Filed: 7/14/2026ACC: 0001172661-26-002606
📋 What this filing means
SMITH ASSET MANAGEMENT CO., LLC filed this quarterly 13F‑HR report disclosing 70 equity positions with a total reported market value of $127.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
70
Positions
$127.11M
Total AUM (reported)
6.62M
Total Shares
Allocation by class
COM$68.25M53.7%
CL B NEW$7.97M6.3%
COM SH BEN INT$7.90M6.2%
COM NEW$5.66M4.5%
INF TECH ETF$5.46M4.3%
SHS$4.62M3.6%
TR UNIT$4.49M3.5%
Portfolio Concentration
Top 3$21.47M16.9%
4–10$30.49M24.0%
11–25$40.67M32.0%
Rest$34.49M27.1%
Top 3 weight
16.9%
Top 10 weight
40.9%
Voting Authority Distribution
Total shares with voting rights: 6.62M
Sole
Full voting authority
6.62M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole70
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings70
Rows:
BERKSHIRE HATHAWAY INC DEL
SOLEShares15.92K
TypeSH
Market value$7.97M
6.27%
Sole
15.92K
Shared
0.00
None
0.00
NUVEEN PFD & INCOME OPPORTUN
SOLEShares890.86K
TypeSH
Market value$7.02M
5.52%
Sole
890.86K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares349.77K
TypeSH
Market value$6.48M
5.10%
Sole
349.77K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares45.68K
TypeSH
Market value$5.46M
4.30%
Sole
45.68K
Shared
0.00
None
0.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares226.61K
TypeSH
Market value$4.66M
3.67%
Sole
226.61K
Shared
0.00
None
0.00
STATE STR SPDR S&P 500 ETF T
SOLEShares6.01K
TypeSH
Market value$4.49M
3.53%
Sole
6.01K
Shared
0.00
None
0.00
DNP SELECT INCOME FD INC
SOLEShares396.15K
TypeSH
Market value$4.27M
3.36%
Sole
396.15K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN GLOBAL HIG
SOLEShares386.58K
TypeSH
Market value$3.98M
3.13%
Sole
386.58K
Shared
0.00
None
0.00
APPLE INC
SOLEShares13.29K
TypeSH
Market value$3.85M
3.03%
Sole
13.29K
Shared
0.00
None
0.00
COHEN & STEERS TOTAL RETURN
SOLEShares333.65K
TypeSH
Market value$3.78M
2.97%
Sole
333.65K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares9.95K
TypeSH
Market value$3.59M
2.82%
Sole
9.95K
Shared
0.00
None
0.00
FIRST TR ENHANCED EQUITY
SOLEShares149.78K
TypeSH
Market value$3.35M
2.63%
Sole
149.78K
Shared
0.00
None
0.00
REAVES UTIL INCOME FD
SOLEShares73.88K
TypeSH
Market value$3.01M
2.37%
Sole
73.88K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares169.55K
TypeSH
Market value$2.98M
2.34%
Sole
169.55K
Shared
0.00
None
0.00
PIMCO CORPORATE & INCM STRG
SOLEShares242.39K
TypeSH
Market value$2.90M
2.28%
Sole
242.39K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares125.75K
TypeSH
Market value$2.81M
2.21%
Sole
125.75K
Shared
0.00
None
0.00
BLACKROCK CR ALLOCATION
SOLEShares273.34K
TypeSH
Market value$2.79M
2.20%
Sole
273.34K
Shared
0.00
None
0.00
BLACKROCK ENHANCED INTL DIV
SOLEShares478.46K
TypeSH
Market value$2.75M
2.16%
Sole
478.46K
Shared
0.00
None
0.00
PIMCO DYNAMIC INCOME FD
SOLEShares160.83K
TypeSH
Market value$2.69M
2.11%
Sole
160.83K
Shared
0.00
None
0.00
COHEN & STEERS SELECT PFD &
SOLEShares129.64K
TypeSH
Market value$2.61M
2.05%
Sole
129.64K
Shared
0.00
None
0.00
COHEN & STEERS INFRASTRUCTUR
SOLEShares93.87K
TypeSH
Market value$2.59M
2.04%
Sole
93.87K
Shared
0.00
None
0.00
ABRDN HEALTHCARE INVESTORS
SOLEShares112.72K
TypeSH
Market value$2.48M
1.95%
Sole
112.72K
Shared
0.00
None
0.00
FLAHERTY & CRUMRINE TOTAL RE
SOLEShares124.01K
TypeSH
Market value$2.10M
1.65%
Sole
124.01K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares2.75K
TypeSH
Market value$2.02M
1.59%
Sole
2.75K
Shared
0.00
None
0.00
PIMCO CORPORATE & INCOME OPP
SOLEShares167.50K
TypeSH
Market value$2.02M
1.59%
Sole
167.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 15.92K | SH | $7.97M 6.27% | 15.92K | 0.00 | 0.00 |
NUVEEN PFD & INCOME OPPORTUNSOLE | COM | 890.86K | SH | $7.02M 5.52% | 890.86K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 349.77K | SH | $6.48M 5.10% | 349.77K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | INF TECH ETF | 45.68K | SH | $5.46M 4.30% | 45.68K | 0.00 | 0.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 226.61K | SH | $4.66M 3.67% | 226.61K | 0.00 | 0.00 |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 6.01K | SH | $4.49M 3.53% | 6.01K | 0.00 | 0.00 |
DNP SELECT INCOME FD INCSOLE | COM | 396.15K | SH | $4.27M 3.36% | 396.15K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN GLOBAL HIGSOLE | COM | 386.58K | SH | $3.98M 3.13% | 386.58K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 13.29K | SH | $3.85M 3.03% | 13.29K | 0.00 | 0.00 |
COHEN & STEERS TOTAL RETURNSOLE | COM | 333.65K | SH | $3.78M 2.97% | 333.65K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | INDUSTRIAL ETF | 9.95K | SH | $3.59M 2.82% | 9.95K | 0.00 | 0.00 |
FIRST TR ENHANCED EQUITYSOLE | COM | 149.78K | SH | $3.35M 2.63% | 149.78K | 0.00 | 0.00 |
REAVES UTIL INCOME FDSOLE | COM SH BEN INT | 73.88K | SH | $3.01M 2.37% | 73.88K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 169.55K | SH | $2.98M 2.34% | 169.55K | 0.00 | 0.00 |
PIMCO CORPORATE & INCM STRGSOLE | COM | 242.39K | SH | $2.90M 2.28% | 242.39K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 125.75K | SH | $2.81M 2.21% | 125.75K | 0.00 | 0.00 |
BLACKROCK CR ALLOCATIONSOLE | COM | 273.34K | SH | $2.79M 2.20% | 273.34K | 0.00 | 0.00 |
BLACKROCK ENHANCED INTL DIVSOLE | COM BENE INTER | 478.46K | SH | $2.75M 2.16% | 478.46K | 0.00 | 0.00 |
PIMCO DYNAMIC INCOME FDSOLE | SHS | 160.83K | SH | $2.69M 2.11% | 160.83K | 0.00 | 0.00 |
COHEN & STEERS SELECT PFD &SOLE | COM | 129.64K | SH | $2.61M 2.05% | 129.64K | 0.00 | 0.00 |
COHEN & STEERS INFRASTRUCTURSOLE | COM | 93.87K | SH | $2.59M 2.04% | 93.87K | 0.00 | 0.00 |
ABRDN HEALTHCARE INVESTORSSOLE | SH BEN INT | 112.72K | SH | $2.48M 1.95% | 112.72K | 0.00 | 0.00 |
FLAHERTY & CRUMRINE TOTAL RESOLE | COM | 124.01K | SH | $2.10M 1.65% | 124.01K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 2.75K | SH | $2.02M 1.59% | 2.75K | 0.00 | 0.00 |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 167.50K | SH | $2.02M 1.59% | 167.50K | 0.00 | 0.00 |
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