Filed: 1/21/2025ACC: 0001104659-25-004762
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1478 equity positions with a total reported market value of $1.62B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1478
Positions
$1.62B
Total AUM (reported)
55.54M
Total Shares
Allocation by class
COM$986.07M61.0%
COM NEW$49.10M3.0%
0-5YR HI YL CP$43.11M2.7%
CL B$41.32M2.6%
EMERGING MKTS HI$39.79M2.5%
JP MRGN EM HI BD$37.83M2.3%
EXCHNG TRADED FD VI TCW EMERGING MKT$35.34M2.2%
Portfolio Concentration
Top 3$156.32M9.7%
4–10$284.41M17.6%
11–25$364.63M22.6%
Rest$811.29M50.2%
Top 3 weight
9.7%
Top 10 weight
27.3%
Voting Authority Distribution
Total shares with voting rights: 55.54M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
55.54M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1478
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1478
Rows:
HERCULES CAPITAL INC
SOLEShares2.82M
TypeSH
Market value$56.56M
3.50%
Sole
0.00
Shared
0.00
None
2.82M
ARES CAPITAL CORP
SOLEShares2.31M
TypeSH
Market value$50.66M
3.13%
Sole
0.00
Shared
0.00
None
2.31M
SIXTH STREET SPECIALTY LENDN
SOLEShares2.31M
TypeSH
Market value$49.10M
3.04%
Sole
0.00
Shared
0.00
None
2.31M
GOLUB CAP BDC INC
SOLEShares3.06M
TypeSH
Market value$46.32M
2.87%
Sole
0.00
Shared
0.00
None
3.06M
OWL ROCK CAPITAL CORPORATION
SOLEShares3.02M
TypeSH
Market value$45.73M
2.83%
Sole
0.00
Shared
0.00
None
3.02M
ISHARES TR
SOLEShares1.01M
TypeSH
Market value$43.11M
2.67%
Sole
0.00
Shared
0.00
None
1.01M
VANECK VECTORS ETF TR
SOLEShares2.04M
TypeSH
Market value$39.79M
2.46%
Sole
0.00
Shared
0.00
None
2.04M
ISHARES INC
SOLEShares996.09K
TypeSH
Market value$37.83M
2.34%
Sole
0.00
Shared
0.00
None
996.09K
PENNANTPARK FLOATING RATE CA
SOLEShares3.32M
TypeSH
Market value$36.29M
2.24%
Sole
0.00
Shared
0.00
None
3.32M
FIRST TR
SOLEShares2.20M
TypeSH
Market value$35.34M
2.19%
Sole
0.00
Shared
0.00
None
2.20M
COMMON STOCKBLACKSTONE SECD LENDING FD
SOLEShares1.09M
TypeSH
Market value$35.06M
2.17%
Sole
0.00
Shared
0.00
None
1.09M
TIDAL ETF TR
SOLEShares1.85M
TypeSH
Market value$33.51M
2.07%
Sole
0.00
Shared
0.00
None
1.85M
AT&T INC
SOLEShares1.28M
TypeSH
Market value$29.08M
1.80%
Sole
0.00
Shared
0.00
None
1.28M
ENBRIDGE INC
SOLEShares631.82K
TypeSH
Market value$26.81M
1.66%
Sole
0.00
Shared
0.00
None
631.82K
INTERNATIONAL BUSINESS MACHS
SOLEShares116.63K
TypeSH
Market value$25.64M
1.59%
Sole
0.00
Shared
0.00
None
116.63K
CITIGROUP INC
SOLEShares351.41K
TypeSH
Market value$24.74M
1.53%
Sole
0.00
Shared
0.00
None
351.41K
TIDAL ETF TR
SOLEShares920.76K
TypeSH
Market value$23.48M
1.45%
Sole
0.00
Shared
0.00
None
920.76K
GREIF INC
SOLEShares329.70K
TypeSH
Market value$22.37M
1.38%
Sole
0.00
Shared
0.00
None
329.70K
APPLE INC
SOLEShares88.75K
TypeSH
Market value$22.23M
1.37%
Sole
0.00
Shared
0.00
None
88.75K
CISCO SYS INC
SOLEShares361.85K
TypeSH
Market value$21.42M
1.33%
Sole
0.00
Shared
0.00
None
361.85K
PFIZER INC
SOLEShares764.82K
TypeSH
Market value$20.29M
1.26%
Sole
0.00
Shared
0.00
None
764.82K
M & T BK CORP
SOLEShares107.90K
TypeSH
Market value$20.29M
1.25%
Sole
0.00
Shared
0.00
None
107.90K
LYONDELLBASELL INDUSTRIES N
SOLEShares271.63K
TypeSH
Market value$20.17M
1.25%
Sole
0.00
Shared
0.00
None
271.63K
MAIN STR CAP CORP
SOLEShares343.04K
TypeSH
Market value$20.10M
1.24%
Sole
0.00
Shared
0.00
None
343.04K
OMNICOM GROUP INC
SOLEShares226.08K
TypeSH
Market value$19.45M
1.20%
Sole
0.00
Shared
0.00
None
226.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HERCULES CAPITAL INCSOLE | COM | 2.82M | SH | $56.56M 3.50% | 0.00 | 0.00 | 2.82M |
ARES CAPITAL CORPSOLE | COM | 2.31M | SH | $50.66M 3.13% | 0.00 | 0.00 | 2.31M |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 2.31M | SH | $49.10M 3.04% | 0.00 | 0.00 | 2.31M |
GOLUB CAP BDC INCSOLE | COM | 3.06M | SH | $46.32M 2.87% | 0.00 | 0.00 | 3.06M |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 3.02M | SH | $45.73M 2.83% | 0.00 | 0.00 | 3.02M |
ISHARES TRSOLE | 0-5YR HI YL CP | 1.01M | SH | $43.11M 2.67% | 0.00 | 0.00 | 1.01M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 2.04M | SH | $39.79M 2.46% | 0.00 | 0.00 | 2.04M |
ISHARES INCSOLE | JP MRGN EM HI BD | 996.09K | SH | $37.83M 2.34% | 0.00 | 0.00 | 996.09K |
PENNANTPARK FLOATING RATE CASOLE | COM | 3.32M | SH | $36.29M 2.24% | 0.00 | 0.00 | 3.32M |
FIRST TRSOLE | EXCHNG TRADED FD VI TCW EMERGING MKT | 2.20M | SH | $35.34M 2.19% | 0.00 | 0.00 | 2.20M |
COMMON STOCKBLACKSTONE SECD LENDING FDSOLE | Business Development Company | 1.09M | SH | $35.06M 2.17% | 0.00 | 0.00 | 1.09M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.85M | SH | $33.51M 2.07% | 0.00 | 0.00 | 1.85M |
AT&T INCSOLE | COM | 1.28M | SH | $29.08M 1.80% | 0.00 | 0.00 | 1.28M |
ENBRIDGE INCSOLE | COM | 631.82K | SH | $26.81M 1.66% | 0.00 | 0.00 | 631.82K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 116.63K | SH | $25.64M 1.59% | 0.00 | 0.00 | 116.63K |
CITIGROUP INCSOLE | COM NEW | 351.41K | SH | $24.74M 1.53% | 0.00 | 0.00 | 351.41K |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 920.76K | SH | $23.48M 1.45% | 0.00 | 0.00 | 920.76K |
GREIF INCSOLE | CL B | 329.70K | SH | $22.37M 1.38% | 0.00 | 0.00 | 329.70K |
APPLE INCSOLE | COM | 88.75K | SH | $22.23M 1.37% | 0.00 | 0.00 | 88.75K |
CISCO SYS INCSOLE | COM | 361.85K | SH | $21.42M 1.33% | 0.00 | 0.00 | 361.85K |
PFIZER INCSOLE | COM | 764.82K | SH | $20.29M 1.26% | 0.00 | 0.00 | 764.82K |
M & T BK CORPSOLE | COM | 107.90K | SH | $20.29M 1.25% | 0.00 | 0.00 | 107.90K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 271.63K | SH | $20.17M 1.25% | 0.00 | 0.00 | 271.63K |
MAIN STR CAP CORPSOLE | COM | 343.04K | SH | $20.10M 1.24% | 0.00 | 0.00 | 343.04K |
OMNICOM GROUP INCSOLE | COM | 226.08K | SH | $19.45M 1.20% | 0.00 | 0.00 | 226.08K |
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