SMITH ASSET MANAGEMENT CO., LLC

PrivateCIK: 2068217
Location

CHIEFLAND, FL

71
Positions
$116.53M
Total AUM (reported)
6.70M
Total Shares

Allocation by class

TOTAL AUM$116.53M71 positions
COM$64.43M55.3%
CL B NEW$7.45M6.4%
COM SH BEN INT$7.07M6.1%
COM NEW$4.93M4.2%
SHS$4.69M4.0%
TR UNIT$3.89M3.3%
SH BEN INT$3.47M3.0%

Portfolio Concentration

Top 317.6%4–1022.6%11–2532.9%Rest26.9%TOP 1040.2%0%100%
Top 3$20.52M17.6%
4–10$26.38M22.6%
11–25$38.33M32.9%
Rest$31.31M26.9%

Top 3 weight

17.6%

Top 10 weight

40.2%

Voting Authority Distribution

Total shares with voting rights: 6.70M

Sole

Full voting authority

6.70M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole71
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings71
Rows:

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares15.54K
TypeSH
Market value$7.45M
6.39%
Sole
15.54K
Shared
0.00
None
0.00

NUVEEN PFD & INCOME OPPORTUN

SOLE
COM
Shares911.40K
TypeSH
Market value$6.87M
5.90%
Sole
911.40K
Shared
0.00
None
0.00

ARES CAPITAL CORP

SOLE
COM
Shares344.28K
TypeSH
Market value$6.20M
5.32%
Sole
344.28K
Shared
0.00
None
0.00

DNP SELECT INCOME FD INC

SOLE
COM
Shares401.93K
TypeSH
Market value$4.14M
3.55%
Sole
401.93K
Shared
0.00
None
0.00

ALLIANCEBERNSTEIN GLOBAL HIG

SOLE
COM
Shares394.10K
TypeSH
Market value$4.01M
3.44%
Sole
394.10K
Shared
0.00
None
0.00

CALAMOS STRATEGIC TOTAL RETU

SOLE
COM SH BEN INT
Shares229.86K
TypeSH
Market value$3.94M
3.38%
Sole
229.86K
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares5.98K
TypeSH
Market value$3.89M
3.34%
Sole
5.98K
Shared
0.00
None
0.00

COHEN & STEERS TOTAL RETURN

SOLE
COM
Shares339.63K
TypeSH
Market value$3.78M
3.25%
Sole
339.63K
Shared
0.00
None
0.00

VANGUARD WORLD FD

SOLE
INF TECH ETF
Shares4.88K
TypeSH
Market value$3.41M
2.92%
Sole
4.88K
Shared
0.00
None
0.00

APPLE INC

SOLE
COM
Shares12.66K
TypeSH
Market value$3.21M
2.76%
Sole
12.66K
Shared
0.00
None
0.00

FIRST TR ENHANCED EQUITY

SOLE
COM
Shares153.24K
TypeSH
Market value$3.13M
2.68%
Sole
153.24K
Shared
0.00
None
0.00

BARINGS CORPORATE INVS

SOLE
COM
Shares172.92K
TypeSH
Market value$2.98M
2.56%
Sole
172.92K
Shared
0.00
None
0.00

REAVES UTIL INCOME FD

SOLE
COM SH BEN INT
Shares75.38K
TypeSH
Market value$2.96M
2.54%
Sole
75.38K
Shared
0.00
None
0.00

PIMCO CORPORATE & INCM STRG

SOLE
COM
Shares244.44K
TypeSH
Market value$2.91M
2.50%
Sole
244.44K
Shared
0.00
None
0.00

BLACKROCK CR ALLOCATION

SOLE
COM
Shares276.29K
TypeSH
Market value$2.79M
2.39%
Sole
276.29K
Shared
0.00
None
0.00

PIMCO DYNAMIC INCOME FD

SOLE
SHS
Shares162.49K
TypeSH
Market value$2.78M
2.39%
Sole
162.49K
Shared
0.00
None
0.00

ANNALY CAPITAL MANAGEMENT IN

SOLE
COM NEW
Shares126.01K
TypeSH
Market value$2.67M
2.29%
Sole
126.01K
Shared
0.00
None
0.00

BLACKROCK ENHANCED INTL DIV

SOLE
COM BENE INTER
Shares481.88K
TypeSH
Market value$2.61M
2.24%
Sole
481.88K
Shared
0.00
None
0.00

COHEN & STEERS SELECT PFD &

SOLE
COM
Shares130.56K
TypeSH
Market value$2.53M
2.17%
Sole
130.56K
Shared
0.00
None
0.00

VANGUARD WORLD FD

SOLE
INDUSTRIAL ETF
Shares7.91K
TypeSH
Market value$2.47M
2.12%
Sole
7.91K
Shared
0.00
None
0.00

COHEN & STEERS INFRASTRUCTUR

SOLE
COM
Shares94.88K
TypeSH
Market value$2.46M
2.11%
Sole
94.88K
Shared
0.00
None
0.00

FLAHERTY & CRUMRINE TOTAL RE

SOLE
COM
Shares126.13K
TypeSH
Market value$2.09M
1.80%
Sole
126.13K
Shared
0.00
None
0.00

ABRDN HEALTHCARE INVESTORS

SOLE
SH BEN INT
Shares115.26K
TypeSH
Market value$2.05M
1.76%
Sole
115.26K
Shared
0.00
None
0.00

PIMCO CORPORATE & INCOME OPP

SOLE
COM
Shares165.20K
TypeSH
Market value$1.99M
1.71%
Sole
165.20K
Shared
0.00
None
0.00

BLACKROCK DEBT STRATEGIES FD

SOLE
COM NEW
Shares199.53K
TypeSH
Market value$1.91M
1.64%
Sole
199.53K
Shared
0.00
None
0.00
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