SOVEREIGN FINANCIAL GROUP, INC.

Filed: 2/6/2024ACC: 0001951757-24-000224

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 245 equity positions with a total reported market value of $327.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

245

Positions

$327.93M

Total AUM (reported)

3.91M

Total Shares

Allocation by class

COM$66.80M20.4%

TR UNIT$20.40M6.2%

VAN FTSE DEV MKT$17.74M5.4%

CORE S&P500 ETF$16.12M4.9%

GROWTH ETF$15.58M4.8%

UNIT SER 1$13.25M4.0%

VALUE ETF$11.66M3.6%

Portfolio Concentration

Top 3$54.26M16.5%

4–10$75.00M22.9%

11–25$60.65M18.5%

Rest$138.02M42.1%

Top 3 weight

16.5%

Top 10 weight

39.4%

Voting Authority Distribution

Total shares with voting rights: 3.91M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.91M

% of voting shares100.0%

Investment Discretion (by position count)

Sole245

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings245

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares42.93K

TypeSH

Market value$20.40M

6.22%

Sole

0.00

Shared

0.00

None

42.93K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares370.46K

TypeSH

Market value$17.74M

5.41%

Sole

0.00

Shared

0.00

None

370.46K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares33.74K

TypeSH

Market value$16.12M

4.91%

Sole

0.00

Shared

0.00

None

33.74K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares50.12K

TypeSH

Market value$15.58M

4.75%

Sole

0.00

Shared

0.00

None

50.12K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares32.36K

TypeSH

Market value$13.25M

4.04%

Sole

0.00

Shared

0.00

None

32.36K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares78.01K

TypeSH

Market value$11.66M

3.56%

Sole

0.00

Shared

0.00

None

78.01K

APPLE INC

SOLE

COM

Shares50.59K

TypeSH

Market value$9.74M

2.97%

Sole

0.00

Shared

0.00

None

50.59K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares110.23K

TypeSH

Market value$8.49M

2.59%

Sole

0.00

Shared

0.00

None

110.23K

ALPHABET INC

SOLE

CAP STK CL C

Shares57.87K

TypeSH

Market value$8.16M

2.49%

Sole

0.00

Shared

0.00

None

57.87K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares164.53K

TypeSH

Market value$8.12M

2.48%

Sole

0.00

Shared

0.00

None

164.53K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares132.08K

TypeSH

Market value$6.27M

1.91%

Sole

0.00

Shared

0.00

None

132.08K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares132.41K

TypeSH

Market value$5.44M

1.66%

Sole

0.00

Shared

0.00

None

132.41K

ALPHABET INC

SOLE

CAP STK CL A

Shares36.56K

TypeSH

Market value$5.11M

1.56%

Sole

0.00

Shared

0.00

None

36.56K

MICROSOFT CORP

SOLE

COM

Shares12.90K

TypeSH

Market value$4.85M

1.48%

Sole

0.00

Shared

0.00

None

12.90K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares91.76K

TypeSH

Market value$4.74M

1.45%

Sole

0.00

Shared

0.00

None

91.76K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares21.07K

TypeSH

Market value$4.50M

1.37%

Sole

0.00

Shared

0.00

None

21.07K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares9.33K

TypeSH

Market value$4.08M

1.24%

Sole

0.00

Shared

0.00

None

9.33K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares23.06K

TypeSH

Market value$3.63M

1.11%

Sole

0.00

Shared

0.00

None

23.06K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares47.17K

TypeSH

Market value$3.60M

1.10%

Sole

0.00

Shared

0.00

None

47.17K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares32.25K

TypeSH

Market value$3.60M

1.10%

Sole

0.00

Shared

0.00

None

32.25K

VANGUARD BD INDEX FDS

SOLE

LONG TERM BOND

Shares47.58K

TypeSH

Market value$3.55M

1.08%

Sole

0.00

Shared

0.00

None

47.58K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares74.18K

TypeSH

Market value$3.44M

1.05%

Sole

0.00

Shared

0.00

None

74.18K

ISHARES U S ETF TR

SOLE

BLACKROCK SH DUR

Shares55.64K

TypeSH

Market value$2.81M

0.86%

Sole

0.00

Shared

0.00

None

55.64K

SOUTHERN CO

SOLE

COM

Shares38.74K

TypeSH

Market value$2.72M

0.83%

Sole

0.00

Shared

0.00

None

38.74K

MASTERCARD INCORPORATED

SOLE

CL A

Shares5.43K

TypeSH

Market value$2.32M

0.71%

Sole

0.00

Shared

0.00

None

5.43K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	42.93K	SH	$20.40M 6.22%	42.93K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	370.46K	SH	$17.74M 5.41%	370.46K
ISHARES TRSOLE	CORE S&P500 ETF	33.74K	SH	$16.12M 4.91%	33.74K
VANGUARD INDEX FDSSOLE	GROWTH ETF	50.12K	SH	$15.58M 4.75%	50.12K
INVESCO QQQ TRSOLE	UNIT SER 1	32.36K	SH	$13.25M 4.04%	32.36K
VANGUARD INDEX FDSSOLE	VALUE ETF	78.01K	SH	$11.66M 3.56%	78.01K
APPLE INCSOLE	COM	50.59K	SH	$9.74M 2.97%	50.59K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	110.23K	SH	$8.49M 2.59%	110.23K
ALPHABET INCSOLE	CAP STK CL C	57.87K	SH	$8.16M 2.49%	57.87K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	164.53K	SH	$8.12M 2.48%	164.53K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	132.08K	SH	$6.27M 1.91%	132.08K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	132.41K	SH	$5.44M 1.66%	132.41K
ALPHABET INCSOLE	CAP STK CL A	36.56K	SH	$5.11M 1.56%	36.56K
MICROSOFT CORPSOLE	COM	12.90K	SH	$4.85M 1.48%	12.90K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	91.76K	SH	$4.74M 1.45%	91.76K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	21.07K	SH	$4.50M 1.37%	21.07K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	9.33K	SH	$4.08M 1.24%	9.33K
UNITED PARCEL SERVICE INCSOLE	CL B	23.06K	SH	$3.63M 1.11%	23.06K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	47.17K	SH	$3.60M 1.10%	47.17K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	32.25K	SH	$3.60M 1.10%	32.25K
VANGUARD BD INDEX FDSSOLE	LONG TERM BOND	47.58K	SH	$3.55M 1.08%	47.58K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	74.18K	SH	$3.44M 1.05%	74.18K
ISHARES U S ETF TRSOLE	BLACKROCK SH DUR	55.64K	SH	$2.81M 0.86%	55.64K
SOUTHERN COSOLE	COM	38.74K	SH	$2.72M 0.83%	38.74K
MASTERCARD INCORPORATEDSOLE	CL A	5.43K	SH	$2.32M 0.71%	5.43K

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