Filed: 10/9/2026ACC: 0001085146-26-000864
📋 What this filing means
SOUND INCOME STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 478 equity positions with a total reported market value of $2.24B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
478
Positions
$2.24B
Total AUM (reported)
69.93M
Total Shares
Allocation by class
COM$1.29B57.5%
COM NEW$59.15M2.6%
CL A$48.96M2.2%
CL B$46.72M2.1%
SHS$45.24M2.0%
0-5YR HI YL CP$31.32M1.4%
EMERGING MRKT HI$29.74M1.3%
Portfolio Concentration
Top 3$178.84M8.0%
4–10$250.73M11.2%
11–25$377.04M16.8%
Rest$1.44B64.0%
Top 3 weight
8.0%
Top 10 weight
19.2%
Voting Authority Distribution
Total shares with voting rights: 69.93M
Sole
Full voting authority
69.93M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole478
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings478
Rows:
HERCULES CAPITAL INC
SOLEShares3.78M
TypeSH
Market value$62.52M
2.79%
Sole
3.78M
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares3.20M
TypeSH
Market value$59.88M
2.67%
Sole
3.20M
Shared
0.00
None
0.00
BLUE OWL CAPITAL CORPORATION
SOLEShares5.55M
TypeSH
Market value$56.44M
2.52%
Sole
5.55M
Shared
0.00
None
0.00
SIXTH STREET SPECIALTY LENDI
SOLEShares2.50M
TypeSH
Market value$43.94M
1.96%
Sole
2.50M
Shared
0.00
None
0.00
FIDUS INVT CORP
SOLEShares2.19M
TypeSH
Market value$41.88M
1.87%
Sole
2.19M
Shared
0.00
None
0.00
GOLUB CAP BDC INC
SOLEShares3.42M
TypeSH
Market value$41.78M
1.86%
Sole
3.42M
Shared
0.00
None
0.00
APPLE INC
SOLEShares96.56K
TypeSH
Market value$32.87M
1.47%
Sole
96.56K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares760.28K
TypeSH
Market value$31.32M
1.40%
Sole
760.28K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares1.53M
TypeSH
Market value$29.74M
1.33%
Sole
1.53M
Shared
0.00
None
0.00
TIDAL TRUST I
SOLEShares1.76M
TypeSH
Market value$29.21M
1.30%
Sole
1.76M
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares1.28M
TypeSH
Market value$29.17M
1.30%
Sole
1.28M
Shared
0.00
None
0.00
OMNICOM GROUP INC
SOLEShares365.16K
TypeSH
Market value$27.92M
1.25%
Sole
365.16K
Shared
0.00
None
0.00
VIRTUS ETF TR II
SOLEShares1.19M
TypeSH
Market value$27.59M
1.23%
Sole
1.19M
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares98.94K
TypeSH
Market value$26.95M
1.20%
Sole
98.94K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares689.42K
TypeSH
Market value$26.64M
1.19%
Sole
689.42K
Shared
0.00
None
0.00
GREIF INC
SOLEShares245.89K
TypeSH
Market value$26.53M
1.18%
Sole
245.89K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares226.03K
TypeSH
Market value$25.97M
1.16%
Sole
226.03K
Shared
0.00
None
0.00
TOTALENERGIES SE
SOLEShares295.72K
TypeSH
Market value$25.44M
1.13%
Sole
295.72K
Shared
0.00
None
0.00
PRINCIPAL FINANCIAL GROUP IN
SOLEShares220.59K
TypeSH
Market value$24.21M
1.08%
Sole
220.59K
Shared
0.00
None
0.00
ACCENTURE PLC IRELAND
SOLEShares113.21K
TypeSH
Market value$23.59M
1.05%
Sole
113.21K
Shared
0.00
None
0.00
PERRIGO CO PLC
SOLEShares1.62M
TypeSH
Market value$23.42M
1.04%
Sole
1.62M
Shared
0.00
None
0.00
BLACKSTONE SECD LENDING FD
SOLEShares949.20K
TypeSH
Market value$22.89M
1.02%
Sole
949.20K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares819.57K
TypeSH
Market value$22.80M
1.02%
Sole
819.57K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares95.79K
TypeSH
Market value$22.08M
0.98%
Sole
95.79K
Shared
0.00
None
0.00
TIDAL TRUST I
SOLEShares738.83K
TypeSH
Market value$21.84M
0.97%
Sole
738.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HERCULES CAPITAL INCSOLE | COM | 3.78M | SH | $62.52M 2.79% | 3.78M | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 3.20M | SH | $59.88M 2.67% | 3.20M | 0.00 | 0.00 |
BLUE OWL CAPITAL CORPORATIONSOLE | COM | 5.55M | SH | $56.44M 2.52% | 5.55M | 0.00 | 0.00 |
SIXTH STREET SPECIALTY LENDISOLE | COM | 2.50M | SH | $43.94M 1.96% | 2.50M | 0.00 | 0.00 |
FIDUS INVT CORPSOLE | COM | 2.19M | SH | $41.88M 1.87% | 2.19M | 0.00 | 0.00 |
GOLUB CAP BDC INCSOLE | COM | 3.42M | SH | $41.78M 1.86% | 3.42M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 96.56K | SH | $32.87M 1.47% | 96.56K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 760.28K | SH | $31.32M 1.40% | 760.28K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | EMERGING MRKT HI | 1.53M | SH | $29.74M 1.33% | 1.53M | 0.00 | 0.00 |
TIDAL TRUST ISOLE | SOUND ENHANCED | 1.76M | SH | $29.21M 1.30% | 1.76M | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 1.28M | SH | $29.17M 1.30% | 1.28M | 0.00 | 0.00 |
OMNICOM GROUP INCSOLE | COM | 365.16K | SH | $27.92M 1.25% | 365.16K | 0.00 | 0.00 |
VIRTUS ETF TR IISOLE | SEIX SR LN ETF | 1.19M | SH | $27.59M 1.23% | 1.19M | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 98.94K | SH | $26.95M 1.20% | 98.94K | 0.00 | 0.00 |
ISHARES INCSOLE | JP MRGN EM HI BD | 689.42K | SH | $26.64M 1.19% | 689.42K | 0.00 | 0.00 |
GREIF INCSOLE | CL B | 245.89K | SH | $26.53M 1.18% | 245.89K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 226.03K | SH | $25.97M 1.16% | 226.03K | 0.00 | 0.00 |
TOTALENERGIES SESOLE | ACT | 295.72K | SH | $25.44M 1.13% | 295.72K | 0.00 | 0.00 |
PRINCIPAL FINANCIAL GROUP INSOLE | COM | 220.59K | SH | $24.21M 1.08% | 220.59K | 0.00 | 0.00 |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 113.21K | SH | $23.59M 1.05% | 113.21K | 0.00 | 0.00 |
PERRIGO CO PLCSOLE | SHS | 1.62M | SH | $23.42M 1.04% | 1.62M | 0.00 | 0.00 |
BLACKSTONE SECD LENDING FDSOLE | COMMON STOCK | 949.20K | SH | $22.89M 1.02% | 949.20K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 819.57K | SH | $22.80M 1.02% | 819.57K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 95.79K | SH | $22.08M 0.98% | 95.79K | 0.00 | 0.00 |
TIDAL TRUST ISOLE | SOUND EQUIT ETF | 738.83K | SH | $21.84M 0.97% | 738.83K | 0.00 | 0.00 |
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