Filed: 4/27/2026ACC: 0001104659-26-049113
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 2596 equity positions with a total reported market value of $2.07B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2596
Positions
$2.07B
Total AUM (reported)
68.32M
Total Shares
Allocation by class
STOCK$896.38M43.3%
ETF$566.19M27.3%
CEF$362.38M17.5%
REIT$218.57M10.6%
ADR$27.01M1.3%
CONVERTIBLE PREFERRED$6.6K0.0%
Portfolio Concentration
Top 3$143.35M6.9%
4–10$290.97M14.1%
11–25$358.67M17.3%
Rest$1.28B61.7%
Top 3 weight
6.9%
Top 10 weight
21.0%
Voting Authority Distribution
Total shares with voting rights: 68.32M
Sole
Full voting authority
68.32M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole2596
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings2596
Rows:
HERCULES CAPITAL INC COM
SOLEShares3.38M
TypeSH
Market value$49.24M
2.38%
Sole
3.38M
Shared
0.00
None
0.00
ARES CAPITAL CORP COM
SOLEShares2.66M
TypeSH
Market value$47.23M
2.28%
Sole
2.66M
Shared
0.00
None
0.00
GOLUB CAP BDC INC COM
SOLEShares3.75M
TypeSH
Market value$46.88M
2.26%
Sole
3.75M
Shared
0.00
None
0.00
SIXTH STREET SPECIALTY LENDING COM
SOLEShares2.57M
TypeSH
Market value$46.56M
2.25%
Sole
2.57M
Shared
0.00
None
0.00
BLUE OWL CAPITAL CORPORATION COM
SOLEShares3.98M
TypeSH
Market value$42.79M
2.07%
Sole
3.98M
Shared
0.00
None
0.00
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF
SOLEShares1.02M
TypeSH
Market value$42.75M
2.06%
Sole
1.02M
Shared
0.00
None
0.00
VANECK EMERGING MARKETS HIGH YIELD BOND ETF
SOLEShares2.06M
TypeSH
Market value$40.49M
1.96%
Sole
2.06M
Shared
0.00
None
0.00
BLACKSTONE SECD LENDING FD COMMON STOCK
SOLEShares1.72M
TypeSH
Market value$40.14M
1.94%
Sole
1.72M
Shared
0.00
None
0.00
PENNANTPARK FLOATING RATE CAP COM
SOLEShares4.94M
TypeSH
Market value$39.58M
1.91%
Sole
4.94M
Shared
0.00
None
0.00
ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF
SOLEShares983.90K
TypeSH
Market value$38.67M
1.87%
Sole
983.90K
Shared
0.00
None
0.00
SOUND ENHANCED FIXED INCOME ETF
SOLEShares1.71M
TypeSH
Market value$29.40M
1.42%
Sole
1.71M
Shared
0.00
None
0.00
CITIGROUP INC COM NEW
SOLEShares249.21K
TypeSH
Market value$28.73M
1.39%
Sole
249.21K
Shared
0.00
None
0.00
OMNICOM GROUP INC COM
SOLEShares355.48K
TypeSH
Market value$26.74M
1.29%
Sole
355.48K
Shared
0.00
None
0.00
TOTALENERGIES SE ACT
SOLEShares292.73K
TypeSH
Market value$26.28M
1.27%
Sole
292.73K
Shared
0.00
None
0.00
SIMON PPTY GROUP INC NEW COM
SOLEShares126.64K
TypeSH
Market value$23.82M
1.15%
Sole
126.64K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares93.15K
TypeSH
Market value$23.81M
1.15%
Sole
93.15K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares303.79K
TypeSH
Market value$23.67M
1.14%
Sole
303.79K
Shared
0.00
None
0.00
CARETRUST REIT INC COM
SOLEShares617.80K
TypeSH
Market value$22.94M
1.11%
Sole
617.80K
Shared
0.00
None
0.00
PFIZER INC COM
SOLEShares796.95K
TypeSH
Market value$22.75M
1.10%
Sole
796.95K
Shared
0.00
None
0.00
PRINCIPAL FINANCIAL GROUP INC COM
SOLEShares243.93K
TypeSH
Market value$21.97M
1.06%
Sole
243.93K
Shared
0.00
None
0.00
ALPINE INCOME PPTY TR INC COM
SOLEShares1.21M
TypeSH
Market value$21.95M
1.06%
Sole
1.21M
Shared
0.00
None
0.00
REALTY INCOME CORP COM
SOLEShares352.84K
TypeSH
Market value$21.83M
1.05%
Sole
352.84K
Shared
0.00
None
0.00
SOUND EQUITY DIVIDEND INCOME ETF
SOLEShares790.24K
TypeSH
Market value$21.75M
1.05%
Sole
790.24K
Shared
0.00
None
0.00
GREIF INC CL B
SOLEShares245.08K
TypeSH
Market value$21.67M
1.05%
Sole
245.08K
Shared
0.00
None
0.00
ENBRIDGE INC COM
SOLEShares397.85K
TypeSH
Market value$21.34M
1.03%
Sole
397.85K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HERCULES CAPITAL INC COMSOLE | CEF | 3.38M | SH | $49.24M 2.38% | 3.38M | 0.00 | 0.00 |
ARES CAPITAL CORP COMSOLE | CEF | 2.66M | SH | $47.23M 2.28% | 2.66M | 0.00 | 0.00 |
GOLUB CAP BDC INC COMSOLE | CEF | 3.75M | SH | $46.88M 2.26% | 3.75M | 0.00 | 0.00 |
SIXTH STREET SPECIALTY LENDING COMSOLE | CEF | 2.57M | SH | $46.56M 2.25% | 2.57M | 0.00 | 0.00 |
BLUE OWL CAPITAL CORPORATION COMSOLE | CEF | 3.98M | SH | $42.79M 2.07% | 3.98M | 0.00 | 0.00 |
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFSOLE | ETF | 1.02M | SH | $42.75M 2.06% | 1.02M | 0.00 | 0.00 |
VANECK EMERGING MARKETS HIGH YIELD BOND ETFSOLE | ETF | 2.06M | SH | $40.49M 1.96% | 2.06M | 0.00 | 0.00 |
BLACKSTONE SECD LENDING FD COMMON STOCKSOLE | CEF | 1.72M | SH | $40.14M 1.94% | 1.72M | 0.00 | 0.00 |
PENNANTPARK FLOATING RATE CAP COMSOLE | CEF | 4.94M | SH | $39.58M 1.91% | 4.94M | 0.00 | 0.00 |
ISHARES J.P. MORGAN EM HIGH YIELD BOND ETFSOLE | ETF | 983.90K | SH | $38.67M 1.87% | 983.90K | 0.00 | 0.00 |
SOUND ENHANCED FIXED INCOME ETFSOLE | ETF | 1.71M | SH | $29.40M 1.42% | 1.71M | 0.00 | 0.00 |
CITIGROUP INC COM NEWSOLE | Stock | 249.21K | SH | $28.73M 1.39% | 249.21K | 0.00 | 0.00 |
OMNICOM GROUP INC COMSOLE | Stock | 355.48K | SH | $26.74M 1.29% | 355.48K | 0.00 | 0.00 |
TOTALENERGIES SE ACTSOLE | Stock | 292.73K | SH | $26.28M 1.27% | 292.73K | 0.00 | 0.00 |
SIMON PPTY GROUP INC NEW COMSOLE | REIT | 126.64K | SH | $23.82M 1.15% | 126.64K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 93.15K | SH | $23.81M 1.15% | 93.15K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 303.79K | SH | $23.67M 1.14% | 303.79K | 0.00 | 0.00 |
CARETRUST REIT INC COMSOLE | REIT | 617.80K | SH | $22.94M 1.11% | 617.80K | 0.00 | 0.00 |
PFIZER INC COMSOLE | Stock | 796.95K | SH | $22.75M 1.10% | 796.95K | 0.00 | 0.00 |
PRINCIPAL FINANCIAL GROUP INC COMSOLE | Stock | 243.93K | SH | $21.97M 1.06% | 243.93K | 0.00 | 0.00 |
ALPINE INCOME PPTY TR INC COMSOLE | REIT | 1.21M | SH | $21.95M 1.06% | 1.21M | 0.00 | 0.00 |
REALTY INCOME CORP COMSOLE | REIT | 352.84K | SH | $21.83M 1.05% | 352.84K | 0.00 | 0.00 |
SOUND EQUITY DIVIDEND INCOME ETFSOLE | ETF | 790.24K | SH | $21.75M 1.05% | 790.24K | 0.00 | 0.00 |
GREIF INC CL BSOLE | Stock | 245.08K | SH | $21.67M 1.05% | 245.08K | 0.00 | 0.00 |
ENBRIDGE INC COMSOLE | Stock | 397.85K | SH | $21.34M 1.03% | 397.85K | 0.00 | 0.00 |
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