Filed: 10/18/2022ACC: 0001104659-22-109665
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 962 equity positions with a total reported market value of $687.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
962
Positions
$687.6K
Total AUM (reported)
30.19M
Total Shares
Allocation by class
COM$404.4K58.8%
0-5YR HI YL CP$41.0K6.0%
EMERGING MKTS HI$31.2K4.5%
JP MRGN EM HI BD$27.9K4.1%
EMRNG MKT SVRG$24.4K3.5%
COM NEW$20.8K3.0%
SOUND ENHANCED$20.2K2.9%
Portfolio Concentration
Top 3$102.0K14.8%
4–10$172.0K25.0%
11–25$162.5K23.6%
Rest$251.0K36.5%
Top 3 weight
14.8%
Top 10 weight
39.9%
Voting Authority Distribution
Total shares with voting rights: 30.19M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
30.19M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole962
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings962
Rows:
ISHARES TR
SOLEShares1.03M
TypeSH
Market value$41.0K
5.97%
Sole
0.00
Shared
0.00
None
1.03M
VANECK VECTORS ETF TR
SOLEShares1.85M
TypeSH
Market value$31.2K
4.53%
Sole
0.00
Shared
0.00
None
1.85M
ARES CAPITAL CORP
SOLEShares1.77M
TypeSH
Market value$29.8K
4.34%
Sole
0.00
Shared
0.00
None
1.77M
ISHARES INC
SOLEShares859.06K
TypeSH
Market value$27.9K
4.05%
Sole
0.00
Shared
0.00
None
859.06K
HERCULES CAPITAL INC
SOLEShares2.21M
TypeSH
Market value$25.5K
3.72%
Sole
0.00
Shared
0.00
None
2.21M
PENNANTPARK FLOATING RATE CA
SOLEShares2.58M
TypeSH
Market value$24.8K
3.60%
Sole
0.00
Shared
0.00
None
2.58M
SIXTH STREET SPECIALTY LENDN
SOLEShares1.51M
TypeSH
Market value$24.7K
3.59%
Sole
0.00
Shared
0.00
None
1.51M
GOLUB CAP BDC INC
SOLEShares1.98M
TypeSH
Market value$24.5K
3.57%
Sole
0.00
Shared
0.00
None
1.98M
INVESCO EXCH TRADED FD TR II
SOLEShares1.44M
TypeSH
Market value$24.4K
3.54%
Sole
0.00
Shared
0.00
None
1.44M
TIDAL ETF TR
SOLEShares1.24M
TypeSH
Market value$20.2K
2.94%
Sole
0.00
Shared
0.00
None
1.24M
TIDAL ETF TR
SOLEShares632.68K
TypeSH
Market value$14.5K
2.11%
Sole
0.00
Shared
0.00
None
632.68K
MAIN STR CAP CORP
SOLEShares379.56K
TypeSH
Market value$12.8K
1.86%
Sole
0.00
Shared
0.00
None
379.56K
ABBVIE INC
SOLEShares93.47K
TypeSH
Market value$12.5K
1.82%
Sole
0.00
Shared
0.00
None
93.47K
PRINCIPAL FINANCIAL GROUP IN
SOLEShares172.55K
TypeSH
Market value$12.4K
1.81%
Sole
0.00
Shared
0.00
None
172.55K
VALERO ENERGY CORP
SOLEShares116.47K
TypeSH
Market value$12.4K
1.81%
Sole
0.00
Shared
0.00
None
116.47K
GREIF INC
SOLEShares181.72K
TypeSH
Market value$11.0K
1.61%
Sole
0.00
Shared
0.00
None
181.72K
ENBRIDGE INC
SOLEShares295.46K
TypeSH
Market value$11.0K
1.59%
Sole
0.00
Shared
0.00
None
295.46K
OMNICOM GROUP INC
SOLEShares158.81K
TypeSH
Market value$10.0K
1.46%
Sole
0.00
Shared
0.00
None
158.81K
SPDR SER TR
SOLEShares113.85K
TypeSH
Market value$10.0K
1.45%
Sole
0.00
Shared
0.00
None
113.85K
LYONDELLBASELL INDUSTRIES N
SOLEShares130.66K
TypeSH
Market value$9.8K
1.43%
Sole
0.00
Shared
0.00
None
130.66K
SPDR SER TR
SOLEShares412.67K
TypeSH
Market value$9.8K
1.43%
Sole
0.00
Shared
0.00
None
412.67K
PFIZER INC
SOLEShares217.44K
TypeSH
Market value$9.5K
1.38%
Sole
0.00
Shared
0.00
None
217.44K
M & T BK CORP
SOLEShares50.74K
TypeSH
Market value$8.9K
1.30%
Sole
0.00
Shared
0.00
None
50.74K
BLOCK H & R INC
SOLEShares210.11K
TypeSH
Market value$8.9K
1.30%
Sole
0.00
Shared
0.00
None
210.11K
INTERNATIONAL BUSINESS MACHS
SOLEShares73.04K
TypeSH
Market value$8.7K
1.26%
Sole
0.00
Shared
0.00
None
73.04K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 0-5YR HI YL CP | 1.03M | SH | $41.0K 5.97% | 0.00 | 0.00 | 1.03M |
VANECK VECTORS ETF TRSOLE | EMERGING MKTS HI | 1.85M | SH | $31.2K 4.53% | 0.00 | 0.00 | 1.85M |
ARES CAPITAL CORPSOLE | COM | 1.77M | SH | $29.8K 4.34% | 0.00 | 0.00 | 1.77M |
ISHARES INCSOLE | JP MRGN EM HI BD | 859.06K | SH | $27.9K 4.05% | 0.00 | 0.00 | 859.06K |
HERCULES CAPITAL INCSOLE | COM | 2.21M | SH | $25.5K 3.72% | 0.00 | 0.00 | 2.21M |
PENNANTPARK FLOATING RATE CASOLE | COM | 2.58M | SH | $24.8K 3.60% | 0.00 | 0.00 | 2.58M |
SIXTH STREET SPECIALTY LENDNSOLE | COM | 1.51M | SH | $24.7K 3.59% | 0.00 | 0.00 | 1.51M |
GOLUB CAP BDC INCSOLE | COM | 1.98M | SH | $24.5K 3.57% | 0.00 | 0.00 | 1.98M |
INVESCO EXCH TRADED FD TR IISOLE | EMRNG MKT SVRG | 1.44M | SH | $24.4K 3.54% | 0.00 | 0.00 | 1.44M |
TIDAL ETF TRSOLE | SOUND ENHANCED | 1.24M | SH | $20.2K 2.94% | 0.00 | 0.00 | 1.24M |
TIDAL ETF TRSOLE | SOUND EQUITY INM | 632.68K | SH | $14.5K 2.11% | 0.00 | 0.00 | 632.68K |
MAIN STR CAP CORPSOLE | COM | 379.56K | SH | $12.8K 1.86% | 0.00 | 0.00 | 379.56K |
ABBVIE INCSOLE | COM | 93.47K | SH | $12.5K 1.82% | 0.00 | 0.00 | 93.47K |
PRINCIPAL FINANCIAL GROUP INSOLE | COM | 172.55K | SH | $12.4K 1.81% | 0.00 | 0.00 | 172.55K |
VALERO ENERGY CORPSOLE | COM | 116.47K | SH | $12.4K 1.81% | 0.00 | 0.00 | 116.47K |
GREIF INCSOLE | CL B | 181.72K | SH | $11.0K 1.61% | 0.00 | 0.00 | 181.72K |
ENBRIDGE INCSOLE | COM | 295.46K | SH | $11.0K 1.59% | 0.00 | 0.00 | 295.46K |
OMNICOM GROUP INCSOLE | COM | 158.81K | SH | $10.0K 1.46% | 0.00 | 0.00 | 158.81K |
SPDR SER TRSOLE | BLOOMBERG BRCLYS | 113.85K | SH | $10.0K 1.45% | 0.00 | 0.00 | 113.85K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 130.66K | SH | $9.8K 1.43% | 0.00 | 0.00 | 130.66K |
SPDR SER TRSOLE | BLOOMBERG SRT TR | 412.67K | SH | $9.8K 1.43% | 0.00 | 0.00 | 412.67K |
PFIZER INCSOLE | COM | 217.44K | SH | $9.5K 1.38% | 0.00 | 0.00 | 217.44K |
M & T BK CORPSOLE | COM | 50.74K | SH | $8.9K 1.30% | 0.00 | 0.00 | 50.74K |
BLOCK H & R INCSOLE | COM | 210.11K | SH | $8.9K 1.30% | 0.00 | 0.00 | 210.11K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 73.04K | SH | $8.7K 1.26% | 0.00 | 0.00 | 73.04K |
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