SMITH ASSET MANAGEMENT CO., LLC

PrivateCIK: 2068217
Location

CHIEFLAND, FL

70
Positions
$127.11M
Total AUM (reported)
6.62M
Total Shares

Allocation by class

TOTAL AUM$127.11M70 positions
COM$68.25M53.7%
CL B NEW$7.97M6.3%
COM SH BEN INT$7.90M6.2%
COM NEW$5.66M4.5%
INF TECH ETF$5.46M4.3%
SHS$4.62M3.6%
TR UNIT$4.49M3.5%

Portfolio Concentration

Top 316.9%4–1024.0%11–2532.0%Rest27.1%TOP 1040.9%0%100%
Top 3$21.47M16.9%
4–10$30.49M24.0%
11–25$40.67M32.0%
Rest$34.49M27.1%

Top 3 weight

16.9%

Top 10 weight

40.9%

Voting Authority Distribution

Total shares with voting rights: 6.62M

Sole

Full voting authority

6.62M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole70
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings70
Rows:

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares15.92K
TypeSH
Market value$7.97M
6.27%
Sole
15.92K
Shared
0.00
None
0.00

NUVEEN PFD & INCOME OPPORTUN

SOLE
COM
Shares890.86K
TypeSH
Market value$7.02M
5.52%
Sole
890.86K
Shared
0.00
None
0.00

ARES CAPITAL CORP

SOLE
COM
Shares349.77K
TypeSH
Market value$6.48M
5.10%
Sole
349.77K
Shared
0.00
None
0.00

VANGUARD WORLD FD

SOLE
INF TECH ETF
Shares45.68K
TypeSH
Market value$5.46M
4.30%
Sole
45.68K
Shared
0.00
None
0.00

CALAMOS STRATEGIC TOTAL RETU

SOLE
COM SH BEN INT
Shares226.61K
TypeSH
Market value$4.66M
3.67%
Sole
226.61K
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares6.01K
TypeSH
Market value$4.49M
3.53%
Sole
6.01K
Shared
0.00
None
0.00

DNP SELECT INCOME FD INC

SOLE
COM
Shares396.15K
TypeSH
Market value$4.27M
3.36%
Sole
396.15K
Shared
0.00
None
0.00

ALLIANCEBERNSTEIN GLOBAL HIG

SOLE
COM
Shares386.58K
TypeSH
Market value$3.98M
3.13%
Sole
386.58K
Shared
0.00
None
0.00

APPLE INC

SOLE
COM
Shares13.29K
TypeSH
Market value$3.85M
3.03%
Sole
13.29K
Shared
0.00
None
0.00

COHEN & STEERS TOTAL RETURN

SOLE
COM
Shares333.65K
TypeSH
Market value$3.78M
2.97%
Sole
333.65K
Shared
0.00
None
0.00

VANGUARD WORLD FD

SOLE
INDUSTRIAL ETF
Shares9.95K
TypeSH
Market value$3.59M
2.82%
Sole
9.95K
Shared
0.00
None
0.00

FIRST TR ENHANCED EQUITY

SOLE
COM
Shares149.78K
TypeSH
Market value$3.35M
2.63%
Sole
149.78K
Shared
0.00
None
0.00

REAVES UTIL INCOME FD

SOLE
COM SH BEN INT
Shares73.88K
TypeSH
Market value$3.01M
2.37%
Sole
73.88K
Shared
0.00
None
0.00

BARINGS CORPORATE INVS

SOLE
COM
Shares169.55K
TypeSH
Market value$2.98M
2.34%
Sole
169.55K
Shared
0.00
None
0.00

PIMCO CORPORATE & INCM STRG

SOLE
COM
Shares242.39K
TypeSH
Market value$2.90M
2.28%
Sole
242.39K
Shared
0.00
None
0.00

ANNALY CAPITAL MANAGEMENT IN

SOLE
COM NEW
Shares125.75K
TypeSH
Market value$2.81M
2.21%
Sole
125.75K
Shared
0.00
None
0.00

BLACKROCK CR ALLOCATION

SOLE
COM
Shares273.34K
TypeSH
Market value$2.79M
2.20%
Sole
273.34K
Shared
0.00
None
0.00

BLACKROCK ENHANCED INTL DIV

SOLE
COM BENE INTER
Shares478.46K
TypeSH
Market value$2.75M
2.16%
Sole
478.46K
Shared
0.00
None
0.00

PIMCO DYNAMIC INCOME FD

SOLE
SHS
Shares160.83K
TypeSH
Market value$2.69M
2.11%
Sole
160.83K
Shared
0.00
None
0.00

COHEN & STEERS SELECT PFD &

SOLE
COM
Shares129.64K
TypeSH
Market value$2.61M
2.05%
Sole
129.64K
Shared
0.00
None
0.00

COHEN & STEERS INFRASTRUCTUR

SOLE
COM
Shares93.87K
TypeSH
Market value$2.59M
2.04%
Sole
93.87K
Shared
0.00
None
0.00

ABRDN HEALTHCARE INVESTORS

SOLE
SH BEN INT
Shares112.72K
TypeSH
Market value$2.48M
1.95%
Sole
112.72K
Shared
0.00
None
0.00

FLAHERTY & CRUMRINE TOTAL RE

SOLE
COM
Shares124.01K
TypeSH
Market value$2.10M
1.65%
Sole
124.01K
Shared
0.00
None
0.00

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares2.75K
TypeSH
Market value$2.02M
1.59%
Sole
2.75K
Shared
0.00
None
0.00

PIMCO CORPORATE & INCOME OPP

SOLE
COM
Shares167.50K
TypeSH
Market value$2.02M
1.59%
Sole
167.50K
Shared
0.00
None
0.00
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