Filed: 11/3/2025ACC: 0001172661-25-004559
📋 What this filing means
SMITH ASSET MANAGEMENT CO., LLC filed this quarterly 13F‑HR report disclosing 67 equity positions with a total reported market value of $117.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
67
Positions
$117.41M
Total AUM (reported)
6.72M
Total Shares
Allocation by class
COM$67.33M57.3%
COM SH BEN INT$7.69M6.5%
CL B NEW$7.05M6.0%
SHS$4.92M4.2%
COM NEW$4.70M4.0%
TR UNIT$3.88M3.3%
SH BEN INT$3.77M3.2%
Portfolio Concentration
Top 3$20.85M17.8%
4–10$28.39M24.2%
11–25$38.82M33.1%
Rest$29.36M25.0%
Top 3 weight
17.8%
Top 10 weight
41.9%
Voting Authority Distribution
Total shares with voting rights: 6.72M
Sole
Full voting authority
6.72M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole67
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings67
Rows:
NUVEEN PFD & INCOME OPPORTUN
SOLEShares944.13K
TypeSH
Market value$7.74M
6.59%
Sole
944.13K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares13.98K
TypeSH
Market value$7.05M
6.01%
Sole
13.98K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares296.52K
TypeSH
Market value$6.05M
5.15%
Sole
296.52K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN GLOBAL HIG
SOLEShares410.64K
TypeSH
Market value$4.60M
3.92%
Sole
410.64K
Shared
0.00
None
0.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares227.98K
TypeSH
Market value$4.40M
3.75%
Sole
227.98K
Shared
0.00
None
0.00
DNP SELECT INCOME FD INC
SOLEShares421.10K
TypeSH
Market value$4.22M
3.59%
Sole
421.10K
Shared
0.00
None
0.00
COHEN & STEERS TOTAL RETURN
SOLEShares336.21K
TypeSH
Market value$4.07M
3.46%
Sole
336.21K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares5.81K
TypeSH
Market value$3.88M
3.30%
Sole
5.81K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares183.63K
TypeSH
Market value$3.81M
3.25%
Sole
183.63K
Shared
0.00
None
0.00
FIRST TR ENHANCED EQUITY INC
SOLEShares158.57K
TypeSH
Market value$3.41M
2.91%
Sole
158.57K
Shared
0.00
None
0.00
BLACKROCK CR ALLOCATION INCO
SOLEShares286.82K
TypeSH
Market value$3.17M
2.70%
Sole
286.82K
Shared
0.00
None
0.00
REAVES UTIL INCOME FD
SOLEShares79.26K
TypeSH
Market value$3.14M
2.67%
Sole
79.26K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares4.14K
TypeSH
Market value$3.09M
2.63%
Sole
4.14K
Shared
0.00
None
0.00
BLACKROCK ENHANCED INTL DIV
SOLEShares518.99K
TypeSH
Market value$2.98M
2.54%
Sole
518.99K
Shared
0.00
None
0.00
COHEN & STEERS SELECT PFD &
SOLEShares134.52K
TypeSH
Market value$2.80M
2.38%
Sole
134.52K
Shared
0.00
None
0.00
PIMCO DYNAMIC INCOME FD
SOLEShares138.22K
TypeSH
Market value$2.74M
2.33%
Sole
138.22K
Shared
0.00
None
0.00
PIMCO CORPORATE & INCM STRG
SOLEShares192.06K
TypeSH
Market value$2.57M
2.19%
Sole
192.06K
Shared
0.00
None
0.00
APPLE INC
SOLEShares9.93K
TypeSH
Market value$2.54M
2.17%
Sole
9.93K
Shared
0.00
None
0.00
COHEN & STEERS INFRASTRUCTUR
SOLEShares98.70K
TypeSH
Market value$2.45M
2.08%
Sole
98.70K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares118.93K
TypeSH
Market value$2.40M
2.05%
Sole
118.93K
Shared
0.00
None
0.00
FLAHERTY & CRUMRINE TOTAL RE
SOLEShares130.62K
TypeSH
Market value$2.33M
1.98%
Sole
130.62K
Shared
0.00
None
0.00
PIMCO CORPORATE & INCOME OPP
SOLEShares160.33K
TypeSH
Market value$2.32M
1.97%
Sole
160.33K
Shared
0.00
None
0.00
FLAHERTY & CRUMRINE DYNAMIC
SOLEShares101.04K
TypeSH
Market value$2.19M
1.86%
Sole
101.04K
Shared
0.00
None
0.00
ABRDN HEALTHCARE INVESTORS
SOLEShares117.34K
TypeSH
Market value$2.17M
1.85%
Sole
117.34K
Shared
0.00
None
0.00
BLACKROCK DEBT STRATEGIES FD
SOLEShares183.19K
TypeSH
Market value$1.95M
1.66%
Sole
183.19K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NUVEEN PFD & INCOME OPPORTUNSOLE | COM | 944.13K | SH | $7.74M 6.59% | 944.13K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 13.98K | SH | $7.05M 6.01% | 13.98K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 296.52K | SH | $6.05M 5.15% | 296.52K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN GLOBAL HIGSOLE | COM | 410.64K | SH | $4.60M 3.92% | 410.64K | 0.00 | 0.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 227.98K | SH | $4.40M 3.75% | 227.98K | 0.00 | 0.00 |
DNP SELECT INCOME FD INCSOLE | COM | 421.10K | SH | $4.22M 3.59% | 421.10K | 0.00 | 0.00 |
COHEN & STEERS TOTAL RETURNSOLE | COM | 336.21K | SH | $4.07M 3.46% | 336.21K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.81K | SH | $3.88M 3.30% | 5.81K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 183.63K | SH | $3.81M 3.25% | 183.63K | 0.00 | 0.00 |
FIRST TR ENHANCED EQUITY INCSOLE | COM | 158.57K | SH | $3.41M 2.91% | 158.57K | 0.00 | 0.00 |
BLACKROCK CR ALLOCATION INCOSOLE | COM | 286.82K | SH | $3.17M 2.70% | 286.82K | 0.00 | 0.00 |
REAVES UTIL INCOME FDSOLE | COM SH BEN INT | 79.26K | SH | $3.14M 2.67% | 79.26K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | INF TECH ETF | 4.14K | SH | $3.09M 2.63% | 4.14K | 0.00 | 0.00 |
BLACKROCK ENHANCED INTL DIVSOLE | COM BENE INTER | 518.99K | SH | $2.98M 2.54% | 518.99K | 0.00 | 0.00 |
COHEN & STEERS SELECT PFD &SOLE | COM | 134.52K | SH | $2.80M 2.38% | 134.52K | 0.00 | 0.00 |
PIMCO DYNAMIC INCOME FDSOLE | SHS | 138.22K | SH | $2.74M 2.33% | 138.22K | 0.00 | 0.00 |
PIMCO CORPORATE & INCM STRGSOLE | COM | 192.06K | SH | $2.57M 2.19% | 192.06K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 9.93K | SH | $2.54M 2.17% | 9.93K | 0.00 | 0.00 |
COHEN & STEERS INFRASTRUCTURSOLE | COM | 98.70K | SH | $2.45M 2.08% | 98.70K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 118.93K | SH | $2.40M 2.05% | 118.93K | 0.00 | 0.00 |
FLAHERTY & CRUMRINE TOTAL RESOLE | COM | 130.62K | SH | $2.33M 1.98% | 130.62K | 0.00 | 0.00 |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 160.33K | SH | $2.32M 1.97% | 160.33K | 0.00 | 0.00 |
FLAHERTY & CRUMRINE DYNAMICSOLE | SHS | 101.04K | SH | $2.19M 1.86% | 101.04K | 0.00 | 0.00 |
ABRDN HEALTHCARE INVESTORSSOLE | SH BEN INT | 117.34K | SH | $2.17M 1.85% | 117.34K | 0.00 | 0.00 |
BLACKROCK DEBT STRATEGIES FDSOLE | COM NEW | 183.19K | SH | $1.95M 1.66% | 183.19K | 0.00 | 0.00 |
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