SOUND INCOME STRATEGIES, LLC

PrivateCIK: 1730960
Location

FT LAUDERDALE, FL

2596
Positions
$2.07B
Total AUM (reported)
68.32M
Total Shares

Allocation by class

TOTAL AUM$2.07B2596 positions
STOCK$896.38M43.3%
ETF$566.19M27.3%
CEF$362.38M17.5%
REIT$218.57M10.6%
ADR$27.01M1.3%
CONVERTIBLE PREFERRED$6.6K0.0%

Portfolio Concentration

Top 36.9%4–1014.1%11–2517.3%Rest61.7%TOP 1021.0%0%100%
Top 3$143.35M6.9%
4–10$290.97M14.1%
11–25$358.67M17.3%
Rest$1.28B61.7%

Top 3 weight

6.9%

Top 10 weight

21.0%

Voting Authority Distribution

Total shares with voting rights: 68.32M

Sole

Full voting authority

68.32M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole2596
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings2596
Rows:

HERCULES CAPITAL INC COM

SOLE
CEF
Shares3.38M
TypeSH
Market value$49.24M
2.38%
Sole
3.38M
Shared
0.00
None
0.00

ARES CAPITAL CORP COM

SOLE
CEF
Shares2.66M
TypeSH
Market value$47.23M
2.28%
Sole
2.66M
Shared
0.00
None
0.00

GOLUB CAP BDC INC COM

SOLE
CEF
Shares3.75M
TypeSH
Market value$46.88M
2.26%
Sole
3.75M
Shared
0.00
None
0.00

SIXTH STREET SPECIALTY LENDING COM

SOLE
CEF
Shares2.57M
TypeSH
Market value$46.56M
2.25%
Sole
2.57M
Shared
0.00
None
0.00

BLUE OWL CAPITAL CORPORATION COM

SOLE
CEF
Shares3.98M
TypeSH
Market value$42.79M
2.07%
Sole
3.98M
Shared
0.00
None
0.00

ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF

SOLE
ETF
Shares1.02M
TypeSH
Market value$42.75M
2.06%
Sole
1.02M
Shared
0.00
None
0.00

VANECK EMERGING MARKETS HIGH YIELD BOND ETF

SOLE
ETF
Shares2.06M
TypeSH
Market value$40.49M
1.96%
Sole
2.06M
Shared
0.00
None
0.00

BLACKSTONE SECD LENDING FD COMMON STOCK

SOLE
CEF
Shares1.72M
TypeSH
Market value$40.14M
1.94%
Sole
1.72M
Shared
0.00
None
0.00

PENNANTPARK FLOATING RATE CAP COM

SOLE
CEF
Shares4.94M
TypeSH
Market value$39.58M
1.91%
Sole
4.94M
Shared
0.00
None
0.00

ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF

SOLE
ETF
Shares983.90K
TypeSH
Market value$38.67M
1.87%
Sole
983.90K
Shared
0.00
None
0.00

SOUND ENHANCED FIXED INCOME ETF

SOLE
ETF
Shares1.71M
TypeSH
Market value$29.40M
1.42%
Sole
1.71M
Shared
0.00
None
0.00

CITIGROUP INC COM NEW

SOLE
Stock
Shares249.21K
TypeSH
Market value$28.73M
1.39%
Sole
249.21K
Shared
0.00
None
0.00

OMNICOM GROUP INC COM

SOLE
Stock
Shares355.48K
TypeSH
Market value$26.74M
1.29%
Sole
355.48K
Shared
0.00
None
0.00

TOTALENERGIES SE ACT

SOLE
Stock
Shares292.73K
TypeSH
Market value$26.28M
1.27%
Sole
292.73K
Shared
0.00
None
0.00

SIMON PPTY GROUP INC NEW COM

SOLE
REIT
Shares126.64K
TypeSH
Market value$23.82M
1.15%
Sole
126.64K
Shared
0.00
None
0.00

APPLE INC COM

SOLE
Stock
Shares93.15K
TypeSH
Market value$23.81M
1.15%
Sole
93.15K
Shared
0.00
None
0.00

CISCO SYS INC COM

SOLE
Stock
Shares303.79K
TypeSH
Market value$23.67M
1.14%
Sole
303.79K
Shared
0.00
None
0.00

CARETRUST REIT INC COM

SOLE
REIT
Shares617.80K
TypeSH
Market value$22.94M
1.11%
Sole
617.80K
Shared
0.00
None
0.00

PFIZER INC COM

SOLE
Stock
Shares796.95K
TypeSH
Market value$22.75M
1.10%
Sole
796.95K
Shared
0.00
None
0.00

PRINCIPAL FINANCIAL GROUP INC COM

SOLE
Stock
Shares243.93K
TypeSH
Market value$21.97M
1.06%
Sole
243.93K
Shared
0.00
None
0.00

ALPINE INCOME PPTY TR INC COM

SOLE
REIT
Shares1.21M
TypeSH
Market value$21.95M
1.06%
Sole
1.21M
Shared
0.00
None
0.00

REALTY INCOME CORP COM

SOLE
REIT
Shares352.84K
TypeSH
Market value$21.83M
1.05%
Sole
352.84K
Shared
0.00
None
0.00

SOUND EQUITY DIVIDEND INCOME ETF

SOLE
ETF
Shares790.24K
TypeSH
Market value$21.75M
1.05%
Sole
790.24K
Shared
0.00
None
0.00

GREIF INC CL B

SOLE
Stock
Shares245.08K
TypeSH
Market value$21.67M
1.05%
Sole
245.08K
Shared
0.00
None
0.00

ENBRIDGE INC COM

SOLE
Stock
Shares397.85K
TypeSH
Market value$21.34M
1.03%
Sole
397.85K
Shared
0.00
None
0.00
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