SOVEREIGN FINANCIAL GROUP, INC.

Filed: 2/14/2023ACC: 0001846175-23-000001

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 220 equity positions with a total reported market value of $253.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

220

Positions

$253.82M

Total AUM (reported)

3.57M

Total Shares

Allocation by class

COM$59.05M23.3%

TR UNIT$15.01M5.9%

CORE S&P500 ETF$10.32M4.1%

VAN FTSE DEV MKT$7.78M3.1%

SHORT TRM BOND$6.16M2.4%

CAP STK CL C$5.82M2.3%

VALUE ETF$5.69M2.2%

Portfolio Concentration

Top 3$33.20M13.1%

4–10$40.22M15.8%

11–25$48.19M19.0%

Rest$132.20M52.1%

Top 3 weight

13.1%

Top 10 weight

28.9%

Voting Authority Distribution

Total shares with voting rights: 3.57M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.57M

% of voting shares100.0%

Investment Discretion (by position count)

Sole220

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings220

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares39.25K

TypeSH

Market value$15.01M

5.91%

Sole

0.00

Shared

0.00

None

39.25K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares26.86K

TypeSH

Market value$10.32M

4.07%

Sole

0.00

Shared

0.00

None

26.86K

APPLE INC

SOLE

COM

Shares60.60K

TypeSH

Market value$7.87M

3.10%

Sole

0.00

Shared

0.00

None

60.60K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares185.33K

TypeSH

Market value$7.78M

3.06%

Sole

0.00

Shared

0.00

None

185.33K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares81.84K

TypeSH

Market value$6.16M

2.43%

Sole

0.00

Shared

0.00

None

81.84K

ALPHABET INC

SOLE

CAP STK CL C

Shares65.58K

TypeSH

Market value$5.82M

2.29%

Sole

0.00

Shared

0.00

None

65.58K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares40.53K

TypeSH

Market value$5.69M

2.24%

Sole

0.00

Shared

0.00

None

40.53K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares18.60K

TypeSH

Market value$4.95M

1.95%

Sole

0.00

Shared

0.00

None

18.60K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares28.38K

TypeSH

Market value$4.93M

1.94%

Sole

0.00

Shared

0.00

None

28.38K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares22.93K

TypeSH

Market value$4.89M

1.92%

Sole

0.00

Shared

0.00

None

22.93K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares96.34K

TypeSH

Market value$4.57M

1.80%

Sole

0.00

Shared

0.00

None

96.34K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares97.20K

TypeSH

Market value$4.54M

1.79%

Sole

0.00

Shared

0.00

None

97.20K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares11.48K

TypeSH

Market value$4.04M

1.59%

Sole

0.00

Shared

0.00

None

11.48K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares35.93K

TypeSH

Market value$3.89M

1.53%

Sole

0.00

Shared

0.00

None

35.93K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares18.86K

TypeSH

Market value$3.46M

1.36%

Sole

0.00

Shared

0.00

None

18.86K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares86.50K

TypeSH

Market value$3.37M

1.33%

Sole

0.00

Shared

0.00

None

86.50K

ALPHABET INC

SOLE

CAP STK CL A

Shares35.06K

TypeSH

Market value$3.09M

1.22%

Sole

0.00

Shared

0.00

None

35.06K

SOUTHERN CO

SOLE

COM

Shares42.04K

TypeSH

Market value$3.00M

1.18%

Sole

0.00

Shared

0.00

None

42.04K

MICROSOFT CORP

SOLE

COM

Shares12.05K

TypeSH

Market value$2.89M

1.14%

Sole

0.00

Shared

0.00

None

12.05K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares34.01K

TypeSH

Market value$2.88M

1.14%

Sole

0.00

Shared

0.00

None

34.01K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares59.23K

TypeSH

Market value$2.70M

1.06%

Sole

0.00

Shared

0.00

None

59.23K

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares15.46K

TypeSH

Market value$2.66M

1.05%

Sole

0.00

Shared

0.00

None

15.46K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares25.19K

TypeSH

Market value$2.44M

0.96%

Sole

0.00

Shared

0.00

None

25.19K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares54.17K

TypeSH

Market value$2.38M

0.94%

Sole

0.00

Shared

0.00

None

54.17K

ISHARES U S ETF TR

SOLE

BLACKROCK ST MAT

Shares46.28K

TypeSH

Market value$2.28M

0.90%

Sole

0.00

Shared

0.00

None

46.28K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	39.25K	SH	$15.01M 5.91%	39.25K
ISHARES TRSOLE	CORE S&P500 ETF	26.86K	SH	$10.32M 4.07%	26.86K
APPLE INCSOLE	COM	60.60K	SH	$7.87M 3.10%	60.60K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	185.33K	SH	$7.78M 3.06%	185.33K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	81.84K	SH	$6.16M 2.43%	81.84K
ALPHABET INCSOLE	CAP STK CL C	65.58K	SH	$5.82M 2.29%	65.58K
VANGUARD INDEX FDSSOLE	VALUE ETF	40.53K	SH	$5.69M 2.24%	40.53K
INVESCO QQQ TRSOLE	UNIT SER 1	18.60K	SH	$4.95M 1.95%	18.60K
UNITED PARCEL SERVICE INCSOLE	CL B	28.38K	SH	$4.93M 1.94%	28.38K
VANGUARD INDEX FDSSOLE	GROWTH ETF	22.93K	SH	$4.89M 1.92%	22.93K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	96.34K	SH	$4.57M 1.80%	96.34K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	97.20K	SH	$4.54M 1.79%	97.20K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	11.48K	SH	$4.04M 1.59%	11.48K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	35.93K	SH	$3.89M 1.53%	35.93K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	18.86K	SH	$3.46M 1.36%	18.86K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	86.50K	SH	$3.37M 1.33%	86.50K
ALPHABET INCSOLE	CAP STK CL A	35.06K	SH	$3.09M 1.22%	35.06K
SOUTHERN COSOLE	COM	42.04K	SH	$3.00M 1.18%	42.04K
MICROSOFT CORPSOLE	COM	12.05K	SH	$2.89M 1.14%	12.05K
ISHARES TRSOLE	ESG AWR MSCI USA	34.01K	SH	$2.88M 1.14%	34.01K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	59.23K	SH	$2.70M 1.06%	59.23K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	15.46K	SH	$2.66M 1.05%	15.46K
ISHARES TRSOLE	CORE US AGGBD ET	25.19K	SH	$2.44M 0.96%	25.19K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	54.17K	SH	$2.38M 0.94%	54.17K
ISHARES U S ETF TRSOLE	BLACKROCK ST MAT	46.28K	SH	$2.28M 0.90%	46.28K

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