59.88K	SH	$3.02M 0.80%	59.88K

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