Filed: 4/15/2024ACC: 0001104659-24-046960
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1349 equity positions with a total reported market value of $1.34B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1349
Positions
$1.34B
Total AUM (reported)
47.26M
Total Shares
Allocation by class
COM$812.08M60.6%
COM NEW$59.61M4.5%
0-5YR HI YL CP$42.75M3.2%
EMERGING MKTS HI$37.82M2.8%
JP MRGN EM HI BD$35.84M2.7%
EXCHNG TRADED FD VI TCW EMERGING MKT$33.89M2.5%
SOUND ENHANCED$31.09M2.3%
Portfolio Concentration
Top 3$137.60M10.3%
4–10$272.46M20.3%
11–25$295.27M22.0%
Rest$633.79M47.3%
Top 3 weight
10.3%
Top 10 weight
30.6%
Voting Authority Distribution
Total shares with voting rights: 47.26M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
47.26M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1349
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1349
Rows:
HERCULES CAPITAL INC
SOLEShares2.65M
TypeSH
Market value$48.97M
3.66%
Sole
0.00
Shared
0.00
None
2.65M
SIXTH STREET SPECIALTY LENDN
SOLEShares2.07M
TypeSH
Market value$44.37M
3.31%
Sole
0.00
Shared
0.00
None
2.07M
GOLUB CAP BDC INC
SOLEShares2.66M
TypeSH
Market value$44.27M
3.31%
Sole
0.00
Shared
0.00
None
2.66M
ARES CAPITAL CORP
SOLEShares2.06M
TypeSH
Market value$42.89M
3.20%
Sole
0.00
Shared
0.00
None
2.06M
ISHARES TR
SOLEShares1M
TypeSH
Market value$42.75M
3.19%
Sole
0.00
Shared
0.00
None
1M
OWL ROCK CAPITAL CORPORATION
SOLEShares2.60M
TypeSH
Market value$40.04M
2.99%
Sole
0.00
Shared
0.00
None
2.60M
PENNANTPARK FLOATING RATE CA
SOLEShares3.45M
TypeSH
Market value$39.22M
2.93%
Sole
0.00
Shared
0.00
None
3.45M
VANECK VECTORS ETF TR
SOLEShares1.98M
TypeSH
Market value$37.82M
2.82%
Sole
0.00
Shared
0.00
None
1.98M
ISHARES INC
SOLEShares956.76K
TypeSH
Market value$35.84M
2.68%
Sole
0.00
Shared
0.00
None
956.76K
FIRST TR
SOLEShares2.08M
TypeSH
Market value$33.89M
2.53%
Sole
0.00
Shared
0.00
None
2.08M
TIDAL ETF TR
SOLEShares1.66M
TypeSH
Market value$31.09M
2.32%
Sole
0.00
Shared
0.00
None
1.66M
TIDAL ETF TR
SOLEShares841.58K
TypeSH
Market value$22.78M
1.70%
Sole
0.00
Shared
0.00
None
841.58K
LYONDELLBASELL INDUSTRIES N
SOLEShares221.74K
TypeSH
Market value$22.68M
1.69%
Sole
0.00
Shared
0.00
None
221.74K
OMNICOM GROUP INC
SOLEShares208.07K
TypeSH
Market value$20.13M
1.50%
Sole
0.00
Shared
0.00
None
208.07K
INTERNATIONAL BUSINESS MACHS
SOLEShares101.28K
TypeSH
Market value$19.34M
1.44%
Sole
0.00
Shared
0.00
None
101.28K
AT&T INC
SOLEShares1.08M
TypeSH
Market value$18.92M
1.41%
Sole
0.00
Shared
0.00
None
1.08M
GREIF INC
SOLEShares270.56K
TypeSH
Market value$18.81M
1.40%
Sole
0.00
Shared
0.00
None
270.56K
CISCO SYS INC
SOLEShares374.22K
TypeSH
Market value$18.68M
1.39%
Sole
0.00
Shared
0.00
None
374.22K
ABBVIE INC
SOLEShares102.26K
TypeSH
Market value$18.62M
1.39%
Sole
0.00
Shared
0.00
None
102.26K
ENBRIDGE INC
SOLEShares512.55K
TypeSH
Market value$18.54M
1.38%
Sole
0.00
Shared
0.00
None
512.55K
CITIGROUP INC
SOLEShares283.50K
TypeSH
Market value$17.93M
1.34%
Sole
0.00
Shared
0.00
None
283.50K
PATTERSON COS INC
SOLEShares619.53K
TypeSH
Market value$17.13M
1.28%
Sole
0.00
Shared
0.00
None
619.53K
PFIZER INC
SOLEShares615.12K
TypeSH
Market value$17.07M
1.27%
Sole
0.00
Shared
0.00
None
615.12K
MAIN STR CAP CORP
SOLEShares359.77K
TypeSH
Market value$17.02M
1.27%
Sole
0.00
Shared
0.00
None
359.77K
ONEOK INC NEW
SOLEShares205.99K
TypeSH
Market value$16.51M
1.23%
Sole
0.00
Shared
0.00
None
205.99K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HERCULES CAPITAL INCSOLE | COM | 2.65M | SH | $48.97M 3.66% | 0.00 | 0.00 | 2.65M |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 2.07M | SH | $44.37M 3.31% | 0.00 | 0.00 | 2.07M |
GOLUB CAP BDC INCSOLE | COM | 2.66M | SH | $44.27M 3.31% | 0.00 | 0.00 | 2.66M |
ARES CAPITAL CORPSOLE | COM | 2.06M | SH | $42.89M 3.20% | 0.00 | 0.00 | 2.06M |
ISHARES TRSOLE | 0-5YR HI YL CP | 1M | SH | $42.75M 3.19% | 0.00 | 0.00 | 1M |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 2.60M | SH | $40.04M 2.99% | 0.00 | 0.00 | 2.60M |
PENNANTPARK FLOATING RATE CASOLE | COM | 3.45M | SH | $39.22M 2.93% | 0.00 | 0.00 | 3.45M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 1.98M | SH | $37.82M 2.82% | 0.00 | 0.00 | 1.98M |
ISHARES INCSOLE | JP MRGN EM HI BD | 956.76K | SH | $35.84M 2.68% | 0.00 | 0.00 | 956.76K |
FIRST TRSOLE | EXCHNG TRADED FD VI TCW EMERGING MKT | 2.08M | SH | $33.89M 2.53% | 0.00 | 0.00 | 2.08M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.66M | SH | $31.09M 2.32% | 0.00 | 0.00 | 1.66M |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 841.58K | SH | $22.78M 1.70% | 0.00 | 0.00 | 841.58K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 221.74K | SH | $22.68M 1.69% | 0.00 | 0.00 | 221.74K |
OMNICOM GROUP INCSOLE | COM | 208.07K | SH | $20.13M 1.50% | 0.00 | 0.00 | 208.07K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 101.28K | SH | $19.34M 1.44% | 0.00 | 0.00 | 101.28K |
AT&T INCSOLE | COM | 1.08M | SH | $18.92M 1.41% | 0.00 | 0.00 | 1.08M |
GREIF INCSOLE | CL B | 270.56K | SH | $18.81M 1.40% | 0.00 | 0.00 | 270.56K |
CISCO SYS INCSOLE | COM | 374.22K | SH | $18.68M 1.39% | 0.00 | 0.00 | 374.22K |
ABBVIE INCSOLE | COM | 102.26K | SH | $18.62M 1.39% | 0.00 | 0.00 | 102.26K |
ENBRIDGE INCSOLE | COM | 512.55K | SH | $18.54M 1.38% | 0.00 | 0.00 | 512.55K |
CITIGROUP INCSOLE | COM NEW | 283.50K | SH | $17.93M 1.34% | 0.00 | 0.00 | 283.50K |
PATTERSON COS INCSOLE | COM | 619.53K | SH | $17.13M 1.28% | 0.00 | 0.00 | 619.53K |
PFIZER INCSOLE | COM | 615.12K | SH | $17.07M 1.27% | 0.00 | 0.00 | 615.12K |
MAIN STR CAP CORPSOLE | COM | 359.77K | SH | $17.02M 1.27% | 0.00 | 0.00 | 359.77K |
ONEOK INC NEWSOLE | COM | 205.99K | SH | $16.51M 1.23% | 0.00 | 0.00 | 205.99K |
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