Filed: 10/13/2026ACC: 0002053807-26-000007
📋 What this filing means
SIMS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $320.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
39
Positions
$320.31M
Total AUM (reported)
9.21M
Total Shares
Allocation by class
US LRG CAP ETF$101.36M31.6%
US SML CAP ETF$56.63M17.7%
NASDAQ 100 COVER$22.01M6.9%
S&P 500 COVERED$19.15M6.0%
US DIVIDEND EQ$18.93M5.9%
COM$18.73M5.8%
MULTIFACTR SML$17.73M5.5%
Portfolio Concentration
Top 3$180.00M56.2%
4–10$98.05M30.6%
11–25$37.23M11.6%
Rest$5.04M1.6%
Top 3 weight
56.2%
Top 10 weight
86.8%
Voting Authority Distribution
Total shares with voting rights: 9.21M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.21M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole39
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings39
Rows:
SCHWAB STRATEGIC TR
SOLEShares3.38M
TypeSH
Market value$101.36M
31.64%
Sole
0.00
Shared
0.00
None
3.38M
SCHWAB STRATEGIC TR
SOLEShares1.74M
TypeSH
Market value$56.63M
17.68%
Sole
0.00
Shared
0.00
None
1.74M
GLOBAL X FDS
SOLEShares1.19M
TypeSH
Market value$22.01M
6.87%
Sole
0.00
Shared
0.00
None
1.19M
GLOBAL X FDS
SOLEShares461.18K
TypeSH
Market value$19.15M
5.98%
Sole
0.00
Shared
0.00
None
461.18K
SCHWAB STRATEGIC TR
SOLEShares582K
TypeSH
Market value$18.93M
5.91%
Sole
0.00
Shared
0.00
None
582K
JOHN HANCOCK EXCHANGE TRADED
SOLEShares390.02K
TypeSH
Market value$17.73M
5.53%
Sole
0.00
Shared
0.00
None
390.02K
INVESCO EXCH TRADED FD TR II
SOLEShares50.81K
TypeSH
Market value$15.48M
4.83%
Sole
0.00
Shared
0.00
None
50.81K
SCHWAB STRATEGIC TR
SOLEShares471.68K
TypeSH
Market value$11.25M
3.51%
Sole
0.00
Shared
0.00
None
471.68K
INVESCO QQQ TR
SOLEShares10.60K
TypeSH
Market value$7.84M
2.45%
Sole
0.00
Shared
0.00
None
10.60K
VANGUARD INDEX FDS
SOLEShares35.47K
TypeSH
Market value$7.66M
2.39%
Sole
0.00
Shared
0.00
None
35.47K
VANECK ETF TRUST
SOLEShares10.90K
TypeSH
Market value$6.64M
2.07%
Sole
0.00
Shared
0.00
None
10.90K
EATON VANCE TAX-MANAGED BUY-
SOLEShares385.40K
TypeSH
Market value$5.75M
1.80%
Sole
0.00
Shared
0.00
None
385.40K
ISHARES TR
SOLEShares53.74K
TypeSH
Market value$4.18M
1.30%
Sole
0.00
Shared
0.00
None
53.74K
UBER TECHNOLOGIES INC
SOLEShares51.48K
TypeSH
Market value$3.53M
1.10%
Sole
0.00
Shared
0.00
None
51.48K
VANGUARD SCOTTSDALE FDS
SOLEShares43.40K
TypeSH
Market value$3.35M
1.05%
Sole
0.00
Shared
0.00
None
43.40K
VANGUARD INDEX FDS
SOLEShares3.58K
TypeSH
Market value$2.51M
0.78%
Sole
0.00
Shared
0.00
None
3.58K
TESLA INC
SOLEShares5.62K
TypeSH
Market value$1.99M
0.62%
Sole
0.00
Shared
0.00
None
5.62K
PURSUIT ATTRACTIONS AND HOSP
SOLEShares36.76K
TypeSH
Market value$1.83M
0.57%
Sole
0.00
Shared
0.00
None
36.76K
EATON VANCE TAX MNGED BUY WR
SOLEShares100.47K
TypeSH
Market value$1.54M
0.48%
Sole
0.00
Shared
0.00
None
100.47K
CARNIVAL CORP LTD
SOLEShares56.78K
TypeSH
Market value$1.39M
0.44%
Sole
0.00
Shared
0.00
None
56.78K
META PLATFORMS INC
SOLEShares1.64K
TypeSH
Market value$1.19M
0.37%
Sole
0.00
Shared
0.00
None
1.64K
UNITEDHEALTH GROUP INC
SOLEShares2.56K
TypeSH
Market value$940.9K
0.29%
Sole
0.00
Shared
0.00
None
2.56K
NUVEEN S&P 500 DYNAMIC OVERW
SOLEShares50.46K
TypeSH
Market value$933.0K
0.29%
Sole
0.00
Shared
0.00
None
50.46K
SCHWAB STRATEGIC TR
SOLEShares24.18K
TypeSH
Market value$822.6K
0.26%
Sole
0.00
Shared
0.00
None
24.18K
VANGUARD BD INDEX FDS
SOLEShares9.05K
TypeSH
Market value$634.8K
0.20%
Sole
0.00
Shared
0.00
None
9.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 3.38M | SH | $101.36M 31.64% | 0.00 | 0.00 | 3.38M |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 1.74M | SH | $56.63M 17.68% | 0.00 | 0.00 | 1.74M |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 1.19M | SH | $22.01M 6.87% | 0.00 | 0.00 | 1.19M |
GLOBAL X FDSSOLE | S&P 500 COVERED | 461.18K | SH | $19.15M 5.98% | 0.00 | 0.00 | 461.18K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 582K | SH | $18.93M 5.91% | 0.00 | 0.00 | 582K |
JOHN HANCOCK EXCHANGE TRADEDSOLE | MULTIFACTR SML | 390.02K | SH | $17.73M 5.53% | 0.00 | 0.00 | 390.02K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 50.81K | SH | $15.48M 4.83% | 0.00 | 0.00 | 50.81K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 471.68K | SH | $11.25M 3.51% | 0.00 | 0.00 | 471.68K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.60K | SH | $7.84M 2.45% | 0.00 | 0.00 | 10.60K |
VANGUARD INDEX FDSSOLE | MRNGSTR VAL ETF | 35.47K | SH | $7.66M 2.39% | 0.00 | 0.00 | 35.47K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 10.90K | SH | $6.64M 2.07% | 0.00 | 0.00 | 10.90K |
EATON VANCE TAX-MANAGED BUY-SOLE | COM | 385.40K | SH | $5.75M 1.80% | 0.00 | 0.00 | 385.40K |
ISHARES TRSOLE | 20 YR TR BD ETF | 53.74K | SH | $4.18M 1.30% | 0.00 | 0.00 | 53.74K |
UBER TECHNOLOGIES INCSOLE | COM | 51.48K | SH | $3.53M 1.10% | 0.00 | 0.00 | 51.48K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 43.40K | SH | $3.35M 1.05% | 0.00 | 0.00 | 43.40K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 3.58K | SH | $2.51M 0.78% | 0.00 | 0.00 | 3.58K |
TESLA INCSOLE | COM | 5.62K | SH | $1.99M 0.62% | 0.00 | 0.00 | 5.62K |
PURSUIT ATTRACTIONS AND HOSPSOLE | COM | 36.76K | SH | $1.83M 0.57% | 0.00 | 0.00 | 36.76K |
EATON VANCE TAX MNGED BUY WRSOLE | COM | 100.47K | SH | $1.54M 0.48% | 0.00 | 0.00 | 100.47K |
CARNIVAL CORP LTDSOLE | COMMON SHARES | 56.78K | SH | $1.39M 0.44% | 0.00 | 0.00 | 56.78K |
META PLATFORMS INCSOLE | CL A | 1.64K | SH | $1.19M 0.37% | 0.00 | 0.00 | 1.64K |
UNITEDHEALTH GROUP INCSOLE | COM | 2.56K | SH | $940.9K 0.29% | 0.00 | 0.00 | 2.56K |
NUVEEN S&P 500 DYNAMIC OVERWSOLE | COM | 50.46K | SH | $933.0K 0.29% | 0.00 | 0.00 | 50.46K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 24.18K | SH | $822.6K 0.26% | 0.00 | 0.00 | 24.18K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 9.05K | SH | $634.8K 0.20% | 0.00 | 0.00 | 9.05K |
Page 1 of 2