SOVEREIGN FINANCIAL GROUP, INC.

Filed: 5/4/2023ACC: 0001951757-23-000271

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 215 equity positions with a total reported market value of $269.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

215

Positions

$269.36M

Total AUM (reported)

3.54M

Total Shares

Allocation by class

COM$60.74M22.5%

TR UNIT$15.55M5.8%

CORE S&P500 ETF$11.21M4.2%

VAN FTSE DEV MKT$10.40M3.9%

GROWTH ETF$7.87M2.9%

SHORT TRM BOND$6.91M2.6%

UNIT SER 1$6.82M2.5%

Portfolio Concentration

Top 3$37.15M13.8%

4–10$48.74M18.1%

11–25$51.02M18.9%

Rest$132.44M49.2%

Top 3 weight

13.8%

Top 10 weight

31.9%

Voting Authority Distribution

Total shares with voting rights: 3.54M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.54M

% of voting shares100.0%

Investment Discretion (by position count)

Sole215

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings215

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares37.98K

TypeSH

Market value$15.55M

5.77%

Sole

0.00

Shared

0.00

None

37.98K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares27.26K

TypeSH

Market value$11.21M

4.16%

Sole

0.00

Shared

0.00

None

27.26K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares230.19K

TypeSH

Market value$10.40M

3.86%

Sole

0.00

Shared

0.00

None

230.19K

APPLE INC

SOLE

COM

Shares55.82K

TypeSH

Market value$9.20M

3.42%

Sole

0.00

Shared

0.00

None

55.82K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares31.55K

TypeSH

Market value$7.87M

2.92%

Sole

0.00

Shared

0.00

None

31.55K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares90.38K

TypeSH

Market value$6.91M

2.57%

Sole

0.00

Shared

0.00

None

90.38K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares21.25K

TypeSH

Market value$6.82M

2.53%

Sole

0.00

Shared

0.00

None

21.25K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares48.28K

TypeSH

Market value$6.67M

2.48%

Sole

0.00

Shared

0.00

None

48.28K

ALPHABET INC

SOLE

CAP STK CL C

Shares57.25K

TypeSH

Market value$5.95M

2.21%

Sole

0.00

Shared

0.00

None

57.25K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares27.38K

TypeSH

Market value$5.31M

1.97%

Sole

0.00

Shared

0.00

None

27.38K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares107.46K

TypeSH

Market value$5.26M

1.95%

Sole

0.00

Shared

0.00

None

107.46K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares99.10K

TypeSH

Market value$4.74M

1.76%

Sole

0.00

Shared

0.00

None

99.10K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares10.46K

TypeSH

Market value$3.93M

1.46%

Sole

0.00

Shared

0.00

None

10.46K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares36.80K

TypeSH

Market value$3.88M

1.44%

Sole

0.00

Shared

0.00

None

36.80K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares94.56K

TypeSH

Market value$3.82M

1.42%

Sole

0.00

Shared

0.00

None

94.56K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares20.06K

TypeSH

Market value$3.80M

1.41%

Sole

0.00

Shared

0.00

None

20.06K

MICROSOFT CORP

SOLE

COM

Shares12.65K

TypeSH

Market value$3.65M

1.35%

Sole

0.00

Shared

0.00

None

12.65K

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares15.55K

TypeSH

Market value$3.18M

1.18%

Sole

0.00

Shared

0.00

None

15.55K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares64.07K

TypeSH

Market value$2.98M

1.11%

Sole

0.00

Shared

0.00

None

64.07K

SOUTHERN CO

SOLE

COM

Shares42.21K

TypeSH

Market value$2.94M

1.09%

Sole

0.00

Shared

0.00

None

42.21K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares37.01K

TypeSH

Market value$2.84M

1.05%

Sole

0.00

Shared

0.00

None

37.01K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares58.50K

TypeSH

Market value$2.62M

0.97%

Sole

0.00

Shared

0.00

None

58.50K

VANGUARD BD INDEX FDS

SOLE

LONG TERM BOND

Shares33.69K

TypeSH

Market value$2.58M

0.96%

Sole

0.00

Shared

0.00

None

33.69K

ALPHABET INC

SOLE

CAP STK CL A

Shares23.48K

TypeSH

Market value$2.44M

0.90%

Sole

0.00

Shared

0.00

None

23.48K

ISHARES U S ETF TR

SOLE

BLACKROCK ST MAT

Shares47.57K

TypeSH

Market value$2.36M

0.88%

Sole

0.00

Shared

0.00

None

47.57K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	37.98K	SH	$15.55M 5.77%	37.98K
ISHARES TRSOLE	CORE S&P500 ETF	27.26K	SH	$11.21M 4.16%	27.26K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	230.19K	SH	$10.40M 3.86%	230.19K
APPLE INCSOLE	COM	55.82K	SH	$9.20M 3.42%	55.82K
VANGUARD INDEX FDSSOLE	GROWTH ETF	31.55K	SH	$7.87M 2.92%	31.55K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	90.38K	SH	$6.91M 2.57%	90.38K
INVESCO QQQ TRSOLE	UNIT SER 1	21.25K	SH	$6.82M 2.53%	21.25K
VANGUARD INDEX FDSSOLE	VALUE ETF	48.28K	SH	$6.67M 2.48%	48.28K
ALPHABET INCSOLE	CAP STK CL C	57.25K	SH	$5.95M 2.21%	57.25K
UNITED PARCEL SERVICE INCSOLE	CL B	27.38K	SH	$5.31M 1.97%	27.38K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	107.46K	SH	$5.26M 1.95%	107.46K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	99.10K	SH	$4.74M 1.76%	99.10K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	10.46K	SH	$3.93M 1.46%	10.46K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	36.80K	SH	$3.88M 1.44%	36.80K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	94.56K	SH	$3.82M 1.42%	94.56K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	20.06K	SH	$3.80M 1.41%	20.06K
MICROSOFT CORPSOLE	COM	12.65K	SH	$3.65M 1.35%	12.65K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	15.55K	SH	$3.18M 1.18%	15.55K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	64.07K	SH	$2.98M 1.11%	64.07K
SOUTHERN COSOLE	COM	42.21K	SH	$2.94M 1.09%	42.21K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	37.01K	SH	$2.84M 1.05%	37.01K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	58.50K	SH	$2.62M 0.97%	58.50K
VANGUARD BD INDEX FDSSOLE	LONG TERM BOND	33.69K	SH	$2.58M 0.96%	33.69K
ALPHABET INCSOLE	CAP STK CL A	23.48K	SH	$2.44M 0.90%	23.48K
ISHARES U S ETF TRSOLE	BLACKROCK ST MAT	47.57K	SH	$2.36M 0.88%	47.57K

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