Filed: 4/10/2023ACC: 0001104659-23-043364
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 1057 equity positions with a total reported market value of $919.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1057
Positions
$919.86M
Total AUM (reported)
37.58M
Total Shares
Allocation by class
COM$567.33M61.7%
COM NEW$48.16M5.2%
0-5YR HI YL CP$42.24M4.6%
EMERGING MKTS HI$34.92M3.8%
JP MRGN EM HI BD$31.79M3.5%
EXCHNG TRADED FD VI TCW EMERGING MKT$29.50M3.2%
SOUND ENHANCED$25.07M2.7%
Portfolio Concentration
Top 3$109.29M11.9%
4–10$211.76M23.0%
11–25$224.57M24.4%
Rest$374.24M40.7%
Top 3 weight
11.9%
Top 10 weight
34.9%
Voting Authority Distribution
Total shares with voting rights: 37.58M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
37.58M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1057
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1057
Rows:
ISHARES TR
SOLEShares1.01M
TypeSH
Market value$42.24M
4.59%
Sole
0.00
Shared
0.00
None
1.01M
VANECK VECTORS ETF TR
SOLEShares1.90M
TypeSH
Market value$34.92M
3.80%
Sole
0.00
Shared
0.00
None
1.90M
ARES CAPITAL CORP
SOLEShares1.76M
TypeSH
Market value$32.14M
3.49%
Sole
0.00
Shared
0.00
None
1.76M
ISHARES INC
SOLEShares901.97K
TypeSH
Market value$31.79M
3.46%
Sole
0.00
Shared
0.00
None
901.97K
SIXTH STREET SPECIALTY LENDN
SOLEShares1.71M
TypeSH
Market value$31.33M
3.41%
Sole
0.00
Shared
0.00
None
1.71M
GOLUB CAP BDC INC
SOLEShares2.29M
TypeSH
Market value$31.04M
3.37%
Sole
0.00
Shared
0.00
None
2.29M
HERCULES CAPITAL INC
SOLEShares2.38M
TypeSH
Market value$30.68M
3.34%
Sole
0.00
Shared
0.00
None
2.38M
PENNANTPARK FLOATING RATE CA
SOLEShares2.87M
TypeSH
Market value$30.40M
3.31%
Sole
0.00
Shared
0.00
None
2.87M
FIRST TR
SOLEShares1.90M
TypeSH
Market value$29.50M
3.21%
Sole
0.00
Shared
0.00
None
1.90M
OWL ROCK CAPITAL CORPORATION
SOLEShares2.14M
TypeSH
Market value$27.02M
2.94%
Sole
0.00
Shared
0.00
None
2.14M
TIDAL ETF TR
SOLEShares1.44M
TypeSH
Market value$25.07M
2.73%
Sole
0.00
Shared
0.00
None
1.44M
ABBVIE INC
SOLEShares117.52K
TypeSH
Market value$18.73M
2.04%
Sole
0.00
Shared
0.00
None
117.52K
OMNICOM GROUP INC
SOLEShares194.21K
TypeSH
Market value$18.32M
1.99%
Sole
0.00
Shared
0.00
None
194.21K
TIDAL ETF TR
SOLEShares699.90K
TypeSH
Market value$17.91M
1.95%
Sole
0.00
Shared
0.00
None
699.90K
GREIF INC
SOLEShares224.65K
TypeSH
Market value$17.19M
1.87%
Sole
0.00
Shared
0.00
None
224.65K
VALERO ENERGY CORP
SOLEShares118.81K
TypeSH
Market value$16.59M
1.80%
Sole
0.00
Shared
0.00
None
118.81K
LYONDELLBASELL INDUSTRIES N
SOLEShares160.43K
TypeSH
Market value$15.06M
1.64%
Sole
0.00
Shared
0.00
None
160.43K
CISCO SYS INC
SOLEShares280.49K
TypeSH
Market value$14.66M
1.59%
Sole
0.00
Shared
0.00
None
280.49K
ENBRIDGE INC
SOLEShares365.47K
TypeSH
Market value$13.94M
1.52%
Sole
0.00
Shared
0.00
None
365.47K
MAIN STR CAP CORP
SOLEShares339.60K
TypeSH
Market value$13.40M
1.46%
Sole
0.00
Shared
0.00
None
339.60K
INTERNATIONAL BUSINESS MACHS
SOLEShares91.41K
TypeSH
Market value$11.98M
1.30%
Sole
0.00
Shared
0.00
None
91.41K
PFIZER INC
SOLEShares263.21K
TypeSH
Market value$10.74M
1.17%
Sole
0.00
Shared
0.00
None
263.21K
AT&T INC
SOLEShares549.68K
TypeSH
Market value$10.58M
1.15%
Sole
0.00
Shared
0.00
None
549.68K
PATTERSON COS INC
SOLEShares391.32K
TypeSH
Market value$10.48M
1.14%
Sole
0.00
Shared
0.00
None
391.32K
PRINCIPAL FINANCIAL GROUP IN
SOLEShares133.31K
TypeSH
Market value$9.91M
1.08%
Sole
0.00
Shared
0.00
None
133.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 0-5YR HI YL CP | 1.01M | SH | $42.24M 4.59% | 0.00 | 0.00 | 1.01M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 1.90M | SH | $34.92M 3.80% | 0.00 | 0.00 | 1.90M |
ARES CAPITAL CORPSOLE | COM | 1.76M | SH | $32.14M 3.49% | 0.00 | 0.00 | 1.76M |
ISHARES INCSOLE | JP MRGN EM HI BD | 901.97K | SH | $31.79M 3.46% | 0.00 | 0.00 | 901.97K |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 1.71M | SH | $31.33M 3.41% | 0.00 | 0.00 | 1.71M |
GOLUB CAP BDC INCSOLE | COM | 2.29M | SH | $31.04M 3.37% | 0.00 | 0.00 | 2.29M |
HERCULES CAPITAL INCSOLE | COM | 2.38M | SH | $30.68M 3.34% | 0.00 | 0.00 | 2.38M |
PENNANTPARK FLOATING RATE CASOLE | COM | 2.87M | SH | $30.40M 3.31% | 0.00 | 0.00 | 2.87M |
FIRST TRSOLE | EXCHNG TRADED FD VI TCW EMERGING MKT | 1.90M | SH | $29.50M 3.21% | 0.00 | 0.00 | 1.90M |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 2.14M | SH | $27.02M 2.94% | 0.00 | 0.00 | 2.14M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.44M | SH | $25.07M 2.73% | 0.00 | 0.00 | 1.44M |
ABBVIE INCSOLE | COM | 117.52K | SH | $18.73M 2.04% | 0.00 | 0.00 | 117.52K |
OMNICOM GROUP INCSOLE | COM | 194.21K | SH | $18.32M 1.99% | 0.00 | 0.00 | 194.21K |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 699.90K | SH | $17.91M 1.95% | 0.00 | 0.00 | 699.90K |
GREIF INCSOLE | CL B | 224.65K | SH | $17.19M 1.87% | 0.00 | 0.00 | 224.65K |
VALERO ENERGY CORPSOLE | COM | 118.81K | SH | $16.59M 1.80% | 0.00 | 0.00 | 118.81K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 160.43K | SH | $15.06M 1.64% | 0.00 | 0.00 | 160.43K |
CISCO SYS INCSOLE | COM | 280.49K | SH | $14.66M 1.59% | 0.00 | 0.00 | 280.49K |
ENBRIDGE INCSOLE | COM | 365.47K | SH | $13.94M 1.52% | 0.00 | 0.00 | 365.47K |
MAIN STR CAP CORPSOLE | COM | 339.60K | SH | $13.40M 1.46% | 0.00 | 0.00 | 339.60K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 91.41K | SH | $11.98M 1.30% | 0.00 | 0.00 | 91.41K |
PFIZER INCSOLE | COM | 263.21K | SH | $10.74M 1.17% | 0.00 | 0.00 | 263.21K |
AT&T INCSOLE | COM | 549.68K | SH | $10.58M 1.15% | 0.00 | 0.00 | 549.68K |
PATTERSON COS INCSOLE | COM | 391.32K | SH | $10.48M 1.14% | 0.00 | 0.00 | 391.32K |
PRINCIPAL FINANCIAL GROUP INSOLE | COM | 133.31K | SH | $9.91M 1.08% | 0.00 | 0.00 | 133.31K |
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