SOVEREIGN FINANCIAL GROUP, INC.

Filed: 11/3/2023ACC: 0001951757-23-000682

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 226 equity positions with a total reported market value of $280.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

226

Positions

$280.93M

Total AUM (reported)

3.76M

Total Shares

Allocation by class

COM$60.58M21.6%

TR UNIT$15.35M5.5%

VAN FTSE DEV MKT$13.67M4.9%

CORE S&P500 ETF$13.46M4.8%

GROWTH ETF$12.01M4.3%

VALUE ETF$9.33M3.3%

UNIT SER 1$8.64M3.1%

Portfolio Concentration

Top 3$42.48M15.1%

4–10$60.40M21.5%

11–25$55.36M19.7%

Rest$122.69M43.7%

Top 3 weight

15.1%

Top 10 weight

36.6%

Voting Authority Distribution

Total shares with voting rights: 3.76M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.76M

% of voting shares100.0%

Investment Discretion (by position count)

Sole226

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings226

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares35.92K

TypeSH

Market value$15.35M

5.47%

Sole

0.00

Shared

0.00

None

35.92K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares312.58K

TypeSH

Market value$13.67M

4.86%

Sole

0.00

Shared

0.00

None

312.58K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares31.34K

TypeSH

Market value$13.46M

4.79%

Sole

0.00

Shared

0.00

None

31.34K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares44.10K

TypeSH

Market value$12.01M

4.27%

Sole

0.00

Shared

0.00

None

44.10K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares67.66K

TypeSH

Market value$9.33M

3.32%

Sole

0.00

Shared

0.00

None

67.66K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares24.11K

TypeSH

Market value$8.64M

3.07%

Sole

0.00

Shared

0.00

None

24.11K

APPLE INC

SOLE

COM

Shares49.29K

TypeSH

Market value$8.44M

3.00%

Sole

0.00

Shared

0.00

None

49.29K

ALPHABET INC

SOLE

CAP STK CL C

Shares57.47K

TypeSH

Market value$7.58M

2.70%

Sole

0.00

Shared

0.00

None

57.47K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares100.12K

TypeSH

Market value$7.53M

2.68%

Sole

0.00

Shared

0.00

None

100.12K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares143.80K

TypeSH

Market value$6.88M

2.45%

Sole

0.00

Shared

0.00

None

143.80K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares117.86K

TypeSH

Market value$5.57M

1.98%

Sole

0.00

Shared

0.00

None

117.86K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares125.03K

TypeSH

Market value$4.90M

1.75%

Sole

0.00

Shared

0.00

None

125.03K

ALPHABET INC

SOLE

CAP STK CL A

Shares36.17K

TypeSH

Market value$4.73M

1.68%

Sole

0.00

Shared

0.00

None

36.17K

MICROSOFT CORP

SOLE

COM

Shares13K

TypeSH

Market value$4.10M

1.46%

Sole

0.00

Shared

0.00

None

13K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares10.15K

TypeSH

Market value$3.99M

1.42%

Sole

0.00

Shared

0.00

None

10.15K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares19.59K

TypeSH

Market value$3.70M

1.32%

Sole

0.00

Shared

0.00

None

19.59K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares80.21K

TypeSH

Market value$3.69M

1.31%

Sole

0.00

Shared

0.00

None

80.21K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares23.44K

TypeSH

Market value$3.65M

1.30%

Sole

0.00

Shared

0.00

None

23.44K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares50.33K

TypeSH

Market value$3.64M

1.30%

Sole

0.00

Shared

0.00

None

50.33K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares34.51K

TypeSH

Market value$3.57M

1.27%

Sole

0.00

Shared

0.00

None

34.51K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares76.35K

TypeSH

Market value$3.34M

1.19%

Sole

0.00

Shared

0.00

None

76.35K

VANGUARD BD INDEX FDS

SOLE

LONG TERM BOND

Shares48.28K

TypeSH

Market value$3.24M

1.15%

Sole

0.00

Shared

0.00

None

48.28K

SOUTHERN CO

SOLE

COM

Shares39.38K

TypeSH

Market value$2.55M

0.91%

Sole

0.00

Shared

0.00

None

39.38K

ISHARES U S ETF TR

SOLE

BLACKROCK ST MAT

Shares46.93K

TypeSH

Market value$2.34M

0.83%

Sole

0.00

Shared

0.00

None

46.93K

ISHARES TR

SOLE

CORE TOTAL USD

Shares53.49K

TypeSH

Market value$2.34M

0.83%

Sole

0.00

Shared

0.00

None

53.49K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	35.92K	SH	$15.35M 5.47%	35.92K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	312.58K	SH	$13.67M 4.86%	312.58K
ISHARES TRSOLE	CORE S&P500 ETF	31.34K	SH	$13.46M 4.79%	31.34K
VANGUARD INDEX FDSSOLE	GROWTH ETF	44.10K	SH	$12.01M 4.27%	44.10K
VANGUARD INDEX FDSSOLE	VALUE ETF	67.66K	SH	$9.33M 3.32%	67.66K
INVESCO QQQ TRSOLE	UNIT SER 1	24.11K	SH	$8.64M 3.07%	24.11K
APPLE INCSOLE	COM	49.29K	SH	$8.44M 3.00%	49.29K
ALPHABET INCSOLE	CAP STK CL C	57.47K	SH	$7.58M 2.70%	57.47K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	100.12K	SH	$7.53M 2.68%	100.12K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	143.80K	SH	$6.88M 2.45%	143.80K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	117.86K	SH	$5.57M 1.98%	117.86K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	125.03K	SH	$4.90M 1.75%	125.03K
ALPHABET INCSOLE	CAP STK CL A	36.17K	SH	$4.73M 1.68%	36.17K
MICROSOFT CORPSOLE	COM	13K	SH	$4.10M 1.46%	13K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	10.15K	SH	$3.99M 1.42%	10.15K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	19.59K	SH	$3.70M 1.32%	19.59K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	80.21K	SH	$3.69M 1.31%	80.21K
UNITED PARCEL SERVICE INCSOLE	CL B	23.44K	SH	$3.65M 1.30%	23.44K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	50.33K	SH	$3.64M 1.30%	50.33K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	34.51K	SH	$3.57M 1.27%	34.51K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	76.35K	SH	$3.34M 1.19%	76.35K
VANGUARD BD INDEX FDSSOLE	LONG TERM BOND	48.28K	SH	$3.24M 1.15%	48.28K
SOUTHERN COSOLE	COM	39.38K	SH	$2.55M 0.91%	39.38K
ISHARES U S ETF TRSOLE	BLACKROCK ST MAT	46.93K	SH	$2.34M 0.83%	46.93K
ISHARES TRSOLE	CORE TOTAL USD	53.49K	SH	$2.34M 0.83%	53.49K

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