Filed: 7/10/2023ACC: 0001104659-23-079410
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1111 equity positions with a total reported market value of $972.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1111
Positions
$972.82M
Total AUM (reported)
39.10M
Total Shares
Allocation by class
COM$606.84M62.4%
COM NEW$46.67M4.8%
0-5YR HI YL CP$42.00M4.3%
EMERGING MKTS HI$35.18M3.6%
JP MRGN EM HI BD$32.35M3.3%
EXCHNG TRADED FD VI TCW EMERGING MKT$30.33M3.1%
SOUND ENHANCED$26.19M2.7%
Portfolio Concentration
Top 3$113.88M11.7%
4–10$225.51M23.2%
11–25$233.94M24.0%
Rest$399.49M41.1%
Top 3 weight
11.7%
Top 10 weight
34.9%
Voting Authority Distribution
Total shares with voting rights: 39.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
39.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1111
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1111
Rows:
ISHARES TR
SOLEShares1.01M
TypeSH
Market value$42.00M
4.32%
Sole
0.00
Shared
0.00
None
1.01M
HERCULES CAPITAL INC
SOLEShares2.48M
TypeSH
Market value$36.70M
3.77%
Sole
0.00
Shared
0.00
None
2.48M
VANECK VECTORS ETF TR
SOLEShares1.92M
TypeSH
Market value$35.18M
3.62%
Sole
0.00
Shared
0.00
None
1.92M
ARES CAPITAL CORP
SOLEShares1.83M
TypeSH
Market value$34.46M
3.54%
Sole
0.00
Shared
0.00
None
1.83M
SIXTH STREET SPECIALTY LENDN
SOLEShares1.79M
TypeSH
Market value$33.49M
3.44%
Sole
0.00
Shared
0.00
None
1.79M
GOLUB CAP BDC INC
SOLEShares2.40M
TypeSH
Market value$32.38M
3.33%
Sole
0.00
Shared
0.00
None
2.40M
ISHARES INC
SOLEShares921K
TypeSH
Market value$32.35M
3.33%
Sole
0.00
Shared
0.00
None
921K
PENNANTPARK FLOATING RATE CA
SOLEShares3.01M
TypeSH
Market value$32.02M
3.29%
Sole
0.00
Shared
0.00
None
3.01M
OWL ROCK CAPITAL CORPORATION
SOLEShares2.27M
TypeSH
Market value$30.48M
3.13%
Sole
0.00
Shared
0.00
None
2.27M
FIRST TR
SOLEShares1.96M
TypeSH
Market value$30.33M
3.12%
Sole
0.00
Shared
0.00
None
1.96M
TIDAL ETF TR
SOLEShares1.50M
TypeSH
Market value$26.19M
2.69%
Sole
0.00
Shared
0.00
None
1.50M
TIDAL ETF TR
SOLEShares742.25K
TypeSH
Market value$18.81M
1.93%
Sole
0.00
Shared
0.00
None
742.25K
OMNICOM GROUP INC
SOLEShares195.62K
TypeSH
Market value$18.61M
1.91%
Sole
0.00
Shared
0.00
None
195.62K
GREIF INC
SOLEShares216.19K
TypeSH
Market value$16.70M
1.72%
Sole
0.00
Shared
0.00
None
216.19K
LYONDELLBASELL INDUSTRIES N
SOLEShares173.72K
TypeSH
Market value$15.95M
1.64%
Sole
0.00
Shared
0.00
None
173.72K
CISCO SYS INC
SOLEShares303.20K
TypeSH
Market value$15.69M
1.61%
Sole
0.00
Shared
0.00
None
303.20K
ABBVIE INC
SOLEShares115.35K
TypeSH
Market value$15.54M
1.60%
Sole
0.00
Shared
0.00
None
115.35K
ENBRIDGE INC
SOLEShares397.26K
TypeSH
Market value$14.76M
1.52%
Sole
0.00
Shared
0.00
None
397.26K
PATTERSON COS INC
SOLEShares423.54K
TypeSH
Market value$14.09M
1.45%
Sole
0.00
Shared
0.00
None
423.54K
MAIN STR CAP CORP
SOLEShares344.82K
TypeSH
Market value$13.80M
1.42%
Sole
0.00
Shared
0.00
None
344.82K
VALERO ENERGY CORP
SOLEShares117.27K
TypeSH
Market value$13.76M
1.41%
Sole
0.00
Shared
0.00
None
117.27K
INTERNATIONAL BUSINESS MACHS
SOLEShares99.15K
TypeSH
Market value$13.27M
1.36%
Sole
0.00
Shared
0.00
None
99.15K
APPLE INC
SOLEShares64.91K
TypeSH
Market value$12.59M
1.29%
Sole
0.00
Shared
0.00
None
64.91K
AT&T INC
SOLEShares770.14K
TypeSH
Market value$12.28M
1.26%
Sole
0.00
Shared
0.00
None
770.14K
NEW YORK CMNTY BANCORP INC
SOLEShares1.06M
TypeSH
Market value$11.89M
1.22%
Sole
0.00
Shared
0.00
None
1.06M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 0-5YR HI YL CP | 1.01M | SH | $42.00M 4.32% | 0.00 | 0.00 | 1.01M |
HERCULES CAPITAL INCSOLE | COM | 2.48M | SH | $36.70M 3.77% | 0.00 | 0.00 | 2.48M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 1.92M | SH | $35.18M 3.62% | 0.00 | 0.00 | 1.92M |
ARES CAPITAL CORPSOLE | COM | 1.83M | SH | $34.46M 3.54% | 0.00 | 0.00 | 1.83M |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 1.79M | SH | $33.49M 3.44% | 0.00 | 0.00 | 1.79M |
GOLUB CAP BDC INCSOLE | COM | 2.40M | SH | $32.38M 3.33% | 0.00 | 0.00 | 2.40M |
ISHARES INCSOLE | JP MRGN EM HI BD | 921K | SH | $32.35M 3.33% | 0.00 | 0.00 | 921K |
PENNANTPARK FLOATING RATE CASOLE | COM | 3.01M | SH | $32.02M 3.29% | 0.00 | 0.00 | 3.01M |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 2.27M | SH | $30.48M 3.13% | 0.00 | 0.00 | 2.27M |
FIRST TRSOLE | EXCHNG TRADED FD VI TCW EMERGING MKT | 1.96M | SH | $30.33M 3.12% | 0.00 | 0.00 | 1.96M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.50M | SH | $26.19M 2.69% | 0.00 | 0.00 | 1.50M |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 742.25K | SH | $18.81M 1.93% | 0.00 | 0.00 | 742.25K |
OMNICOM GROUP INCSOLE | COM | 195.62K | SH | $18.61M 1.91% | 0.00 | 0.00 | 195.62K |
GREIF INCSOLE | CL B | 216.19K | SH | $16.70M 1.72% | 0.00 | 0.00 | 216.19K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 173.72K | SH | $15.95M 1.64% | 0.00 | 0.00 | 173.72K |
CISCO SYS INCSOLE | COM | 303.20K | SH | $15.69M 1.61% | 0.00 | 0.00 | 303.20K |
ABBVIE INCSOLE | COM | 115.35K | SH | $15.54M 1.60% | 0.00 | 0.00 | 115.35K |
ENBRIDGE INCSOLE | COM | 397.26K | SH | $14.76M 1.52% | 0.00 | 0.00 | 397.26K |
PATTERSON COS INCSOLE | COM | 423.54K | SH | $14.09M 1.45% | 0.00 | 0.00 | 423.54K |
MAIN STR CAP CORPSOLE | COM | 344.82K | SH | $13.80M 1.42% | 0.00 | 0.00 | 344.82K |
VALERO ENERGY CORPSOLE | COM | 117.27K | SH | $13.76M 1.41% | 0.00 | 0.00 | 117.27K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 99.15K | SH | $13.27M 1.36% | 0.00 | 0.00 | 99.15K |
APPLE INCSOLE | COM | 64.91K | SH | $12.59M 1.29% | 0.00 | 0.00 | 64.91K |
AT&T INCSOLE | COM | 770.14K | SH | $12.28M 1.26% | 0.00 | 0.00 | 770.14K |
NEW YORK CMNTY BANCORP INCSOLE | COM | 1.06M | SH | $11.89M 1.22% | 0.00 | 0.00 | 1.06M |
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