SIMS INVESTMENT MANAGEMENT, LLC

PrivateCIK: 2053807

Location

CINCINNATI, OH

184

Positions

$323.43M

Total AUM (reported)

9.03M

Total Shares

Allocation by class

US LRG CAP ETF$98.59M30.5%

US SML CAP ETF$62.67M19.4%

COM$21.36M6.6%

NASDAQ 100 COVER$20.14M6.2%

MULTIFACTR SML$18.22M5.6%

US DIVIDEND EQ$18.04M5.6%

S&P 500 COVERED$17.89M5.5%

Portfolio Concentration

Top 3$181.40M56.1%

4–10$95.24M29.4%

11–25$37.99M11.7%

Rest$8.80M2.7%

Top 3 weight

56.1%

Top 10 weight

85.5%

Voting Authority Distribution

Total shares with voting rights: 9.03M

Sole

Full voting authority

62.18K

% of voting shares0.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

8.97M

% of voting shares99.3%

Investment Discretion (by position count)

Sole184

Shared0

Other0

Dominant voting typeNone · 99.3% of voting shares

Institutional Holdings184

Rows:

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares3.35M

TypeSH

Market value$98.59M

30.48%

Sole

17.52K

Shared

0.00

None

3.33M

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares1.73M

TypeSH

Market value$62.67M

19.38%

Sole

5.08K

Shared

0.00

None

1.73M

GLOBAL X FDS

SOLE

NASDAQ 100 COVER

Shares1.09M

TypeSH

Market value$20.14M

6.23%

Sole

12.60K

Shared

0.00

None

1.08M

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTR SML

Shares375.26K

TypeSH

Market value$18.22M

5.63%

Sole

2.66K

Shared

0.00

None

372.59K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares568.96K

TypeSH

Market value$18.04M

5.58%

Sole

6.69K

Shared

0.00

None

562.27K

GLOBAL X FDS

SOLE

S&P 500 COVERED

Shares438.54K

TypeSH

Market value$17.89M

5.53%

Sole

5.81K

Shared

0.00

None

432.73K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares49.84K

TypeSH

Market value$15.10M

4.67%

Sole

290.00

Shared

0.00

None

49.55K

SCHWAB STRATEGIC TR

SOLE

SHT TM US TRES

Shares455.54K

TypeSH

Market value$11.00M

3.40%

Sole

2.31K

Shared

0.00

None

453.22K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares10.62K

TypeSH

Market value$7.82M

2.42%

Sole

0.00

Shared

0.00

None

10.62K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares10.94K

TypeSH

Market value$7.18M

2.22%

Sole

10.00

Shared

0.00

None

10.93K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares31.77K

TypeSH

Market value$6.92M

2.14%

Sole

47.00

Shared

0.00

None

31.72K

EATON VANCE TAX-MANAGED BUY-

SOLE

COM

Shares386.08K

TypeSH

Market value$5.74M

1.78%

Sole

0.00

Shared

0.00

None

386.08K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares46.56K

TypeSH

Market value$4.02M

1.24%

Sole

221.00

Shared

0.00

None

46.34K

UBER TECHNOLOGIES INC

SOLE

COM

Shares49.80K

TypeSH

Market value$3.59M

1.11%

Sole

100.00

Shared

0.00

None

49.70K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares39.78K

TypeSH

Market value$3.14M

0.97%

Sole

885.00

Shared

0.00

None

38.89K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.58K

TypeSH

Market value$2.46M

0.76%

Sole

0.00

Shared

0.00

None

3.58K

TESLA INC

SOLE

COM

Shares5.67K

TypeSH

Market value$2.38M

0.74%

Sole

78.00

Shared

0.00

None

5.59K

PURSUIT ATTRACTIONS AND HOSP

SOLE

COM

Shares37.11K

TypeSH

Market value$2.08M

0.64%

Sole

0.00

Shared

0.00

None

37.11K

CARNIVAL CORP LTD

SOLE

COMMON SHARES

Shares56.20K

TypeSH

Market value$1.61M

0.50%

Sole

0.00

Shared

0.00

None

56.20K

EATON VANCE TAX MNGED BUY WR

SOLE

COM

Shares100.47K

TypeSH

Market value$1.56M

0.48%

Sole

0.00

Shared

0.00

None

100.47K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares2.45K

TypeSH

Market value$1.02M

0.31%

Sole

0.00

Shared

0.00

None

2.45K

NUVEEN S&P 500 DYNAMIC OVERW

SOLE

COM

Shares50.46K

TypeSH

Market value$940.6K

0.29%

Sole

0.00

Shared

0.00

None

50.46K

META PLATFORMS INC

SOLE

CL A

Shares1.64K

TypeSH

Market value$921.5K

0.28%

Sole

0.00

Shared

0.00

None

1.64K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares24.18K

TypeSH

Market value$891.5K

0.28%

Sole

0.00

Shared

0.00

None

24.18K

SIX FLAGS ENTERTAINMENT CORP

SOLE

COM

Shares33K

TypeSH

Market value$702.9K

0.22%

Sole

0.00

Shared

0.00

None

33K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	3.35M	SH	$98.59M 30.48%	17.52K	3.33M
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	1.73M	SH	$62.67M 19.38%	5.08K	1.73M
GLOBAL X FDSSOLE	NASDAQ 100 COVER	1.09M	SH	$20.14M 6.23%	12.60K	1.08M
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTR SML	375.26K	SH	$18.22M 5.63%	2.66K	372.59K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	568.96K	SH	$18.04M 5.58%	6.69K	562.27K
GLOBAL X FDSSOLE	S&P 500 COVERED	438.54K	SH	$17.89M 5.53%	5.81K	432.73K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	49.84K	SH	$15.10M 4.67%	290.00	49.55K
SCHWAB STRATEGIC TRSOLE	SHT TM US TRES	455.54K	SH	$11.00M 3.40%	2.31K	453.22K
INVESCO QQQ TRSOLE	UNIT SER 1	10.62K	SH	$7.82M 2.42%	0.00	10.62K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	10.94K	SH	$7.18M 2.22%	10.00	10.93K
VANGUARD INDEX FDSSOLE	VALUE ETF	31.77K	SH	$6.92M 2.14%	47.00	31.72K
EATON VANCE TAX-MANAGED BUY-SOLE	COM	386.08K	SH	$5.74M 1.78%	0.00	386.08K
ISHARES TRSOLE	20 YR TR BD ETF	46.56K	SH	$4.02M 1.24%	221.00	46.34K
UBER TECHNOLOGIES INCSOLE	COM	49.80K	SH	$3.59M 1.11%	100.00	49.70K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	39.78K	SH	$3.14M 0.97%	885.00	38.89K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.58K	SH	$2.46M 0.76%	0.00	3.58K
TESLA INCSOLE	COM	5.67K	SH	$2.38M 0.74%	78.00	5.59K
PURSUIT ATTRACTIONS AND HOSPSOLE	COM	37.11K	SH	$2.08M 0.64%	0.00	37.11K
CARNIVAL CORP LTDSOLE	COMMON SHARES	56.20K	SH	$1.61M 0.50%	0.00	56.20K
EATON VANCE TAX MNGED BUY WRSOLE	COM	100.47K	SH	$1.56M 0.48%	0.00	100.47K
UNITEDHEALTH GROUP INCSOLE	COM	2.45K	SH	$1.02M 0.31%	0.00	2.45K
NUVEEN S&P 500 DYNAMIC OVERWSOLE	COM	50.46K	SH	$940.6K 0.29%	0.00	50.46K
META PLATFORMS INCSOLE	CL A	1.64K	SH	$921.5K 0.28%	0.00	1.64K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	24.18K	SH	$891.5K 0.28%	0.00	24.18K
SIX FLAGS ENTERTAINMENT CORPSOLE	COM	33K	SH	$702.9K 0.22%	0.00	33K

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