Filed: 10/12/2023ACC: 0001104659-23-108730
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1152 equity positions with a total reported market value of $1.18B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1152
Positions
$1.18B
Total AUM (reported)
49.43M
Total Shares
Allocation by class
COM$636.80M53.8%
SHS CL A$125.10M10.6%
COM NEW$47.92M4.0%
0-5YR HI YL CP$41.31M3.5%
EMERGING MKTS HI$34.52M2.9%
NOTE 0.375% 6/1$34.41M2.9%
JP MRGN EM HI BD$31.66M2.7%
Portfolio Concentration
Top 3$207.81M17.5%
4–10$245.69M20.7%
11–25$279.70M23.6%
Rest$450.94M38.1%
Top 3 weight
17.5%
Top 10 weight
38.3%
Voting Authority Distribution
Total shares with voting rights: 49.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
49.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1152
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1152
Rows:
MAGNUM OPUS ACQUISITION LTD
SOLEShares6.28M
TypeSH
Market value$125.10M
10.56%
Sole
0.00
Shared
0.00
None
6.28M
HERCULES CAPITAL INC
SOLEShares2.52M
TypeSH
Market value$41.40M
3.50%
Sole
0.00
Shared
0.00
None
2.52M
ISHARES TR
SOLEShares1.01M
TypeSH
Market value$41.31M
3.49%
Sole
0.00
Shared
0.00
None
1.01M
SIXTH STREET SPECIALTY LENDN
SOLEShares1.84M
TypeSH
Market value$37.64M
3.18%
Sole
0.00
Shared
0.00
None
1.84M
ARES CAPITAL CORP
SOLEShares1.89M
TypeSH
Market value$36.76M
3.10%
Sole
0.00
Shared
0.00
None
1.89M
GOLUB CAP BDC INC
SOLEShares2.47M
TypeSH
Market value$36.21M
3.06%
Sole
0.00
Shared
0.00
None
2.47M
VANECK VECTORS ETF TR
SOLEShares1.94M
TypeSH
Market value$34.52M
2.92%
Sole
0.00
Shared
0.00
None
1.94M
CHEESECAKE FACTORY INC
SOLEShares1.54M
TypeSH
Market value$34.41M
2.91%
Sole
0.00
Shared
0.00
None
1.54M
PENNANTPARK FLOATING RATE CA
SOLEShares3.13M
TypeSH
Market value$33.34M
2.82%
Sole
0.00
Shared
0.00
None
3.13M
OWL ROCK CAPITAL CORPORATION
SOLEShares2.37M
TypeSH
Market value$32.81M
2.77%
Sole
0.00
Shared
0.00
None
2.37M
ISHARES INC
SOLEShares930.03K
TypeSH
Market value$31.66M
2.67%
Sole
0.00
Shared
0.00
None
930.03K
FIRST TR
SOLEShares1.99M
TypeSH
Market value$29.76M
2.51%
Sole
0.00
Shared
0.00
None
1.99M
TIDAL ETF TR
SOLEShares1.56M
TypeSH
Market value$26.92M
2.27%
Sole
0.00
Shared
0.00
None
1.56M
TIDAL ETF TR
SOLEShares775.28K
TypeSH
Market value$19.28M
1.63%
Sole
0.00
Shared
0.00
None
775.28K
ABBVIE INC
SOLEShares124.64K
TypeSH
Market value$18.58M
1.57%
Sole
0.00
Shared
0.00
None
124.64K
LYONDELLBASELL INDUSTRIES N
SOLEShares187.30K
TypeSH
Market value$17.74M
1.50%
Sole
0.00
Shared
0.00
None
187.30K
CISCO SYS INC
SOLEShares325.94K
TypeSH
Market value$17.52M
1.48%
Sole
0.00
Shared
0.00
None
325.94K
VALERO ENERGY CORP
SOLEShares116.67K
TypeSH
Market value$16.53M
1.40%
Sole
0.00
Shared
0.00
None
116.67K
OMNICOM GROUP INC
SOLEShares211.26K
TypeSH
Market value$15.73M
1.33%
Sole
0.00
Shared
0.00
None
211.26K
GREIF INC
SOLEShares233.87K
TypeSH
Market value$15.57M
1.31%
Sole
0.00
Shared
0.00
None
233.87K
INTERNATIONAL BUSINESS MACHS
SOLEShares104.90K
TypeSH
Market value$14.72M
1.24%
Sole
0.00
Shared
0.00
None
104.90K
ENBRIDGE INC
SOLEShares429.79K
TypeSH
Market value$14.26M
1.20%
Sole
0.00
Shared
0.00
None
429.79K
MAIN STR CAP CORP
SOLEShares345.13K
TypeSH
Market value$14.02M
1.18%
Sole
0.00
Shared
0.00
None
345.13K
AT&T INC
SOLEShares917.70K
TypeSH
Market value$13.78M
1.16%
Sole
0.00
Shared
0.00
None
917.70K
PATTERSON COS INC
SOLEShares459.58K
TypeSH
Market value$13.62M
1.15%
Sole
0.00
Shared
0.00
None
459.58K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MAGNUM OPUS ACQUISITION LTDSOLE | SHS CL A | 6.28M | SH | $125.10M 10.56% | 0.00 | 0.00 | 6.28M |
HERCULES CAPITAL INCSOLE | COM | 2.52M | SH | $41.40M 3.50% | 0.00 | 0.00 | 2.52M |
ISHARES TRSOLE | 0-5YR HI YL CP | 1.01M | SH | $41.31M 3.49% | 0.00 | 0.00 | 1.01M |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 1.84M | SH | $37.64M 3.18% | 0.00 | 0.00 | 1.84M |
ARES CAPITAL CORPSOLE | COM | 1.89M | SH | $36.76M 3.10% | 0.00 | 0.00 | 1.89M |
GOLUB CAP BDC INCSOLE | COM | 2.47M | SH | $36.21M 3.06% | 0.00 | 0.00 | 2.47M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 1.94M | SH | $34.52M 2.92% | 0.00 | 0.00 | 1.94M |
CHEESECAKE FACTORY INCSOLE | NOTE 0.375% 6/1 | 1.54M | SH | $34.41M 2.91% | 0.00 | 0.00 | 1.54M |
PENNANTPARK FLOATING RATE CASOLE | COM | 3.13M | SH | $33.34M 2.82% | 0.00 | 0.00 | 3.13M |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 2.37M | SH | $32.81M 2.77% | 0.00 | 0.00 | 2.37M |
ISHARES INCSOLE | JP MRGN EM HI BD | 930.03K | SH | $31.66M 2.67% | 0.00 | 0.00 | 930.03K |
FIRST TRSOLE | EXCHNG TRADED FD VI TCW EMERGING MKT | 1.99M | SH | $29.76M 2.51% | 0.00 | 0.00 | 1.99M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.56M | SH | $26.92M 2.27% | 0.00 | 0.00 | 1.56M |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 775.28K | SH | $19.28M 1.63% | 0.00 | 0.00 | 775.28K |
ABBVIE INCSOLE | COM | 124.64K | SH | $18.58M 1.57% | 0.00 | 0.00 | 124.64K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 187.30K | SH | $17.74M 1.50% | 0.00 | 0.00 | 187.30K |
CISCO SYS INCSOLE | COM | 325.94K | SH | $17.52M 1.48% | 0.00 | 0.00 | 325.94K |
VALERO ENERGY CORPSOLE | COM | 116.67K | SH | $16.53M 1.40% | 0.00 | 0.00 | 116.67K |
OMNICOM GROUP INCSOLE | COM | 211.26K | SH | $15.73M 1.33% | 0.00 | 0.00 | 211.26K |
GREIF INCSOLE | CL B | 233.87K | SH | $15.57M 1.31% | 0.00 | 0.00 | 233.87K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 104.90K | SH | $14.72M 1.24% | 0.00 | 0.00 | 104.90K |
ENBRIDGE INCSOLE | COM | 429.79K | SH | $14.26M 1.20% | 0.00 | 0.00 | 429.79K |
MAIN STR CAP CORPSOLE | COM | 345.13K | SH | $14.02M 1.18% | 0.00 | 0.00 | 345.13K |
AT&T INCSOLE | COM | 917.70K | SH | $13.78M 1.16% | 0.00 | 0.00 | 917.70K |
PATTERSON COS INCSOLE | COM | 459.58K | SH | $13.62M 1.15% | 0.00 | 0.00 | 459.58K |
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