Filed: 5/15/2026ACC: 0001172661-26-001992
📋 What this filing means
SMITH ASSET MANAGEMENT CO., LLC filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $116.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
71
Positions
$116.53M
Total AUM (reported)
6.70M
Total Shares
Allocation by class
COM$64.43M55.3%
CL B NEW$7.45M6.4%
COM SH BEN INT$7.07M6.1%
COM NEW$4.93M4.2%
SHS$4.69M4.0%
TR UNIT$3.89M3.3%
SH BEN INT$3.47M3.0%
Portfolio Concentration
Top 3$20.52M17.6%
4–10$26.38M22.6%
11–25$38.33M32.9%
Rest$31.31M26.9%
Top 3 weight
17.6%
Top 10 weight
40.2%
Voting Authority Distribution
Total shares with voting rights: 6.70M
Sole
Full voting authority
6.70M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole71
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings71
Rows:
BERKSHIRE HATHAWAY INC DEL
SOLEShares15.54K
TypeSH
Market value$7.45M
6.39%
Sole
15.54K
Shared
0.00
None
0.00
NUVEEN PFD & INCOME OPPORTUN
SOLEShares911.40K
TypeSH
Market value$6.87M
5.90%
Sole
911.40K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares344.28K
TypeSH
Market value$6.20M
5.32%
Sole
344.28K
Shared
0.00
None
0.00
DNP SELECT INCOME FD INC
SOLEShares401.93K
TypeSH
Market value$4.14M
3.55%
Sole
401.93K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN GLOBAL HIG
SOLEShares394.10K
TypeSH
Market value$4.01M
3.44%
Sole
394.10K
Shared
0.00
None
0.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares229.86K
TypeSH
Market value$3.94M
3.38%
Sole
229.86K
Shared
0.00
None
0.00
STATE STR SPDR S&P 500 ETF T
SOLEShares5.98K
TypeSH
Market value$3.89M
3.34%
Sole
5.98K
Shared
0.00
None
0.00
COHEN & STEERS TOTAL RETURN
SOLEShares339.63K
TypeSH
Market value$3.78M
3.25%
Sole
339.63K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares4.88K
TypeSH
Market value$3.41M
2.92%
Sole
4.88K
Shared
0.00
None
0.00
APPLE INC
SOLEShares12.66K
TypeSH
Market value$3.21M
2.76%
Sole
12.66K
Shared
0.00
None
0.00
FIRST TR ENHANCED EQUITY
SOLEShares153.24K
TypeSH
Market value$3.13M
2.68%
Sole
153.24K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares172.92K
TypeSH
Market value$2.98M
2.56%
Sole
172.92K
Shared
0.00
None
0.00
REAVES UTIL INCOME FD
SOLEShares75.38K
TypeSH
Market value$2.96M
2.54%
Sole
75.38K
Shared
0.00
None
0.00
PIMCO CORPORATE & INCM STRG
SOLEShares244.44K
TypeSH
Market value$2.91M
2.50%
Sole
244.44K
Shared
0.00
None
0.00
BLACKROCK CR ALLOCATION
SOLEShares276.29K
TypeSH
Market value$2.79M
2.39%
Sole
276.29K
Shared
0.00
None
0.00
PIMCO DYNAMIC INCOME FD
SOLEShares162.49K
TypeSH
Market value$2.78M
2.39%
Sole
162.49K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares126.01K
TypeSH
Market value$2.67M
2.29%
Sole
126.01K
Shared
0.00
None
0.00
BLACKROCK ENHANCED INTL DIV
SOLEShares481.88K
TypeSH
Market value$2.61M
2.24%
Sole
481.88K
Shared
0.00
None
0.00
COHEN & STEERS SELECT PFD &
SOLEShares130.56K
TypeSH
Market value$2.53M
2.17%
Sole
130.56K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares7.91K
TypeSH
Market value$2.47M
2.12%
Sole
7.91K
Shared
0.00
None
0.00
COHEN & STEERS INFRASTRUCTUR
SOLEShares94.88K
TypeSH
Market value$2.46M
2.11%
Sole
94.88K
Shared
0.00
None
0.00
FLAHERTY & CRUMRINE TOTAL RE
SOLEShares126.13K
TypeSH
Market value$2.09M
1.80%
Sole
126.13K
Shared
0.00
None
0.00
ABRDN HEALTHCARE INVESTORS
SOLEShares115.26K
TypeSH
Market value$2.05M
1.76%
Sole
115.26K
Shared
0.00
None
0.00
PIMCO CORPORATE & INCOME OPP
SOLEShares165.20K
TypeSH
Market value$1.99M
1.71%
Sole
165.20K
Shared
0.00
None
0.00
BLACKROCK DEBT STRATEGIES FD
SOLEShares199.53K
TypeSH
Market value$1.91M
1.64%
Sole
199.53K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 15.54K | SH | $7.45M 6.39% | 15.54K | 0.00 | 0.00 |
NUVEEN PFD & INCOME OPPORTUNSOLE | COM | 911.40K | SH | $6.87M 5.90% | 911.40K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 344.28K | SH | $6.20M 5.32% | 344.28K | 0.00 | 0.00 |
DNP SELECT INCOME FD INCSOLE | COM | 401.93K | SH | $4.14M 3.55% | 401.93K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN GLOBAL HIGSOLE | COM | 394.10K | SH | $4.01M 3.44% | 394.10K | 0.00 | 0.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 229.86K | SH | $3.94M 3.38% | 229.86K | 0.00 | 0.00 |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 5.98K | SH | $3.89M 3.34% | 5.98K | 0.00 | 0.00 |
COHEN & STEERS TOTAL RETURNSOLE | COM | 339.63K | SH | $3.78M 3.25% | 339.63K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | INF TECH ETF | 4.88K | SH | $3.41M 2.92% | 4.88K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 12.66K | SH | $3.21M 2.76% | 12.66K | 0.00 | 0.00 |
FIRST TR ENHANCED EQUITYSOLE | COM | 153.24K | SH | $3.13M 2.68% | 153.24K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 172.92K | SH | $2.98M 2.56% | 172.92K | 0.00 | 0.00 |
REAVES UTIL INCOME FDSOLE | COM SH BEN INT | 75.38K | SH | $2.96M 2.54% | 75.38K | 0.00 | 0.00 |
PIMCO CORPORATE & INCM STRGSOLE | COM | 244.44K | SH | $2.91M 2.50% | 244.44K | 0.00 | 0.00 |
BLACKROCK CR ALLOCATIONSOLE | COM | 276.29K | SH | $2.79M 2.39% | 276.29K | 0.00 | 0.00 |
PIMCO DYNAMIC INCOME FDSOLE | SHS | 162.49K | SH | $2.78M 2.39% | 162.49K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 126.01K | SH | $2.67M 2.29% | 126.01K | 0.00 | 0.00 |
BLACKROCK ENHANCED INTL DIVSOLE | COM BENE INTER | 481.88K | SH | $2.61M 2.24% | 481.88K | 0.00 | 0.00 |
COHEN & STEERS SELECT PFD &SOLE | COM | 130.56K | SH | $2.53M 2.17% | 130.56K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | INDUSTRIAL ETF | 7.91K | SH | $2.47M 2.12% | 7.91K | 0.00 | 0.00 |
COHEN & STEERS INFRASTRUCTURSOLE | COM | 94.88K | SH | $2.46M 2.11% | 94.88K | 0.00 | 0.00 |
FLAHERTY & CRUMRINE TOTAL RESOLE | COM | 126.13K | SH | $2.09M 1.80% | 126.13K | 0.00 | 0.00 |
ABRDN HEALTHCARE INVESTORSSOLE | SH BEN INT | 115.26K | SH | $2.05M 1.76% | 115.26K | 0.00 | 0.00 |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 165.20K | SH | $1.99M 1.71% | 165.20K | 0.00 | 0.00 |
BLACKROCK DEBT STRATEGIES FDSOLE | COM NEW | 199.53K | SH | $1.91M 1.64% | 199.53K | 0.00 | 0.00 |
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