SOVEREIGN FINANCIAL GROUP, INC.

Filed: 11/14/2022ACC: 0001846175-22-000004

📋 What this filing means

SOVEREIGN FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 204 equity positions with a total reported market value of $246.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

204

Positions

$246.5K

Total AUM (reported)

3.81M

Total Shares

Allocation by class

COM$47.4K19.2%

TR UNIT$14.1K5.7%

VAN FTSE DEV MKT$13.8K5.6%

CORE S&P500 ETF$8.3K3.4%

SHORT TRM BOND$7.5K3.1%

GROWTH ETF$7.3K3.0%

UNIT SER 1$6.8K2.8%

Portfolio Concentration

Top 3$36.2K14.7%

4–10$47.6K19.3%

11–25$50.3K20.4%

Rest$112.4K45.6%

Top 3 weight

14.7%

Top 10 weight

34.0%

Voting Authority Distribution

Total shares with voting rights: 3.81M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.81M

% of voting shares100.0%

Investment Discretion (by position count)

Sole204

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings204

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares39.35K

TypeSH

Market value$14.1K

5.70%

Sole

0.00

Shared

0.00

None

39.35K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares380.06K

TypeSH

Market value$13.8K

5.61%

Sole

0.00

Shared

0.00

None

380.06K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares23.10K

TypeSH

Market value$8.3K

3.36%

Sole

0.00

Shared

0.00

None

23.10K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares100.66K

TypeSH

Market value$7.5K

3.05%

Sole

0.00

Shared

0.00

None

100.66K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares34.02K

TypeSH

Market value$7.3K

2.95%

Sole

0.00

Shared

0.00

None

34.02K

APPLE INC

SOLE

COM

Shares51.52K

TypeSH

Market value$7.1K

2.89%

Sole

0.00

Shared

0.00

None

51.52K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares25.43K

TypeSH

Market value$6.8K

2.76%

Sole

0.00

Shared

0.00

None

25.43K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares142K

TypeSH

Market value$6.8K

2.75%

Sole

0.00

Shared

0.00

None

142K

ALPHABET INC

SOLE

CAP STK CL C

Shares64.40K

TypeSH

Market value$6.2K

2.51%

Sole

0.00

Shared

0.00

None

64.40K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares48.21K

TypeSH

Market value$6.0K

2.41%

Sole

0.00

Shared

0.00

None

48.21K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares117.69K

TypeSH

Market value$5.7K

2.30%

Sole

0.00

Shared

0.00

None

117.69K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares14.23K

TypeSH

Market value$4.7K

1.90%

Sole

0.00

Shared

0.00

None

14.23K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares27.73K

TypeSH

Market value$4.5K

1.82%

Sole

0.00

Shared

0.00

None

27.73K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares99.84K

TypeSH

Market value$3.6K

1.48%

Sole

0.00

Shared

0.00

None

99.84K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares20.61K

TypeSH

Market value$3.5K

1.43%

Sole

0.00

Shared

0.00

None

20.61K

ALPHABET INC

SOLE

CAP STK CL A

Shares33.91K

TypeSH

Market value$3.2K

1.32%

Sole

0.00

Shared

0.00

None

33.91K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares70.93K

TypeSH

Market value$3.2K

1.30%

Sole

0.00

Shared

0.00

None

70.93K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares33.15K

TypeSH

Market value$3.1K

1.28%

Sole

0.00

Shared

0.00

None

33.15K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares39.12K

TypeSH

Market value$2.9K

1.17%

Sole

0.00

Shared

0.00

None

39.12K

VANGUARD BD INDEX FDS

SOLE

LONG TERM BOND

Shares39.96K

TypeSH

Market value$2.9K

1.17%

Sole

0.00

Shared

0.00

None

39.96K

SOUTHERN CO

SOLE

COM

Shares40.88K

TypeSH

Market value$2.8K

1.13%

Sole

0.00

Shared

0.00

None

40.88K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares48.87K

TypeSH

Market value$2.7K

1.11%

Sole

0.00

Shared

0.00

None

48.87K

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares15.59K

TypeSH

Market value$2.7K

1.10%

Sole

0.00

Shared

0.00

None

15.59K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares65.69K

TypeSH

Market value$2.6K

1.04%

Sole

0.00

Shared

0.00

None

65.69K

ISHARES TR

SOLE

TIPS BD ETF

Shares21.13K

TypeSH

Market value$2.2K

0.90%

Sole

0.00

Shared

0.00

None

21.13K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	39.35K	SH	$14.1K 5.70%	39.35K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	380.06K	SH	$13.8K 5.61%	380.06K
ISHARES TRSOLE	CORE S&P500 ETF	23.10K	SH	$8.3K 3.36%	23.10K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	100.66K	SH	$7.5K 3.05%	100.66K
VANGUARD INDEX FDSSOLE	GROWTH ETF	34.02K	SH	$7.3K 2.95%	34.02K
APPLE INCSOLE	COM	51.52K	SH	$7.1K 2.89%	51.52K
INVESCO QQQ TRSOLE	UNIT SER 1	25.43K	SH	$6.8K 2.76%	25.43K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	142K	SH	$6.8K 2.75%	142K
ALPHABET INCSOLE	CAP STK CL C	64.40K	SH	$6.2K 2.51%	64.40K
VANGUARD INDEX FDSSOLE	VALUE ETF	48.21K	SH	$6.0K 2.41%	48.21K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	117.69K	SH	$5.7K 2.30%	117.69K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	14.23K	SH	$4.7K 1.90%	14.23K
UNITED PARCEL SERVICE INCSOLE	CL B	27.73K	SH	$4.5K 1.82%	27.73K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	99.84K	SH	$3.6K 1.48%	99.84K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	20.61K	SH	$3.5K 1.43%	20.61K
ALPHABET INCSOLE	CAP STK CL A	33.91K	SH	$3.2K 1.32%	33.91K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	70.93K	SH	$3.2K 1.30%	70.93K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	33.15K	SH	$3.1K 1.28%	33.15K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	39.12K	SH	$2.9K 1.17%	39.12K
VANGUARD BD INDEX FDSSOLE	LONG TERM BOND	39.96K	SH	$2.9K 1.17%	39.96K
SOUTHERN COSOLE	COM	40.88K	SH	$2.8K 1.13%	40.88K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	48.87K	SH	$2.7K 1.11%	48.87K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	15.59K	SH	$2.7K 1.10%	15.59K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	65.69K	SH	$2.6K 1.04%	65.69K
ISHARES TRSOLE	TIPS BD ETF	21.13K	SH	$2.2K 0.90%	21.13K

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