Filed: 4/17/2025ACC: 0001104659-25-035760
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1558 equity positions with a total reported market value of $1.69B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1558
Positions
$1.69B
Total AUM (reported)
58.32M
Total Shares
Allocation by class
COM$1.04B61.2%
COM NEW$45.79M2.7%
0-5YR HI YL CP$43.56M2.6%
EMERGING MKTS HI$40.83M2.4%
CL B$40.11M2.4%
JP MRGN EM HI BD$38.91M2.3%
BUSINESS DEVELOPMENT COMPANY$37.93M2.2%
Portfolio Concentration
Top 3$160.78M9.5%
4–10$295.79M17.5%
11–25$346.95M20.5%
Rest$889.59M52.5%
Top 3 weight
9.5%
Top 10 weight
27.0%
Voting Authority Distribution
Total shares with voting rights: 58.32M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
58.32M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1558
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1558
Rows:
HERCULES CAPITAL INC
SOLEShares2.87M
TypeSH
Market value$55.22M
3.26%
Sole
0.00
Shared
0.00
None
2.87M
SIXTH STREET SPECIALTY LENDN
SOLEShares2.36M
TypeSH
Market value$52.84M
3.12%
Sole
0.00
Shared
0.00
None
2.36M
ARES CAPITAL CORP
SOLEShares2.38M
TypeSH
Market value$52.71M
3.11%
Sole
0.00
Shared
0.00
None
2.38M
GOLUB CAP BDC INC
SOLEShares3.18M
TypeSH
Market value$48.20M
2.85%
Sole
0.00
Shared
0.00
None
3.18M
OWL ROCK CAPITAL CORPORATION
SOLEShares3.15M
TypeSH
Market value$46.23M
2.73%
Sole
0.00
Shared
0.00
None
3.15M
ISHARES TR
SOLEShares1.02M
TypeSH
Market value$43.56M
2.57%
Sole
0.00
Shared
0.00
None
1.02M
VANECK VECTORS ETF TR
SOLEShares2.08M
TypeSH
Market value$40.83M
2.41%
Sole
0.00
Shared
0.00
None
2.08M
PENNANTPARK FLOATING RATE CA
SOLEShares3.59M
TypeSH
Market value$40.12M
2.37%
Sole
0.00
Shared
0.00
None
3.59M
ISHARES INC
SOLEShares1.02M
TypeSH
Market value$38.91M
2.30%
Sole
0.00
Shared
0.00
None
1.02M
COMMON STOCKBLACKSTONE SECD LENDING FD
SOLEShares1.17M
TypeSH
Market value$37.93M
2.24%
Sole
0.00
Shared
0.00
None
1.17M
TIDAL ETF TR
SOLEShares1.88M
TypeSH
Market value$34.10M
2.01%
Sole
0.00
Shared
0.00
None
1.88M
ENBRIDGE INC
SOLEShares653.39K
TypeSH
Market value$28.95M
1.71%
Sole
0.00
Shared
0.00
None
653.39K
CITIGROUP INC
SOLEShares365.61K
TypeSH
Market value$25.95M
1.53%
Sole
0.00
Shared
0.00
None
365.61K
FIRST TR
SOLEShares1.52M
TypeSH
Market value$24.54M
1.45%
Sole
0.00
Shared
0.00
None
1.52M
AT&T INC
SOLEShares842.89K
TypeSH
Market value$23.84M
1.41%
Sole
0.00
Shared
0.00
None
842.89K
TIDAL ETF TR
SOLEShares923.27K
TypeSH
Market value$23.64M
1.40%
Sole
0.00
Shared
0.00
None
923.27K
CISCO SYS INC
SOLEShares373.27K
TypeSH
Market value$23.03M
1.36%
Sole
0.00
Shared
0.00
None
373.27K
APPLE INC
SOLEShares94.97K
TypeSH
Market value$21.10M
1.25%
Sole
0.00
Shared
0.00
None
94.97K
INTERNATIONAL BUSINESS MACHS
SOLEShares84.56K
TypeSH
Market value$21.03M
1.24%
Sole
0.00
Shared
0.00
None
84.56K
ABBVIE INC
SOLEShares99.15K
TypeSH
Market value$20.77M
1.23%
Sole
0.00
Shared
0.00
None
99.15K
GREIF INC
SOLEShares340.67K
TypeSH
Market value$20.20M
1.19%
Sole
0.00
Shared
0.00
None
340.67K
PFIZER INC
SOLEShares790.95K
TypeSH
Market value$20.04M
1.18%
Sole
0.00
Shared
0.00
None
790.95K
M & T BK CORP
SOLEShares111.72K
TypeSH
Market value$19.97M
1.18%
Sole
0.00
Shared
0.00
None
111.72K
PRINCIPAL FINANCIAL GROUP IN
SOLEShares236.62K
TypeSH
Market value$19.96M
1.18%
Sole
0.00
Shared
0.00
None
236.62K
LYONDELLBASELL INDUSTRIES N
SOLEShares281.44K
TypeSH
Market value$19.81M
1.17%
Sole
0.00
Shared
0.00
None
281.44K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HERCULES CAPITAL INCSOLE | COM | 2.87M | SH | $55.22M 3.26% | 0.00 | 0.00 | 2.87M |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 2.36M | SH | $52.84M 3.12% | 0.00 | 0.00 | 2.36M |
ARES CAPITAL CORPSOLE | COM | 2.38M | SH | $52.71M 3.11% | 0.00 | 0.00 | 2.38M |
GOLUB CAP BDC INCSOLE | COM | 3.18M | SH | $48.20M 2.85% | 0.00 | 0.00 | 3.18M |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 3.15M | SH | $46.23M 2.73% | 0.00 | 0.00 | 3.15M |
ISHARES TRSOLE | 0-5YR HI YL CP | 1.02M | SH | $43.56M 2.57% | 0.00 | 0.00 | 1.02M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 2.08M | SH | $40.83M 2.41% | 0.00 | 0.00 | 2.08M |
PENNANTPARK FLOATING RATE CASOLE | COM | 3.59M | SH | $40.12M 2.37% | 0.00 | 0.00 | 3.59M |
ISHARES INCSOLE | JP MRGN EM HI BD | 1.02M | SH | $38.91M 2.30% | 0.00 | 0.00 | 1.02M |
COMMON STOCKBLACKSTONE SECD LENDING FDSOLE | Business Development Company | 1.17M | SH | $37.93M 2.24% | 0.00 | 0.00 | 1.17M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.88M | SH | $34.10M 2.01% | 0.00 | 0.00 | 1.88M |
ENBRIDGE INCSOLE | COM | 653.39K | SH | $28.95M 1.71% | 0.00 | 0.00 | 653.39K |
CITIGROUP INCSOLE | COM NEW | 365.61K | SH | $25.95M 1.53% | 0.00 | 0.00 | 365.61K |
FIRST TRSOLE | EXCHNG TRADED FD VI TCW EMERGING MKT | 1.52M | SH | $24.54M 1.45% | 0.00 | 0.00 | 1.52M |
AT&T INCSOLE | COM | 842.89K | SH | $23.84M 1.41% | 0.00 | 0.00 | 842.89K |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 923.27K | SH | $23.64M 1.40% | 0.00 | 0.00 | 923.27K |
CISCO SYS INCSOLE | COM | 373.27K | SH | $23.03M 1.36% | 0.00 | 0.00 | 373.27K |
APPLE INCSOLE | COM | 94.97K | SH | $21.10M 1.25% | 0.00 | 0.00 | 94.97K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 84.56K | SH | $21.03M 1.24% | 0.00 | 0.00 | 84.56K |
ABBVIE INCSOLE | COM | 99.15K | SH | $20.77M 1.23% | 0.00 | 0.00 | 99.15K |
GREIF INCSOLE | CL B | 340.67K | SH | $20.20M 1.19% | 0.00 | 0.00 | 340.67K |
PFIZER INCSOLE | COM | 790.95K | SH | $20.04M 1.18% | 0.00 | 0.00 | 790.95K |
M & T BK CORPSOLE | COM | 111.72K | SH | $19.97M 1.18% | 0.00 | 0.00 | 111.72K |
PRINCIPAL FINANCIAL GROUP INSOLE | COM | 236.62K | SH | $19.96M 1.18% | 0.00 | 0.00 | 236.62K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 281.44K | SH | $19.81M 1.17% | 0.00 | 0.00 | 281.44K |
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