Filed: 1/10/2024ACC: 0001104659-24-002795
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1319 equity positions with a total reported market value of $1.20B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1319
Positions
$1.20B
Total AUM (reported)
45.22M
Total Shares
Allocation by class
COM$719.03M59.8%
COM NEW$66.14M5.5%
0-5YR HI YL CP$42.22M3.5%
EMERGING MKTS HI$36.10M3.0%
JP MRGN EM HI BD$34.14M2.8%
EXCHNG TRADED FD VI TCW EMERGING MKT$32.32M2.7%
SOUND ENHANCED$29.60M2.5%
Portfolio Concentration
Top 3$128.22M10.7%
4–10$255.75M21.3%
11–25$266.63M22.2%
Rest$550.92M45.9%
Top 3 weight
10.7%
Top 10 weight
32.0%
Voting Authority Distribution
Total shares with voting rights: 45.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
45.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1319
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1319
Rows:
HERCULES CAPITAL INC
SOLEShares2.58M
TypeSH
Market value$43.01M
3.58%
Sole
0.00
Shared
0.00
None
2.58M
SIXTH STREET SPECIALTY LENDN
SOLEShares1.99M
TypeSH
Market value$42.98M
3.58%
Sole
0.00
Shared
0.00
None
1.99M
ISHARES TR
SOLEShares1M
TypeSH
Market value$42.22M
3.51%
Sole
0.00
Shared
0.00
None
1M
PENNANTPARK FLOATING RATE CA
SOLEShares3.25M
TypeSH
Market value$39.28M
3.27%
Sole
0.00
Shared
0.00
None
3.25M
ARES CAPITAL CORP
SOLEShares1.95M
TypeSH
Market value$39.15M
3.26%
Sole
0.00
Shared
0.00
None
1.95M
GOLUB CAP BDC INC
SOLEShares2.55M
TypeSH
Market value$38.44M
3.20%
Sole
0.00
Shared
0.00
None
2.55M
OWL ROCK CAPITAL CORPORATION
SOLEShares2.46M
TypeSH
Market value$36.31M
3.02%
Sole
0.00
Shared
0.00
None
2.46M
VANECK VECTORS ETF TR
SOLEShares1.95M
TypeSH
Market value$36.10M
3.00%
Sole
0.00
Shared
0.00
None
1.95M
ISHARES INC
SOLEShares939.14K
TypeSH
Market value$34.14M
2.84%
Sole
0.00
Shared
0.00
None
939.14K
FIRST TR
SOLEShares2.02M
TypeSH
Market value$32.32M
2.69%
Sole
0.00
Shared
0.00
None
2.02M
TIDAL ETF TR
SOLEShares1.61M
TypeSH
Market value$29.60M
2.46%
Sole
0.00
Shared
0.00
None
1.61M
TIDAL ETF TR
SOLEShares811.76K
TypeSH
Market value$21.10M
1.76%
Sole
0.00
Shared
0.00
None
811.76K
OMNICOM GROUP INC
SOLEShares229.02K
TypeSH
Market value$19.81M
1.65%
Sole
0.00
Shared
0.00
None
229.02K
LYONDELLBASELL INDUSTRIES N
SOLEShares202.84K
TypeSH
Market value$19.29M
1.61%
Sole
0.00
Shared
0.00
None
202.84K
INTERNATIONAL BUSINESS MACHS
SOLEShares115.49K
TypeSH
Market value$18.89M
1.57%
Sole
0.00
Shared
0.00
None
115.49K
CISCO SYS INC
SOLEShares351.79K
TypeSH
Market value$17.77M
1.48%
Sole
0.00
Shared
0.00
None
351.79K
ENBRIDGE INC
SOLEShares469.55K
TypeSH
Market value$16.91M
1.41%
Sole
0.00
Shared
0.00
None
469.55K
AT&T INC
SOLEShares996K
TypeSH
Market value$16.71M
1.39%
Sole
0.00
Shared
0.00
None
996K
GREIF INC
SOLEShares247.38K
TypeSH
Market value$16.33M
1.36%
Sole
0.00
Shared
0.00
None
247.38K
VALERO ENERGY CORP
SOLEShares124.53K
TypeSH
Market value$16.19M
1.35%
Sole
0.00
Shared
0.00
None
124.53K
PATTERSON COS INC
SOLEShares561.45K
TypeSH
Market value$15.97M
1.33%
Sole
0.00
Shared
0.00
None
561.45K
MAIN STR CAP CORP
SOLEShares351.98K
TypeSH
Market value$15.22M
1.27%
Sole
0.00
Shared
0.00
None
351.98K
APPLE INC
SOLEShares75.11K
TypeSH
Market value$14.46M
1.20%
Sole
0.00
Shared
0.00
None
75.11K
ABBVIE INC
SOLEShares93.12K
TypeSH
Market value$14.43M
1.20%
Sole
0.00
Shared
0.00
None
93.12K
BLOCK H & R INC
SOLEShares288.15K
TypeSH
Market value$13.94M
1.16%
Sole
0.00
Shared
0.00
None
288.15K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HERCULES CAPITAL INCSOLE | COM | 2.58M | SH | $43.01M 3.58% | 0.00 | 0.00 | 2.58M |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 1.99M | SH | $42.98M 3.58% | 0.00 | 0.00 | 1.99M |
ISHARES TRSOLE | 0-5YR HI YL CP | 1M | SH | $42.22M 3.51% | 0.00 | 0.00 | 1M |
PENNANTPARK FLOATING RATE CASOLE | COM | 3.25M | SH | $39.28M 3.27% | 0.00 | 0.00 | 3.25M |
ARES CAPITAL CORPSOLE | COM | 1.95M | SH | $39.15M 3.26% | 0.00 | 0.00 | 1.95M |
GOLUB CAP BDC INCSOLE | COM | 2.55M | SH | $38.44M 3.20% | 0.00 | 0.00 | 2.55M |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 2.46M | SH | $36.31M 3.02% | 0.00 | 0.00 | 2.46M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 1.95M | SH | $36.10M 3.00% | 0.00 | 0.00 | 1.95M |
ISHARES INCSOLE | JP MRGN EM HI BD | 939.14K | SH | $34.14M 2.84% | 0.00 | 0.00 | 939.14K |
FIRST TRSOLE | EXCHNG TRADED FD VI TCW EMERGING MKT | 2.02M | SH | $32.32M 2.69% | 0.00 | 0.00 | 2.02M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.61M | SH | $29.60M 2.46% | 0.00 | 0.00 | 1.61M |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 811.76K | SH | $21.10M 1.76% | 0.00 | 0.00 | 811.76K |
OMNICOM GROUP INCSOLE | COM | 229.02K | SH | $19.81M 1.65% | 0.00 | 0.00 | 229.02K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 202.84K | SH | $19.29M 1.61% | 0.00 | 0.00 | 202.84K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 115.49K | SH | $18.89M 1.57% | 0.00 | 0.00 | 115.49K |
CISCO SYS INCSOLE | COM | 351.79K | SH | $17.77M 1.48% | 0.00 | 0.00 | 351.79K |
ENBRIDGE INCSOLE | COM | 469.55K | SH | $16.91M 1.41% | 0.00 | 0.00 | 469.55K |
AT&T INCSOLE | COM | 996K | SH | $16.71M 1.39% | 0.00 | 0.00 | 996K |
GREIF INCSOLE | CL B | 247.38K | SH | $16.33M 1.36% | 0.00 | 0.00 | 247.38K |
VALERO ENERGY CORPSOLE | COM | 124.53K | SH | $16.19M 1.35% | 0.00 | 0.00 | 124.53K |
PATTERSON COS INCSOLE | COM | 561.45K | SH | $15.97M 1.33% | 0.00 | 0.00 | 561.45K |
MAIN STR CAP CORPSOLE | COM | 351.98K | SH | $15.22M 1.27% | 0.00 | 0.00 | 351.98K |
APPLE INCSOLE | COM | 75.11K | SH | $14.46M 1.20% | 0.00 | 0.00 | 75.11K |
ABBVIE INCSOLE | COM | 93.12K | SH | $14.43M 1.20% | 0.00 | 0.00 | 93.12K |
BLOCK H & R INCSOLE | COM | 288.15K | SH | $13.94M 1.16% | 0.00 | 0.00 | 288.15K |
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