Filed: 1/21/2026ACC: 0001104659-26-005260
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 2516 equity positions with a total reported market value of $2.11B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2516
Positions
$2.11B
Total AUM (reported)
65M
Total Shares
Allocation by class
STOCK$891.52M42.2%
ETF$569.33M26.9%
CEF$410.51M19.4%
REIT$215.56M10.2%
ADR$26.59M1.3%
CONVERTIBLE PREFERRED$8.0K0.0%
Portfolio Concentration
Top 3$161.81M7.7%
4–10$311.05M14.7%
11–25$372.22M17.6%
Rest$1.27B60.0%
Top 3 weight
7.7%
Top 10 weight
22.4%
Voting Authority Distribution
Total shares with voting rights: 65M
Sole
Full voting authority
65M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole2516
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings2516
Rows:
SIXTH STREET SPECIALTY LENDING COM
SOLEShares2.51M
TypeSH
Market value$56.00M
2.65%
Sole
2.51M
Shared
0.00
None
0.00
ARES CAPITAL CORP COM
SOLEShares2.62M
TypeSH
Market value$54.69M
2.59%
Sole
2.62M
Shared
0.00
None
0.00
HERCULES CAPITAL INC COM
SOLEShares2.70M
TypeSH
Market value$51.12M
2.42%
Sole
2.70M
Shared
0.00
None
0.00
GOLUB CAP BDC INC COM
SOLEShares3.60M
TypeSH
Market value$49.79M
2.36%
Sole
3.60M
Shared
0.00
None
0.00
BLUE OWL CAPITAL CORPORATION COM
SOLEShares3.78M
TypeSH
Market value$47.66M
2.26%
Sole
3.78M
Shared
0.00
None
0.00
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF
SOLEShares1.04M
TypeSH
Market value$44.59M
2.11%
Sole
1.04M
Shared
0.00
None
0.00
PENNANTPARK FLOATING RATE CAP COM
SOLEShares4.64M
TypeSH
Market value$44.26M
2.09%
Sole
4.64M
Shared
0.00
None
0.00
VANECK EMERGING MARKETS HIGH YIELD BOND ETF
SOLEShares2.10M
TypeSH
Market value$42.19M
2.00%
Sole
2.10M
Shared
0.00
None
0.00
BLACKSTONE SECD LENDING FD COMMON STOCK
SOLEShares1.58M
TypeSH
Market value$41.79M
1.98%
Sole
1.58M
Shared
0.00
None
0.00
ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF
SOLEShares1.01M
TypeSH
Market value$40.78M
1.93%
Sole
1.01M
Shared
0.00
None
0.00
SOUND ENHANCED FIXED INCOME ETF
SOLEShares1.77M
TypeSH
Market value$32.10M
1.52%
Sole
1.77M
Shared
0.00
None
0.00
CITIGROUP INC COM NEW
SOLEShares269.34K
TypeSH
Market value$31.79M
1.50%
Sole
269.34K
Shared
0.00
None
0.00
OMNICOM GROUP INC COM
SOLEShares384.63K
TypeSH
Market value$30.69M
1.45%
Sole
384.63K
Shared
0.00
None
0.00
ENBRIDGE INC COM
SOLEShares610.26K
TypeSH
Market value$29.04M
1.37%
Sole
610.26K
Shared
0.00
None
0.00
GREIF INC CL B
SOLEShares298.20K
TypeSH
Market value$25.00M
1.18%
Sole
298.20K
Shared
0.00
None
0.00
SIMON PPTY GROUP INC NEW COM
SOLEShares127.50K
TypeSH
Market value$23.58M
1.12%
Sole
127.50K
Shared
0.00
None
0.00
CARETRUST REIT INC COM
SOLEShares621.73K
TypeSH
Market value$23.48M
1.11%
Sole
621.73K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares91.41K
TypeSH
Market value$23.36M
1.11%
Sole
91.41K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares305.46K
TypeSH
Market value$22.97M
1.09%
Sole
305.46K
Shared
0.00
None
0.00
SOUND EQUITY DIVIDEND INCOME ETF
SOLEShares845.98K
TypeSH
Market value$22.82M
1.08%
Sole
845.98K
Shared
0.00
None
0.00
REALTY INCOME CORP COM
SOLEShares352.92K
TypeSH
Market value$21.68M
1.03%
Sole
352.92K
Shared
0.00
None
0.00
PRINCIPAL FINANCIAL GROUP INC COM
SOLEShares244.09K
TypeSH
Market value$21.60M
1.02%
Sole
244.09K
Shared
0.00
None
0.00
MAIN STR CAP CORP COM
SOLEShares336.03K
TypeSH
Market value$21.49M
1.02%
Sole
336.03K
Shared
0.00
None
0.00
ALPINE INCOME PPTY TR INC COM
SOLEShares1.22M
TypeSH
Market value$21.35M
1.01%
Sole
1.22M
Shared
0.00
None
0.00
M & T BK CORP COM
SOLEShares100.22K
TypeSH
Market value$21.28M
1.01%
Sole
100.22K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SIXTH STREET SPECIALTY LENDING COMSOLE | CEF | 2.51M | SH | $56.00M 2.65% | 2.51M | 0.00 | 0.00 |
ARES CAPITAL CORP COMSOLE | CEF | 2.62M | SH | $54.69M 2.59% | 2.62M | 0.00 | 0.00 |
HERCULES CAPITAL INC COMSOLE | CEF | 2.70M | SH | $51.12M 2.42% | 2.70M | 0.00 | 0.00 |
GOLUB CAP BDC INC COMSOLE | CEF | 3.60M | SH | $49.79M 2.36% | 3.60M | 0.00 | 0.00 |
BLUE OWL CAPITAL CORPORATION COMSOLE | CEF | 3.78M | SH | $47.66M 2.26% | 3.78M | 0.00 | 0.00 |
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFSOLE | ETF | 1.04M | SH | $44.59M 2.11% | 1.04M | 0.00 | 0.00 |
PENNANTPARK FLOATING RATE CAP COMSOLE | CEF | 4.64M | SH | $44.26M 2.09% | 4.64M | 0.00 | 0.00 |
VANECK EMERGING MARKETS HIGH YIELD BOND ETFSOLE | ETF | 2.10M | SH | $42.19M 2.00% | 2.10M | 0.00 | 0.00 |
BLACKSTONE SECD LENDING FD COMMON STOCKSOLE | CEF | 1.58M | SH | $41.79M 1.98% | 1.58M | 0.00 | 0.00 |
ISHARES J.P. MORGAN EM HIGH YIELD BOND ETFSOLE | ETF | 1.01M | SH | $40.78M 1.93% | 1.01M | 0.00 | 0.00 |
SOUND ENHANCED FIXED INCOME ETFSOLE | ETF | 1.77M | SH | $32.10M 1.52% | 1.77M | 0.00 | 0.00 |
CITIGROUP INC COM NEWSOLE | Stock | 269.34K | SH | $31.79M 1.50% | 269.34K | 0.00 | 0.00 |
OMNICOM GROUP INC COMSOLE | Stock | 384.63K | SH | $30.69M 1.45% | 384.63K | 0.00 | 0.00 |
ENBRIDGE INC COMSOLE | Stock | 610.26K | SH | $29.04M 1.37% | 610.26K | 0.00 | 0.00 |
GREIF INC CL BSOLE | Stock | 298.20K | SH | $25.00M 1.18% | 298.20K | 0.00 | 0.00 |
SIMON PPTY GROUP INC NEW COMSOLE | REIT | 127.50K | SH | $23.58M 1.12% | 127.50K | 0.00 | 0.00 |
CARETRUST REIT INC COMSOLE | REIT | 621.73K | SH | $23.48M 1.11% | 621.73K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 91.41K | SH | $23.36M 1.11% | 91.41K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 305.46K | SH | $22.97M 1.09% | 305.46K | 0.00 | 0.00 |
SOUND EQUITY DIVIDEND INCOME ETFSOLE | ETF | 845.98K | SH | $22.82M 1.08% | 845.98K | 0.00 | 0.00 |
REALTY INCOME CORP COMSOLE | REIT | 352.92K | SH | $21.68M 1.03% | 352.92K | 0.00 | 0.00 |
PRINCIPAL FINANCIAL GROUP INC COMSOLE | Stock | 244.09K | SH | $21.60M 1.02% | 244.09K | 0.00 | 0.00 |
MAIN STR CAP CORP COMSOLE | CEF | 336.03K | SH | $21.49M 1.02% | 336.03K | 0.00 | 0.00 |
ALPINE INCOME PPTY TR INC COMSOLE | REIT | 1.22M | SH | $21.35M 1.01% | 1.22M | 0.00 | 0.00 |
M & T BK CORP COMSOLE | Stock | 100.22K | SH | $21.28M 1.01% | 100.22K | 0.00 | 0.00 |
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