SIMS INVESTMENT MANAGEMENT, LLC

PrivateCIK: 2053807
Location

CINCINNATI, OH

35
Positions
$272.13M
Total AUM (reported)
8.89M
Total Shares

Allocation by class

TOTAL AUM$272.13M35 positions
US LRG CAP ETF$84.77M31.1%
US SML CAP ETF$50.45M18.5%
NASDAQ 100 COVER$19.69M7.2%
US DIVIDEND EQ$17.11M6.3%
COM$17.00M6.2%
S&P 500 COVERED$16.71M6.1%
MULTIFACTR SML$14.99M5.5%

Portfolio Concentration

Top 356.9%4–1030.1%11–2511.6%Rest1.4%TOP 1087.0%0%100%
Top 3$154.91M56.9%
4–10$81.97M30.1%
11–25$31.52M11.6%
Rest$3.73M1.4%

Top 3 weight

56.9%

Top 10 weight

87.0%

Voting Authority Distribution

Total shares with voting rights: 8.89M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

8.89M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole35
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings35
Rows:

SCHWAB STRATEGIC TR

SOLE
US LRG CAP ETF
Shares3.31M
TypeSH
Market value$84.77M
31.15%
Sole
0.00
Shared
0.00
None
3.31M

SCHWAB STRATEGIC TR

SOLE
US SML CAP ETF
Shares1.73M
TypeSH
Market value$50.45M
18.54%
Sole
0.00
Shared
0.00
None
1.73M

GLOBAL X FDS

SOLE
NASDAQ 100 COVER
Shares1.15M
TypeSH
Market value$19.69M
7.24%
Sole
0.00
Shared
0.00
None
1.15M

SCHWAB STRATEGIC TR

SOLE
US DIVIDEND EQ
Shares557.81K
TypeSH
Market value$17.11M
6.29%
Sole
0.00
Shared
0.00
None
557.81K

GLOBAL X FDS

SOLE
S&P 500 COVERED
Shares426.98K
TypeSH
Market value$16.71M
6.14%
Sole
0.00
Shared
0.00
None
426.98K

JOHN HANCOCK EXCHANGE TRADED

SOLE
MULTIFACTR SML
Shares349.39K
TypeSH
Market value$14.99M
5.51%
Sole
0.00
Shared
0.00
None
349.39K

INVESCO EXCH TRADED FD TR II

SOLE
NASDAQ 100 ETF
Shares48.24K
TypeSH
Market value$11.46M
4.21%
Sole
0.00
Shared
0.00
None
48.24K

SCHWAB STRATEGIC TR

SOLE
SHT TM US TRES
Shares422.63K
TypeSH
Market value$10.26M
3.77%
Sole
0.00
Shared
0.00
None
422.63K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares10.63K
TypeSH
Market value$6.14M
2.26%
Sole
0.00
Shared
0.00
None
10.63K

EATON VANCE TAX-MANAGED BUY-

SOLE
COM
Shares387.93K
TypeSH
Market value$5.30M
1.95%
Sole
0.00
Shared
0.00
None
387.93K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares22.75K
TypeSH
Market value$4.46M
1.64%
Sole
0.00
Shared
0.00
None
22.75K

VANECK ETF TRUST

SOLE
SEMICONDUCTR ETF
Shares11.31K
TypeSH
Market value$4.33M
1.59%
Sole
0.00
Shared
0.00
None
11.31K

ISHARES TR

SOLE
20 YR TR BD ETF
Shares45.17K
TypeSH
Market value$3.92M
1.44%
Sole
0.00
Shared
0.00
None
45.17K

UBER TECHNOLOGIES INC

SOLE
COM
Shares47.93K
TypeSH
Market value$3.45M
1.27%
Sole
0.00
Shared
0.00
None
47.93K

VANGUARD SCOTTSDALE FDS

SOLE
SHRT TRM CORP BD
Shares33.66K
TypeSH
Market value$2.67M
0.98%
Sole
0.00
Shared
0.00
None
33.66K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares3.55K
TypeSH
Market value$2.12M
0.78%
Sole
0.00
Shared
0.00
None
3.55K

TESLA INC

SOLE
COM
Shares5.59K
TypeSH
Market value$2.08M
0.76%
Sole
0.00
Shared
0.00
None
5.59K

CARNIVAL CORP

SOLE
COMMON STOCK
Shares56.30K
TypeSH
Market value$1.46M
0.54%
Sole
0.00
Shared
0.00
None
56.30K

EATON VANCE TAX MNGED BUY WR

SOLE
COM
Shares100.47K
TypeSH
Market value$1.45M
0.53%
Sole
0.00
Shared
0.00
None
100.47K

PURSUIT ATTRACTIONS AND HOSP

SOLE
COM
Shares37.16K
TypeSH
Market value$1.36M
0.50%
Sole
0.00
Shared
0.00
None
37.16K

META PLATFORMS INC

SOLE
CL A
Shares2.35K
TypeSH
Market value$1.35M
0.49%
Sole
0.00
Shared
0.00
None
2.35K

NUVEEN S&P 500 DYNAMIC OVERW

SOLE
COM
Shares50.46K
TypeSH
Market value$810.9K
0.30%
Sole
0.00
Shared
0.00
None
50.46K

SCHWAB STRATEGIC TR

SOLE
US MID-CAP ETF
Shares24.18K
TypeSH
Market value$748.6K
0.28%
Sole
0.00
Shared
0.00
None
24.18K

VANGUARD BD INDEX FDS

SOLE
TOTAL BND MRKT
Shares9.65K
TypeSH
Market value$710.3K
0.26%
Sole
0.00
Shared
0.00
None
9.65K

UNITEDHEALTH GROUP INC

SOLE
COM
Shares2.26K
TypeSH
Market value$611.7K
0.22%
Sole
0.00
Shared
0.00
None
2.26K
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