SOFINNOVA INVESTMENTS, INC.

PrivateCIK: 1631134
Location

Menlo Park, CA

69
Positions
$2.63B
Total AUM (reported)
48.72M
Total Shares

Allocation by class

TOTAL AUM$2.63B69 positions
COM$1.67B63.6%
RUSSELL 2000 ETF$148.80M5.7%
STATE STREET SPD$134.12M5.1%
SHS USD$113.11M4.3%
CL A$112.40M4.3%
ORD$89.94M3.4%
UNIT SER 1$86.58M3.3%

Portfolio Concentration

Top 322.9%4–1028.1%11–2530.4%Rest18.7%TOP 1050.9%0%100%
Top 3$601.38M22.9%
4–10$738.11M28.1%
11–25$799.34M30.4%
Rest$492.32M18.7%

Top 3 weight

22.9%

Top 10 weight

50.9%

Voting Authority Distribution

Total shares with voting rights: 48.72M

Sole

Full voting authority

48.72M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole69
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings69
Rows:

Natera Inc

SOLE
COM
Shares1.55M
TypeSH
Market value$310.04M
11.78%
Sole
1.55M
Shared
0.00
None
0.00

iShares TR

SOLE
RUSSELL 2000 ETF
Shares600K
TypeSH
Market value$148.80M
5.66%
Sole
600K
Shared
0.00
None
0.00

United Therapeutics Corp

SOLE
COM
Shares240.37K
TypeSH
Market value$142.53M
5.42%
Sole
240.37K
Shared
0.00
None
0.00

SPDR Series Trust

SOLE
STATE STREET SPD
Shares1.05M
TypeSH
Market value$134.12M
5.10%
Sole
1.05M
Shared
0.00
None
0.00

Bristol-Myers Squibb Co

SOLE
COM
Shares1.99M
TypeSH
Market value$120.62M
4.58%
Sole
1.99M
Shared
0.00
None
0.00

Jazz Pharmaceuticals PLC

SOLE
SHS USD
Shares598.33K
TypeSH
Market value$113.11M
4.30%
Sole
598.33K
Shared
0.00
None
0.00

Vera Therapeutics Inc

SOLE
CL A
Shares2.79M
TypeSH
Market value$112.40M
4.27%
Sole
2.79M
Shared
0.00
None
0.00

AstraZeneca PLC

SOLE
ORD
Shares456.03K
TypeSH
Market value$89.94M
3.42%
Sole
456.03K
Shared
0.00
None
0.00

Invesco QQQ TR

SOLE
UNIT SER 1
Shares150K
TypeSH
Market value$86.58M
3.29%
Sole
150K
Shared
0.00
None
0.00

Cogent Biosciences Inc

SOLE
COM
Shares2.11M
TypeSH
Market value$81.35M
3.09%
Sole
2.11M
Shared
0.00
None
0.00

iShares TR

SOLE
ISHARES BIOTECH
Shares475K
TypeSH
Market value$80.20M
3.05%
Sole
475K
Shared
0.00
None
0.00

Celcuity Inc

SOLE
COM
Shares666.17K
TypeSH
Market value$76.04M
2.89%
Sole
666.17K
Shared
0.00
None
0.00

Ultragenyx Pharmaceutical Inc

SOLE
COM
Shares3.50M
TypeSH
Market value$73.24M
2.78%
Sole
3.50M
Shared
0.00
None
0.00

Axsome Therapeutics Inc.

SOLE
COM
Shares412.75K
TypeSH
Market value$69.76M
2.65%
Sole
412.75K
Shared
0.00
None
0.00

Rapport Therapeutics Inc

SOLE
COM
Shares1.90M
TypeSH
Market value$59.59M
2.26%
Sole
1.90M
Shared
0.00
None
0.00

Insmed Inc

SOLE
COM PAR $.01
Shares346.07K
TypeSH
Market value$56.59M
2.15%
Sole
346.07K
Shared
0.00
None
0.00

Alcon AG

SOLE
ORD SHS
Shares729.97K
TypeSH
Market value$55.00M
2.09%
Sole
729.97K
Shared
0.00
None
0.00

Supernus Pharmaceuticals

SOLE
COM
Shares954.31K
TypeSH
Market value$49.33M
1.87%
Sole
954.31K
Shared
0.00
None
0.00

BioMarin Pharmaceutical Inc

SOLE
COM
Shares781.98K
TypeSH
Market value$44.17M
1.68%
Sole
781.98K
Shared
0.00
None
0.00

Biogen Inc

SOLE
COM
Shares229.52K
TypeSH
Market value$42.08M
1.60%
Sole
229.52K
Shared
0.00
None
0.00

BioAge Labs Inc

SOLE
COM
Shares2.29M
TypeSH
Market value$40.12M
1.52%
Sole
2.29M
Shared
0.00
None
0.00

Rhythm Pharmaceuticals Inc

SOLE
COM
Shares450.10K
TypeSH
Market value$39.14M
1.49%
Sole
450.10K
Shared
0.00
None
0.00

Arrivent BioPharma Inc

SOLE
COM
Shares1.70M
TypeSH
Market value$39.14M
1.49%
Sole
1.70M
Shared
0.00
None
0.00

IDEAYA Biosciences Inc

SOLE
COM
Shares1.13M
TypeSH
Market value$37.71M
1.43%
Sole
1.13M
Shared
0.00
None
0.00

Immunome Inc

SOLE
COM
Shares1.70M
TypeSH
Market value$37.22M
1.41%
Sole
1.70M
Shared
0.00
None
0.00
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