Filed: 11/3/2025ACC: 0001172661-25-004549
📋 What this filing means
SMITH ASSET MANAGEMENT CO., LLC filed this quarterly 13F‑HR report disclosing 69 equity positions with a total reported market value of $115.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
69
Positions
$115.84M
Total AUM (reported)
6.64M
Total Shares
Allocation by class
COM$69.26M59.8%
COM SH BEN INT$7.20M6.2%
CL B NEW$6.28M5.4%
SHS$4.47M3.9%
COM NEW$4.46M3.8%
TR UNIT$3.52M3.0%
SH BEN INT$3.48M3.0%
Portfolio Concentration
Top 3$17.77M15.3%
4–10$28.39M24.5%
11–25$39.17M33.8%
Rest$30.51M26.3%
Top 3 weight
15.3%
Top 10 weight
39.8%
Voting Authority Distribution
Total shares with voting rights: 6.64M
Sole
Full voting authority
6.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole69
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings69
Rows:
ARES CAPITAL CORP
SOLEShares294.18K
TypeSH
Market value$6.46M
5.58%
Sole
294.18K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares12.93K
TypeSH
Market value$6.28M
5.42%
Sole
12.93K
Shared
0.00
None
0.00
NUVEEN PFD SECS & INC OPPTY
SOLEShares241.98K
TypeSH
Market value$5.03M
4.34%
Sole
241.98K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN GLOBAL HIG
SOLEShares415.63K
TypeSH
Market value$4.58M
3.95%
Sole
415.63K
Shared
0.00
None
0.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares229.07K
TypeSH
Market value$4.18M
3.61%
Sole
229.07K
Shared
0.00
None
0.00
DNP SELECT INCOME FD INC
SOLEShares422.41K
TypeSH
Market value$4.14M
3.57%
Sole
422.41K
Shared
0.00
None
0.00
COHEN & STEERS TOTAL RETURN
SOLEShares341.90K
TypeSH
Market value$4.12M
3.56%
Sole
341.90K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares187.60K
TypeSH
Market value$4.06M
3.51%
Sole
187.60K
Shared
0.00
None
0.00
EQUITABLE HLDGS INC
SOLEShares67.42K
TypeSH
Market value$3.78M
3.26%
Sole
67.42K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares5.70K
TypeSH
Market value$3.52M
3.04%
Sole
5.70K
Shared
0.00
None
0.00
FIRST TR ENHANCED EQUITY INC
SOLEShares162.18K
TypeSH
Market value$3.32M
2.87%
Sole
162.18K
Shared
0.00
None
0.00
BLACKROCK CR ALLOCATION INCO
SOLEShares294.55K
TypeSH
Market value$3.22M
2.78%
Sole
294.55K
Shared
0.00
None
0.00
BLACKROCK ENHANCED INTL DIV
SOLEShares544.55K
TypeSH
Market value$3.15M
2.72%
Sole
544.55K
Shared
0.00
None
0.00
REAVES UTIL INCOME FD
SOLEShares79.94K
TypeSH
Market value$2.89M
2.50%
Sole
79.94K
Shared
0.00
None
0.00
NUVEEN PFD & INCOME OPPORTUN
SOLEShares353.05K
TypeSH
Market value$2.83M
2.44%
Sole
353.05K
Shared
0.00
None
0.00
COHEN & STEERS SELECT PFD &
SOLEShares135.89K
TypeSH
Market value$2.74M
2.36%
Sole
135.89K
Shared
0.00
None
0.00
COHEN & STEERS INFRASTRUCTUR
SOLEShares100.91K
TypeSH
Market value$2.72M
2.35%
Sole
100.91K
Shared
0.00
None
0.00
PIMCO CORPORATE & INCOME OPP
SOLEShares184.91K
TypeSH
Market value$2.57M
2.22%
Sole
184.91K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares3.79K
TypeSH
Market value$2.52M
2.17%
Sole
3.79K
Shared
0.00
None
0.00
PIMCO DYNAMIC INCOME FD
SOLEShares127.22K
TypeSH
Market value$2.41M
2.08%
Sole
127.22K
Shared
0.00
None
0.00
PIMCO CORPORATE & INCM STRG
SOLEShares182.71K
TypeSH
Market value$2.32M
2.00%
Sole
182.71K
Shared
0.00
None
0.00
FLAHERTY & CRUMRINE TOTAL RE
SOLEShares132.82K
TypeSH
Market value$2.26M
1.95%
Sole
132.82K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares117.64K
TypeSH
Market value$2.21M
1.91%
Sole
117.64K
Shared
0.00
None
0.00
FLAHERTY & CRUMRINE DYNAMIC
SOLEShares100.09K
TypeSH
Market value$2.05M
1.77%
Sole
100.09K
Shared
0.00
None
0.00
APPLE INC
SOLEShares9.52K
TypeSH
Market value$1.95M
1.69%
Sole
9.52K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ARES CAPITAL CORPSOLE | COM | 294.18K | SH | $6.46M 5.58% | 294.18K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 12.93K | SH | $6.28M 5.42% | 12.93K | 0.00 | 0.00 |
NUVEEN PFD SECS & INC OPPTYSOLE | COM | 241.98K | SH | $5.03M 4.34% | 241.98K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN GLOBAL HIGSOLE | COM | 415.63K | SH | $4.58M 3.95% | 415.63K | 0.00 | 0.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 229.07K | SH | $4.18M 3.61% | 229.07K | 0.00 | 0.00 |
DNP SELECT INCOME FD INCSOLE | COM | 422.41K | SH | $4.14M 3.57% | 422.41K | 0.00 | 0.00 |
COHEN & STEERS TOTAL RETURNSOLE | COM | 341.90K | SH | $4.12M 3.56% | 341.90K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 187.60K | SH | $4.06M 3.51% | 187.60K | 0.00 | 0.00 |
EQUITABLE HLDGS INCSOLE | COM | 67.42K | SH | $3.78M 3.26% | 67.42K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.70K | SH | $3.52M 3.04% | 5.70K | 0.00 | 0.00 |
FIRST TR ENHANCED EQUITY INCSOLE | COM | 162.18K | SH | $3.32M 2.87% | 162.18K | 0.00 | 0.00 |
BLACKROCK CR ALLOCATION INCOSOLE | COM | 294.55K | SH | $3.22M 2.78% | 294.55K | 0.00 | 0.00 |
BLACKROCK ENHANCED INTL DIVSOLE | COM BENE INTER | 544.55K | SH | $3.15M 2.72% | 544.55K | 0.00 | 0.00 |
REAVES UTIL INCOME FDSOLE | COM SH BEN INT | 79.94K | SH | $2.89M 2.50% | 79.94K | 0.00 | 0.00 |
NUVEEN PFD & INCOME OPPORTUNSOLE | COM | 353.05K | SH | $2.83M 2.44% | 353.05K | 0.00 | 0.00 |
COHEN & STEERS SELECT PFD &SOLE | COM | 135.89K | SH | $2.74M 2.36% | 135.89K | 0.00 | 0.00 |
COHEN & STEERS INFRASTRUCTURSOLE | COM | 100.91K | SH | $2.72M 2.35% | 100.91K | 0.00 | 0.00 |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 184.91K | SH | $2.57M 2.22% | 184.91K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | INF TECH ETF | 3.79K | SH | $2.52M 2.17% | 3.79K | 0.00 | 0.00 |
PIMCO DYNAMIC INCOME FDSOLE | SHS | 127.22K | SH | $2.41M 2.08% | 127.22K | 0.00 | 0.00 |
PIMCO CORPORATE & INCM STRGSOLE | COM | 182.71K | SH | $2.32M 2.00% | 182.71K | 0.00 | 0.00 |
FLAHERTY & CRUMRINE TOTAL RESOLE | COM | 132.82K | SH | $2.26M 1.95% | 132.82K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 117.64K | SH | $2.21M 1.91% | 117.64K | 0.00 | 0.00 |
FLAHERTY & CRUMRINE DYNAMICSOLE | SHS | 100.09K | SH | $2.05M 1.77% | 100.09K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 9.52K | SH | $1.95M 1.69% | 9.52K | 0.00 | 0.00 |
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