SOVEREIGN FINANCIAL GROUP, INC.

Filed: 7/31/2023ACC: 0001951757-23-000462

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 231 equity positions with a total reported market value of $306.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

231

Positions

$306.86M

Total AUM (reported)

3.91M

Total Shares

Allocation by class

COM$73.55M24.0%

TR UNIT$15.94M5.2%

VAN FTSE DEV MKT$13.12M4.3%

CORE S&P500 ETF$12.60M4.1%

GROWTH ETF$11.01M3.6%

VALUE ETF$8.85M2.9%

UNIT SER 1$8.61M2.8%

Portfolio Concentration

Top 3$41.66M13.6%

4–10$60.41M19.7%

11–25$57.93M18.9%

Rest$146.85M47.9%

Top 3 weight

13.6%

Top 10 weight

33.3%

Voting Authority Distribution

Total shares with voting rights: 3.91M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.91M

% of voting shares100.0%

Investment Discretion (by position count)

Sole231

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings231

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares35.97K

TypeSH

Market value$15.94M

5.20%

Sole

0.00

Shared

0.00

None

35.97K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares284.10K

TypeSH

Market value$13.12M

4.28%

Sole

0.00

Shared

0.00

None

284.10K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares28.27K

TypeSH

Market value$12.60M

4.11%

Sole

0.00

Shared

0.00

None

28.27K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares38.91K

TypeSH

Market value$11.01M

3.59%

Sole

0.00

Shared

0.00

None

38.91K

APPLE INC

SOLE

COM

Shares56.66K

TypeSH

Market value$10.99M

3.58%

Sole

0.00

Shared

0.00

None

56.66K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares62.30K

TypeSH

Market value$8.85M

2.88%

Sole

0.00

Shared

0.00

None

62.30K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares23.32K

TypeSH

Market value$8.61M

2.81%

Sole

0.00

Shared

0.00

None

23.32K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares97.43K

TypeSH

Market value$7.36M

2.40%

Sole

0.00

Shared

0.00

None

97.43K

ALPHABET INC

SOLE

CAP STK CL C

Shares57.85K

TypeSH

Market value$7.00M

2.28%

Sole

0.00

Shared

0.00

None

57.85K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares134.69K

TypeSH

Market value$6.58M

2.15%

Sole

0.00

Shared

0.00

None

134.69K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares109.14K

TypeSH

Market value$5.18M

1.69%

Sole

0.00

Shared

0.00

None

109.14K

MICROSOFT CORP

SOLE

COM

Shares14.90K

TypeSH

Market value$5.07M

1.65%

Sole

0.00

Shared

0.00

None

14.90K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares115.25K

TypeSH

Market value$4.69M

1.53%

Sole

0.00

Shared

0.00

None

115.25K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares25.54K

TypeSH

Market value$4.58M

1.49%

Sole

0.00

Shared

0.00

None

25.54K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares10.85K

TypeSH

Market value$4.42M

1.44%

Sole

0.00

Shared

0.00

None

10.85K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares21.43K

TypeSH

Market value$4.26M

1.39%

Sole

0.00

Shared

0.00

None

21.43K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares39.11K

TypeSH

Market value$4.15M

1.35%

Sole

0.00

Shared

0.00

None

39.11K

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares15.45K

TypeSH

Market value$3.63M

1.18%

Sole

0.00

Shared

0.00

None

15.45K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares76.63K

TypeSH

Market value$3.52M

1.15%

Sole

0.00

Shared

0.00

None

76.63K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares46.38K

TypeSH

Market value$3.49M

1.14%

Sole

0.00

Shared

0.00

None

46.38K

VANGUARD BD INDEX FDS

SOLE

LONG TERM BOND

Shares41.80K

TypeSH

Market value$3.13M

1.02%

Sole

0.00

Shared

0.00

None

41.80K

ISHARES TR

SOLE

CORE TOTAL USD

Shares67.34K

TypeSH

Market value$3.06M

1.00%

Sole

0.00

Shared

0.00

None

67.34K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares63.92K

TypeSH

Market value$3.01M

0.98%

Sole

0.00

Shared

0.00

None

63.92K

ALPHABET INC

SOLE

CAP STK CL A

Shares24.01K

TypeSH

Market value$2.87M

0.94%

Sole

0.00

Shared

0.00

None

24.01K

SOUTHERN CO

SOLE

COM

Shares40.67K

TypeSH

Market value$2.86M

0.93%

Sole

0.00

Shared

0.00

None

40.67K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	35.97K	SH	$15.94M 5.20%	35.97K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	284.10K	SH	$13.12M 4.28%	284.10K
ISHARES TRSOLE	CORE S&P500 ETF	28.27K	SH	$12.60M 4.11%	28.27K
VANGUARD INDEX FDSSOLE	GROWTH ETF	38.91K	SH	$11.01M 3.59%	38.91K
APPLE INCSOLE	COM	56.66K	SH	$10.99M 3.58%	56.66K
VANGUARD INDEX FDSSOLE	VALUE ETF	62.30K	SH	$8.85M 2.88%	62.30K
INVESCO QQQ TRSOLE	UNIT SER 1	23.32K	SH	$8.61M 2.81%	23.32K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	97.43K	SH	$7.36M 2.40%	97.43K
ALPHABET INCSOLE	CAP STK CL C	57.85K	SH	$7.00M 2.28%	57.85K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	134.69K	SH	$6.58M 2.15%	134.69K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	109.14K	SH	$5.18M 1.69%	109.14K
MICROSOFT CORPSOLE	COM	14.90K	SH	$5.07M 1.65%	14.90K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	115.25K	SH	$4.69M 1.53%	115.25K
UNITED PARCEL SERVICE INCSOLE	CL B	25.54K	SH	$4.58M 1.49%	25.54K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	10.85K	SH	$4.42M 1.44%	10.85K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	21.43K	SH	$4.26M 1.39%	21.43K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	39.11K	SH	$4.15M 1.35%	39.11K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	15.45K	SH	$3.63M 1.18%	15.45K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	76.63K	SH	$3.52M 1.15%	76.63K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	46.38K	SH	$3.49M 1.14%	46.38K
VANGUARD BD INDEX FDSSOLE	LONG TERM BOND	41.80K	SH	$3.13M 1.02%	41.80K
ISHARES TRSOLE	CORE TOTAL USD	67.34K	SH	$3.06M 1.00%	67.34K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	63.92K	SH	$3.01M 0.98%	63.92K
ALPHABET INCSOLE	CAP STK CL A	24.01K	SH	$2.87M 0.94%	24.01K
SOUTHERN COSOLE	COM	40.67K	SH	$2.86M 0.93%	40.67K

Page 1 of 10

…