Filed: 10/10/2025ACC: 0001104659-25-098692
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1701 equity positions with a total reported market value of $1.83B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1701
Positions
$1.83B
Total AUM (reported)
60.92M
Total Shares
Allocation by class
STOCK$814.73M44.5%
ETF$442.09M24.2%
CEF$345.49M18.9%
REIT$185.68M10.1%
ADR$41.68M2.3%
CONVERTIBLE PREFERRED$2.7K0.0%
Portfolio Concentration
Top 3$144.86M7.9%
4–10$280.58M15.3%
11–25$356.79M19.5%
Rest$1.05B57.2%
Top 3 weight
7.9%
Top 10 weight
23.3%
Voting Authority Distribution
Total shares with voting rights: 60.92M
Sole
Full voting authority
60.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1701
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1701
Rows:
SIXTH STREET SPECIALTY LENDING COM
SOLEShares2.40M
TypeSH
Market value$50.57M
2.76%
Sole
2.40M
Shared
0.00
None
0.00
ARES CAPITAL CORP COM
SOLEShares2.48M
TypeSH
Market value$47.33M
2.59%
Sole
2.48M
Shared
0.00
None
0.00
HERCULES CAPITAL INC COM
SOLEShares2.75M
TypeSH
Market value$46.96M
2.57%
Sole
2.75M
Shared
0.00
None
0.00
GOLUB CAP BDC INC COM
SOLEShares3.38M
TypeSH
Market value$45.58M
2.49%
Sole
3.38M
Shared
0.00
None
0.00
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF
SOLEShares1M
TypeSH
Market value$42.91M
2.34%
Sole
1M
Shared
0.00
None
0.00
BLUE OWL CAPITAL CORPORATION COM
SOLEShares3.39M
TypeSH
Market value$41.49M
2.27%
Sole
3.39M
Shared
0.00
None
0.00
VANECK EMERGING MARKETS HIGH YIELD BOND ETF
SOLEShares2.03M
TypeSH
Market value$40.67M
2.22%
Sole
2.03M
Shared
0.00
None
0.00
ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF
SOLEShares1M
TypeSH
Market value$39.75M
2.17%
Sole
1M
Shared
0.00
None
0.00
PENNANTPARK FLOATING RATE CAP COM
SOLEShares4.13M
TypeSH
Market value$35.65M
1.95%
Sole
4.13M
Shared
0.00
None
0.00
BLACKSTONE SECD LENDING FD COMMON STOCK
SOLEShares1.37M
TypeSH
Market value$34.53M
1.89%
Sole
1.37M
Shared
0.00
None
0.00
CITIGROUP INC COM NEW
SOLEShares359.83K
TypeSH
Market value$34.52M
1.89%
Sole
359.83K
Shared
0.00
None
0.00
SOUND ENHANCED FIXED INCOME ETF
SOLEShares1.81M
TypeSH
Market value$32.66M
1.79%
Sole
1.81M
Shared
0.00
None
0.00
ENBRIDGE INC COM
SOLEShares656.93K
TypeSH
Market value$31.53M
1.72%
Sole
656.93K
Shared
0.00
None
0.00
ABBVIE INC COM
SOLEShares104.63K
TypeSH
Market value$24.14M
1.32%
Sole
104.63K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares334.75K
TypeSH
Market value$23.42M
1.28%
Sole
334.75K
Shared
0.00
None
0.00
SOUND EQUITY DIVIDEND INCOME ETF
SOLEShares893K
TypeSH
Market value$22.92M
1.25%
Sole
893K
Shared
0.00
None
0.00
AT&T INC COM
SOLEShares860.38K
TypeSH
Market value$22.46M
1.23%
Sole
860.38K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares86.25K
TypeSH
Market value$21.91M
1.20%
Sole
86.25K
Shared
0.00
None
0.00
SIMON PPTY GROUP INC NEW COM
SOLEShares120.73K
TypeSH
Market value$21.59M
1.18%
Sole
120.73K
Shared
0.00
None
0.00
GLOBAL X NASDAQ 100 COVERED CALL ETF
SOLEShares1.21M
TypeSH
Market value$20.82M
1.14%
Sole
1.21M
Shared
0.00
None
0.00
PFIZER INC COM
SOLEShares818.06K
TypeSH
Market value$20.65M
1.13%
Sole
818.06K
Shared
0.00
None
0.00
PRINCIPAL FINANCIAL GROUP INC COM
SOLEShares246.07K
TypeSH
Market value$20.35M
1.11%
Sole
246.07K
Shared
0.00
None
0.00
GREIF INC CL B
SOLEShares333.10K
TypeSH
Market value$20.29M
1.11%
Sole
333.10K
Shared
0.00
None
0.00
EVERSOURCE ENERGY COM
SOLEShares273.48K
TypeSH
Market value$19.80M
1.08%
Sole
273.48K
Shared
0.00
None
0.00
CARETRUST REIT INC COM
SOLEShares584.23K
TypeSH
Market value$19.75M
1.08%
Sole
584.23K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SIXTH STREET SPECIALTY LENDING COMSOLE | CEF | 2.40M | SH | $50.57M 2.76% | 2.40M | 0.00 | 0.00 |
ARES CAPITAL CORP COMSOLE | CEF | 2.48M | SH | $47.33M 2.59% | 2.48M | 0.00 | 0.00 |
HERCULES CAPITAL INC COMSOLE | CEF | 2.75M | SH | $46.96M 2.57% | 2.75M | 0.00 | 0.00 |
GOLUB CAP BDC INC COMSOLE | CEF | 3.38M | SH | $45.58M 2.49% | 3.38M | 0.00 | 0.00 |
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFSOLE | ETF | 1M | SH | $42.91M 2.34% | 1M | 0.00 | 0.00 |
BLUE OWL CAPITAL CORPORATION COMSOLE | CEF | 3.39M | SH | $41.49M 2.27% | 3.39M | 0.00 | 0.00 |
VANECK EMERGING MARKETS HIGH YIELD BOND ETFSOLE | ETF | 2.03M | SH | $40.67M 2.22% | 2.03M | 0.00 | 0.00 |
ISHARES J.P. MORGAN EM HIGH YIELD BOND ETFSOLE | ETF | 1M | SH | $39.75M 2.17% | 1M | 0.00 | 0.00 |
PENNANTPARK FLOATING RATE CAP COMSOLE | CEF | 4.13M | SH | $35.65M 1.95% | 4.13M | 0.00 | 0.00 |
BLACKSTONE SECD LENDING FD COMMON STOCKSOLE | CEF | 1.37M | SH | $34.53M 1.89% | 1.37M | 0.00 | 0.00 |
CITIGROUP INC COM NEWSOLE | Stock | 359.83K | SH | $34.52M 1.89% | 359.83K | 0.00 | 0.00 |
SOUND ENHANCED FIXED INCOME ETFSOLE | ETF | 1.81M | SH | $32.66M 1.79% | 1.81M | 0.00 | 0.00 |
ENBRIDGE INC COMSOLE | Stock | 656.93K | SH | $31.53M 1.72% | 656.93K | 0.00 | 0.00 |
ABBVIE INC COMSOLE | Stock | 104.63K | SH | $24.14M 1.32% | 104.63K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 334.75K | SH | $23.42M 1.28% | 334.75K | 0.00 | 0.00 |
SOUND EQUITY DIVIDEND INCOME ETFSOLE | ETF | 893K | SH | $22.92M 1.25% | 893K | 0.00 | 0.00 |
AT&T INC COMSOLE | Stock | 860.38K | SH | $22.46M 1.23% | 860.38K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 86.25K | SH | $21.91M 1.20% | 86.25K | 0.00 | 0.00 |
SIMON PPTY GROUP INC NEW COMSOLE | REIT | 120.73K | SH | $21.59M 1.18% | 120.73K | 0.00 | 0.00 |
GLOBAL X NASDAQ 100 COVERED CALL ETFSOLE | ETF | 1.21M | SH | $20.82M 1.14% | 1.21M | 0.00 | 0.00 |
PFIZER INC COMSOLE | Stock | 818.06K | SH | $20.65M 1.13% | 818.06K | 0.00 | 0.00 |
PRINCIPAL FINANCIAL GROUP INC COMSOLE | Stock | 246.07K | SH | $20.35M 1.11% | 246.07K | 0.00 | 0.00 |
GREIF INC CL BSOLE | Stock | 333.10K | SH | $20.29M 1.11% | 333.10K | 0.00 | 0.00 |
EVERSOURCE ENERGY COMSOLE | Stock | 273.48K | SH | $19.80M 1.08% | 273.48K | 0.00 | 0.00 |
CARETRUST REIT INC COMSOLE | REIT | 584.23K | SH | $19.75M 1.08% | 584.23K | 0.00 | 0.00 |
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