Filed: 10/10/2024ACC: 0001104659-24-107589
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1409 equity positions with a total reported market value of $1.55B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1409
Positions
$1.55B
Total AUM (reported)
51.44M
Total Shares
Allocation by class
COM$955.94M61.5%
COM NEW$44.30M2.9%
0-5YR HI YL CP$42.48M2.7%
EMERGING MKTS HI$39.17M2.5%
EQUITY COMMON STOCK$38.02M2.4%
JP MRGN EM HI BD$37.36M2.4%
EXCHNG TRADED FD VI TCW EMERGING MKT$34.74M2.2%
Portfolio Concentration
Top 3$145.01M9.3%
4–10$273.01M17.6%
11–25$345.04M22.2%
Rest$790.76M50.9%
Top 3 weight
9.3%
Top 10 weight
26.9%
Voting Authority Distribution
Total shares with voting rights: 51.44M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
51.44M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1409
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1409
Rows:
HERCULES CAPITAL INC
SOLEShares2.74M
TypeSH
Market value$53.76M
3.46%
Sole
0.00
Shared
0.00
None
2.74M
ARES CAPITAL CORP
SOLEShares2.22M
TypeSH
Market value$46.43M
2.99%
Sole
0.00
Shared
0.00
None
2.22M
SIXTH STREET SPECIALTY LENDN
SOLEShares2.18M
TypeSH
Market value$44.82M
2.88%
Sole
0.00
Shared
0.00
None
2.18M
GOLUB CAP BDC INC
SOLEShares2.88M
TypeSH
Market value$43.56M
2.80%
Sole
0.00
Shared
0.00
None
2.88M
ISHARES TR
SOLEShares978.44K
TypeSH
Market value$42.48M
2.73%
Sole
0.00
Shared
0.00
None
978.44K
OWL ROCK CAPITAL CORPORATION
SOLEShares2.84M
TypeSH
Market value$41.41M
2.67%
Sole
0.00
Shared
0.00
None
2.84M
VANECK VECTORS ETF TR
SOLEShares1.97M
TypeSH
Market value$39.17M
2.52%
Sole
0.00
Shared
0.00
None
1.97M
ISHARES INC
SOLEShares957.36K
TypeSH
Market value$37.36M
2.40%
Sole
0.00
Shared
0.00
None
957.36K
FIRST TR
SOLEShares2.10M
TypeSH
Market value$34.74M
2.24%
Sole
0.00
Shared
0.00
None
2.10M
PENNANTPARK FLOATING RATE CA
SOLEShares2.96M
TypeSH
Market value$34.28M
2.21%
Sole
0.00
Shared
0.00
None
2.96M
TIDAL ETF TR
SOLEShares1.79M
TypeSH
Market value$34.23M
2.20%
Sole
0.00
Shared
0.00
None
1.79M
COMMON STOCKBLACKSTONE SECD LENDING FD
SOLEShares926.63K
TypeSH
Market value$27.14M
1.75%
Sole
0.00
Shared
0.00
None
926.63K
AT&T INC
SOLEShares1.18M
TypeSH
Market value$25.94M
1.67%
Sole
0.00
Shared
0.00
None
1.18M
INTERNATIONAL BUSINESS MACHS
SOLEShares111.65K
TypeSH
Market value$24.68M
1.59%
Sole
0.00
Shared
0.00
None
111.65K
OMNICOM GROUP INC
SOLEShares235.78K
TypeSH
Market value$24.38M
1.57%
Sole
0.00
Shared
0.00
None
235.78K
LYONDELLBASELL INDUSTRIES N
SOLEShares251.32K
TypeSH
Market value$24.10M
1.55%
Sole
0.00
Shared
0.00
None
251.32K
TIDAL ETF TR
SOLEShares886.80K
TypeSH
Market value$23.97M
1.54%
Sole
0.00
Shared
0.00
None
886.80K
ENBRIDGE INC
SOLEShares582.02K
TypeSH
Market value$23.64M
1.52%
Sole
0.00
Shared
0.00
None
582.02K
GREIF INC
SOLEShares306.54K
TypeSH
Market value$21.41M
1.38%
Sole
0.00
Shared
0.00
None
306.54K
APPLE INC
SOLEShares88.53K
TypeSH
Market value$20.63M
1.33%
Sole
0.00
Shared
0.00
None
88.53K
CITIGROUP INC
SOLEShares323.35K
TypeSH
Market value$20.24M
1.30%
Sole
0.00
Shared
0.00
None
323.35K
PFIZER INC
SOLEShares695.41K
TypeSH
Market value$20.13M
1.30%
Sole
0.00
Shared
0.00
None
695.41K
ONEOK INC NEW
SOLEShares205.95K
TypeSH
Market value$18.77M
1.21%
Sole
0.00
Shared
0.00
None
205.95K
PRINCIPAL FINANCIAL GROUP IN
SOLEShares210.14K
TypeSH
Market value$18.05M
1.16%
Sole
0.00
Shared
0.00
None
210.14K
CISCO SYS INC
SOLEShares333.48K
TypeSH
Market value$17.75M
1.14%
Sole
0.00
Shared
0.00
None
333.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HERCULES CAPITAL INCSOLE | COM | 2.74M | SH | $53.76M 3.46% | 0.00 | 0.00 | 2.74M |
ARES CAPITAL CORPSOLE | COM | 2.22M | SH | $46.43M 2.99% | 0.00 | 0.00 | 2.22M |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 2.18M | SH | $44.82M 2.88% | 0.00 | 0.00 | 2.18M |
GOLUB CAP BDC INCSOLE | COM | 2.88M | SH | $43.56M 2.80% | 0.00 | 0.00 | 2.88M |
ISHARES TRSOLE | 0-5YR HI YL CP | 978.44K | SH | $42.48M 2.73% | 0.00 | 0.00 | 978.44K |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 2.84M | SH | $41.41M 2.67% | 0.00 | 0.00 | 2.84M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 1.97M | SH | $39.17M 2.52% | 0.00 | 0.00 | 1.97M |
ISHARES INCSOLE | JP MRGN EM HI BD | 957.36K | SH | $37.36M 2.40% | 0.00 | 0.00 | 957.36K |
FIRST TRSOLE | EXCHNG TRADED FD VI TCW EMERGING MKT | 2.10M | SH | $34.74M 2.24% | 0.00 | 0.00 | 2.10M |
PENNANTPARK FLOATING RATE CASOLE | COM | 2.96M | SH | $34.28M 2.21% | 0.00 | 0.00 | 2.96M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.79M | SH | $34.23M 2.20% | 0.00 | 0.00 | 1.79M |
COMMON STOCKBLACKSTONE SECD LENDING FDSOLE | Business Development Company | 926.63K | SH | $27.14M 1.75% | 0.00 | 0.00 | 926.63K |
AT&T INCSOLE | COM | 1.18M | SH | $25.94M 1.67% | 0.00 | 0.00 | 1.18M |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 111.65K | SH | $24.68M 1.59% | 0.00 | 0.00 | 111.65K |
OMNICOM GROUP INCSOLE | COM | 235.78K | SH | $24.38M 1.57% | 0.00 | 0.00 | 235.78K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 251.32K | SH | $24.10M 1.55% | 0.00 | 0.00 | 251.32K |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 886.80K | SH | $23.97M 1.54% | 0.00 | 0.00 | 886.80K |
ENBRIDGE INCSOLE | COM | 582.02K | SH | $23.64M 1.52% | 0.00 | 0.00 | 582.02K |
GREIF INCSOLE | CL B | 306.54K | SH | $21.41M 1.38% | 0.00 | 0.00 | 306.54K |
APPLE INCSOLE | COM | 88.53K | SH | $20.63M 1.33% | 0.00 | 0.00 | 88.53K |
CITIGROUP INCSOLE | COM NEW | 323.35K | SH | $20.24M 1.30% | 0.00 | 0.00 | 323.35K |
PFIZER INCSOLE | COM | 695.41K | SH | $20.13M 1.30% | 0.00 | 0.00 | 695.41K |
ONEOK INC NEWSOLE | COM | 205.95K | SH | $18.77M 1.21% | 0.00 | 0.00 | 205.95K |
PRINCIPAL FINANCIAL GROUP INSOLE | COM | 210.14K | SH | $18.05M 1.16% | 0.00 | 0.00 | 210.14K |
CISCO SYS INCSOLE | COM | 333.48K | SH | $17.75M 1.14% | 0.00 | 0.00 | 333.48K |
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