Filed: 4/21/2026ACC: 0002053807-26-000004
📋 What this filing means
SIMS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 35 equity positions with a total reported market value of $272.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
35
Positions
$272.13M
Total AUM (reported)
8.89M
Total Shares
Allocation by class
US LRG CAP ETF$84.77M31.1%
US SML CAP ETF$50.45M18.5%
NASDAQ 100 COVER$19.69M7.2%
US DIVIDEND EQ$17.11M6.3%
COM$17.00M6.2%
S&P 500 COVERED$16.71M6.1%
MULTIFACTR SML$14.99M5.5%
Portfolio Concentration
Top 3$154.91M56.9%
4–10$81.97M30.1%
11–25$31.52M11.6%
Rest$3.73M1.4%
Top 3 weight
56.9%
Top 10 weight
87.0%
Voting Authority Distribution
Total shares with voting rights: 8.89M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.89M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole35
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings35
Rows:
SCHWAB STRATEGIC TR
SOLEShares3.31M
TypeSH
Market value$84.77M
31.15%
Sole
0.00
Shared
0.00
None
3.31M
SCHWAB STRATEGIC TR
SOLEShares1.73M
TypeSH
Market value$50.45M
18.54%
Sole
0.00
Shared
0.00
None
1.73M
GLOBAL X FDS
SOLEShares1.15M
TypeSH
Market value$19.69M
7.24%
Sole
0.00
Shared
0.00
None
1.15M
SCHWAB STRATEGIC TR
SOLEShares557.81K
TypeSH
Market value$17.11M
6.29%
Sole
0.00
Shared
0.00
None
557.81K
GLOBAL X FDS
SOLEShares426.98K
TypeSH
Market value$16.71M
6.14%
Sole
0.00
Shared
0.00
None
426.98K
JOHN HANCOCK EXCHANGE TRADED
SOLEShares349.39K
TypeSH
Market value$14.99M
5.51%
Sole
0.00
Shared
0.00
None
349.39K
INVESCO EXCH TRADED FD TR II
SOLEShares48.24K
TypeSH
Market value$11.46M
4.21%
Sole
0.00
Shared
0.00
None
48.24K
SCHWAB STRATEGIC TR
SOLEShares422.63K
TypeSH
Market value$10.26M
3.77%
Sole
0.00
Shared
0.00
None
422.63K
INVESCO QQQ TR
SOLEShares10.63K
TypeSH
Market value$6.14M
2.26%
Sole
0.00
Shared
0.00
None
10.63K
EATON VANCE TAX-MANAGED BUY-
SOLEShares387.93K
TypeSH
Market value$5.30M
1.95%
Sole
0.00
Shared
0.00
None
387.93K
VANGUARD INDEX FDS
SOLEShares22.75K
TypeSH
Market value$4.46M
1.64%
Sole
0.00
Shared
0.00
None
22.75K
VANECK ETF TRUST
SOLEShares11.31K
TypeSH
Market value$4.33M
1.59%
Sole
0.00
Shared
0.00
None
11.31K
ISHARES TR
SOLEShares45.17K
TypeSH
Market value$3.92M
1.44%
Sole
0.00
Shared
0.00
None
45.17K
UBER TECHNOLOGIES INC
SOLEShares47.93K
TypeSH
Market value$3.45M
1.27%
Sole
0.00
Shared
0.00
None
47.93K
VANGUARD SCOTTSDALE FDS
SOLEShares33.66K
TypeSH
Market value$2.67M
0.98%
Sole
0.00
Shared
0.00
None
33.66K
VANGUARD INDEX FDS
SOLEShares3.55K
TypeSH
Market value$2.12M
0.78%
Sole
0.00
Shared
0.00
None
3.55K
TESLA INC
SOLEShares5.59K
TypeSH
Market value$2.08M
0.76%
Sole
0.00
Shared
0.00
None
5.59K
CARNIVAL CORP
SOLEShares56.30K
TypeSH
Market value$1.46M
0.54%
Sole
0.00
Shared
0.00
None
56.30K
EATON VANCE TAX MNGED BUY WR
SOLEShares100.47K
TypeSH
Market value$1.45M
0.53%
Sole
0.00
Shared
0.00
None
100.47K
PURSUIT ATTRACTIONS AND HOSP
SOLEShares37.16K
TypeSH
Market value$1.36M
0.50%
Sole
0.00
Shared
0.00
None
37.16K
META PLATFORMS INC
SOLEShares2.35K
TypeSH
Market value$1.35M
0.49%
Sole
0.00
Shared
0.00
None
2.35K
NUVEEN S&P 500 DYNAMIC OVERW
SOLEShares50.46K
TypeSH
Market value$810.9K
0.30%
Sole
0.00
Shared
0.00
None
50.46K
SCHWAB STRATEGIC TR
SOLEShares24.18K
TypeSH
Market value$748.6K
0.28%
Sole
0.00
Shared
0.00
None
24.18K
VANGUARD BD INDEX FDS
SOLEShares9.65K
TypeSH
Market value$710.3K
0.26%
Sole
0.00
Shared
0.00
None
9.65K
UNITEDHEALTH GROUP INC
SOLEShares2.26K
TypeSH
Market value$611.7K
0.22%
Sole
0.00
Shared
0.00
None
2.26K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 3.31M | SH | $84.77M 31.15% | 0.00 | 0.00 | 3.31M |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 1.73M | SH | $50.45M 18.54% | 0.00 | 0.00 | 1.73M |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 1.15M | SH | $19.69M 7.24% | 0.00 | 0.00 | 1.15M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 557.81K | SH | $17.11M 6.29% | 0.00 | 0.00 | 557.81K |
GLOBAL X FDSSOLE | S&P 500 COVERED | 426.98K | SH | $16.71M 6.14% | 0.00 | 0.00 | 426.98K |
JOHN HANCOCK EXCHANGE TRADEDSOLE | MULTIFACTR SML | 349.39K | SH | $14.99M 5.51% | 0.00 | 0.00 | 349.39K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 48.24K | SH | $11.46M 4.21% | 0.00 | 0.00 | 48.24K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 422.63K | SH | $10.26M 3.77% | 0.00 | 0.00 | 422.63K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.63K | SH | $6.14M 2.26% | 0.00 | 0.00 | 10.63K |
EATON VANCE TAX-MANAGED BUY-SOLE | COM | 387.93K | SH | $5.30M 1.95% | 0.00 | 0.00 | 387.93K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 22.75K | SH | $4.46M 1.64% | 0.00 | 0.00 | 22.75K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 11.31K | SH | $4.33M 1.59% | 0.00 | 0.00 | 11.31K |
ISHARES TRSOLE | 20 YR TR BD ETF | 45.17K | SH | $3.92M 1.44% | 0.00 | 0.00 | 45.17K |
UBER TECHNOLOGIES INCSOLE | COM | 47.93K | SH | $3.45M 1.27% | 0.00 | 0.00 | 47.93K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 33.66K | SH | $2.67M 0.98% | 0.00 | 0.00 | 33.66K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 3.55K | SH | $2.12M 0.78% | 0.00 | 0.00 | 3.55K |
TESLA INCSOLE | COM | 5.59K | SH | $2.08M 0.76% | 0.00 | 0.00 | 5.59K |
CARNIVAL CORPSOLE | COMMON STOCK | 56.30K | SH | $1.46M 0.54% | 0.00 | 0.00 | 56.30K |
EATON VANCE TAX MNGED BUY WRSOLE | COM | 100.47K | SH | $1.45M 0.53% | 0.00 | 0.00 | 100.47K |
PURSUIT ATTRACTIONS AND HOSPSOLE | COM | 37.16K | SH | $1.36M 0.50% | 0.00 | 0.00 | 37.16K |
META PLATFORMS INCSOLE | CL A | 2.35K | SH | $1.35M 0.49% | 0.00 | 0.00 | 2.35K |
NUVEEN S&P 500 DYNAMIC OVERWSOLE | COM | 50.46K | SH | $810.9K 0.30% | 0.00 | 0.00 | 50.46K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 24.18K | SH | $748.6K 0.28% | 0.00 | 0.00 | 24.18K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 9.65K | SH | $710.3K 0.26% | 0.00 | 0.00 | 9.65K |
UNITEDHEALTH GROUP INCSOLE | COM | 2.26K | SH | $611.7K 0.22% | 0.00 | 0.00 | 2.26K |
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