Filed: 1/11/2023ACC: 0001104659-23-002964
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 979 equity positions with a total reported market value of $784.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
979
Positions
$784.72M
Total AUM (reported)
31.61M
Total Shares
Allocation by class
COM$495.48M63.1%
0-5YR HI YL CP$42.35M5.4%
COM NEW$35.39M4.5%
EMERGING MKTS HI$34.51M4.4%
JP MRGN EM HI BD$31.28M4.0%
SOUND ENHANCED$22.10M2.8%
CL B$19.08M2.4%
Portfolio Concentration
Top 3$111.78M14.2%
4–10$194.54M24.8%
11–25$182.53M23.3%
Rest$295.86M37.7%
Top 3 weight
14.2%
Top 10 weight
39.0%
Voting Authority Distribution
Total shares with voting rights: 31.61M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
31.61M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole979
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings979
Rows:
ISHARES TR
SOLEShares1.04M
TypeSH
Market value$42.35M
5.40%
Sole
0.00
Shared
0.00
None
1.04M
ARES CAPITAL CORP
SOLEShares1.89M
TypeSH
Market value$34.92M
4.45%
Sole
0.00
Shared
0.00
None
1.89M
VANECK VECTORS ETF TR
SOLEShares1.90M
TypeSH
Market value$34.51M
4.40%
Sole
0.00
Shared
0.00
None
1.90M
HERCULES CAPITAL INC
SOLEShares2.44M
TypeSH
Market value$32.28M
4.11%
Sole
0.00
Shared
0.00
None
2.44M
PENNANTPARK FLOATING RATE CA
SOLEShares2.87M
TypeSH
Market value$31.48M
4.01%
Sole
0.00
Shared
0.00
None
2.87M
ISHARES INC
SOLEShares894.23K
TypeSH
Market value$31.28M
3.99%
Sole
0.00
Shared
0.00
None
894.23K
SIXTH STREET SPECIALTY LENDN
SOLEShares1.72M
TypeSH
Market value$30.61M
3.90%
Sole
0.00
Shared
0.00
None
1.72M
GOLUB CAP BDC INC
SOLEShares2.24M
TypeSH
Market value$29.51M
3.76%
Sole
0.00
Shared
0.00
None
2.24M
TIDAL ETF TR
SOLEShares1.30M
TypeSH
Market value$22.10M
2.82%
Sole
0.00
Shared
0.00
None
1.30M
TIDAL ETF TR
SOLEShares673.08K
TypeSH
Market value$17.28M
2.20%
Sole
0.00
Shared
0.00
None
673.08K
ABBVIE INC
SOLEShares103.80K
TypeSH
Market value$16.77M
2.14%
Sole
0.00
Shared
0.00
None
103.80K
GREIF INC
SOLEShares200.75K
TypeSH
Market value$15.70M
2.00%
Sole
0.00
Shared
0.00
None
200.75K
VALERO ENERGY CORP
SOLEShares123.75K
TypeSH
Market value$15.70M
2.00%
Sole
0.00
Shared
0.00
None
123.75K
MAIN STR CAP CORP
SOLEShares401.67K
TypeSH
Market value$14.84M
1.89%
Sole
0.00
Shared
0.00
None
401.67K
OMNICOM GROUP INC
SOLEShares174.19K
TypeSH
Market value$14.21M
1.81%
Sole
0.00
Shared
0.00
None
174.19K
ENBRIDGE INC
SOLEShares328.47K
TypeSH
Market value$12.84M
1.64%
Sole
0.00
Shared
0.00
None
328.47K
PFIZER INC
SOLEShares238.44K
TypeSH
Market value$12.22M
1.56%
Sole
0.00
Shared
0.00
None
238.44K
LYONDELLBASELL INDUSTRIES N
SOLEShares143.50K
TypeSH
Market value$11.91M
1.52%
Sole
0.00
Shared
0.00
None
143.50K
INTERNATIONAL BUSINESS MACHS
SOLEShares80.96K
TypeSH
Market value$11.41M
1.45%
Sole
0.00
Shared
0.00
None
80.96K
CISCO SYS INC
SOLEShares224.55K
TypeSH
Market value$10.70M
1.36%
Sole
0.00
Shared
0.00
None
224.55K
PRINCIPAL FINANCIAL GROUP IN
SOLEShares120.41K
TypeSH
Market value$10.10M
1.29%
Sole
0.00
Shared
0.00
None
120.41K
PATTERSON COS INC
SOLEShares338.38K
TypeSH
Market value$9.48M
1.21%
Sole
0.00
Shared
0.00
None
338.38K
AT&T INC
SOLEShares496.61K
TypeSH
Market value$9.14M
1.17%
Sole
0.00
Shared
0.00
None
496.61K
WALGREENS BOOTS ALLIANCE INC
SOLEShares241.82K
TypeSH
Market value$9.03M
1.15%
Sole
0.00
Shared
0.00
None
241.82K
BLOCK H & R INC
SOLEShares231.65K
TypeSH
Market value$8.46M
1.08%
Sole
0.00
Shared
0.00
None
231.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 0-5YR HI YL CP | 1.04M | SH | $42.35M 5.40% | 0.00 | 0.00 | 1.04M |
ARES CAPITAL CORPSOLE | COM | 1.89M | SH | $34.92M 4.45% | 0.00 | 0.00 | 1.89M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 1.90M | SH | $34.51M 4.40% | 0.00 | 0.00 | 1.90M |
HERCULES CAPITAL INCSOLE | COM | 2.44M | SH | $32.28M 4.11% | 0.00 | 0.00 | 2.44M |
PENNANTPARK FLOATING RATE CASOLE | COM | 2.87M | SH | $31.48M 4.01% | 0.00 | 0.00 | 2.87M |
ISHARES INCSOLE | JP MRGN EM HI BD | 894.23K | SH | $31.28M 3.99% | 0.00 | 0.00 | 894.23K |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 1.72M | SH | $30.61M 3.90% | 0.00 | 0.00 | 1.72M |
GOLUB CAP BDC INCSOLE | COM | 2.24M | SH | $29.51M 3.76% | 0.00 | 0.00 | 2.24M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.30M | SH | $22.10M 2.82% | 0.00 | 0.00 | 1.30M |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 673.08K | SH | $17.28M 2.20% | 0.00 | 0.00 | 673.08K |
ABBVIE INCSOLE | COM | 103.80K | SH | $16.77M 2.14% | 0.00 | 0.00 | 103.80K |
GREIF INCSOLE | CL B | 200.75K | SH | $15.70M 2.00% | 0.00 | 0.00 | 200.75K |
VALERO ENERGY CORPSOLE | COM | 123.75K | SH | $15.70M 2.00% | 0.00 | 0.00 | 123.75K |
MAIN STR CAP CORPSOLE | COM | 401.67K | SH | $14.84M 1.89% | 0.00 | 0.00 | 401.67K |
OMNICOM GROUP INCSOLE | COM | 174.19K | SH | $14.21M 1.81% | 0.00 | 0.00 | 174.19K |
ENBRIDGE INCSOLE | COM | 328.47K | SH | $12.84M 1.64% | 0.00 | 0.00 | 328.47K |
PFIZER INCSOLE | COM | 238.44K | SH | $12.22M 1.56% | 0.00 | 0.00 | 238.44K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 143.50K | SH | $11.91M 1.52% | 0.00 | 0.00 | 143.50K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 80.96K | SH | $11.41M 1.45% | 0.00 | 0.00 | 80.96K |
CISCO SYS INCSOLE | COM | 224.55K | SH | $10.70M 1.36% | 0.00 | 0.00 | 224.55K |
PRINCIPAL FINANCIAL GROUP INSOLE | COM | 120.41K | SH | $10.10M 1.29% | 0.00 | 0.00 | 120.41K |
PATTERSON COS INCSOLE | COM | 338.38K | SH | $9.48M 1.21% | 0.00 | 0.00 | 338.38K |
AT&T INCSOLE | COM | 496.61K | SH | $9.14M 1.17% | 0.00 | 0.00 | 496.61K |
WALGREENS BOOTS ALLIANCE INCSOLE | COM | 241.82K | SH | $9.03M 1.15% | 0.00 | 0.00 | 241.82K |
BLOCK H & R INCSOLE | COM | 231.65K | SH | $8.46M 1.08% | 0.00 | 0.00 | 231.65K |
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