Filed: 1/16/2026ACC: 0002053807-26-000001
📋 What this filing means
SIMS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 43 equity positions with a total reported market value of $282.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
43
Positions
$282.93M
Total AUM (reported)
9.08M
Total Shares
Allocation by class
US LRG CAP ETF$92.04M32.5%
US SML CAP ETF$52.16M18.4%
COM$22.11M7.8%
NASDAQ 100 COVER$19.63M6.9%
US DIVIDEND EQ$17.00M6.0%
S&P 500 COVERED$16.77M5.9%
MULTIFACTR SML$13.52M4.8%
Portfolio Concentration
Top 3$163.83M57.9%
4–10$82.35M29.1%
11–25$29.58M10.5%
Rest$7.17M2.5%
Top 3 weight
57.9%
Top 10 weight
87.0%
Voting Authority Distribution
Total shares with voting rights: 9.08M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.08M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole43
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings43
Rows:
SCHWAB STRATEGIC TR
SOLEShares3.42M
TypeSH
Market value$92.04M
32.53%
Sole
0.00
Shared
0.00
None
3.42M
SCHWAB STRATEGIC TR
SOLEShares1.83M
TypeSH
Market value$52.16M
18.43%
Sole
0.00
Shared
0.00
None
1.83M
GLOBAL X FDS
SOLEShares1.11M
TypeSH
Market value$19.63M
6.94%
Sole
0.00
Shared
0.00
None
1.11M
SCHWAB STRATEGIC TR
SOLEShares619.66K
TypeSH
Market value$17.00M
6.01%
Sole
0.00
Shared
0.00
None
619.66K
GLOBAL X FDS
SOLEShares412.82K
TypeSH
Market value$16.77M
5.93%
Sole
0.00
Shared
0.00
None
412.82K
JOHN HANCOCK EXCHANGE TRADED
SOLEShares321.95K
TypeSH
Market value$13.52M
4.78%
Sole
0.00
Shared
0.00
None
321.95K
INVESCO EXCH TRADED FD TR II
SOLEShares47.15K
TypeSH
Market value$11.93M
4.21%
Sole
0.00
Shared
0.00
None
47.15K
SCHWAB STRATEGIC TR
SOLEShares410.84K
TypeSH
Market value$10.01M
3.54%
Sole
0.00
Shared
0.00
None
410.84K
INVESCO QQQ TR
SOLEShares12.27K
TypeSH
Market value$7.54M
2.66%
Sole
0.00
Shared
0.00
None
12.27K
EATON VANCE TAX-MANAGED BUY-
SOLEShares388.91K
TypeSH
Market value$5.58M
1.97%
Sole
0.00
Shared
0.00
None
388.91K
VANECK ETF TRUST
SOLEShares11.99K
TypeSH
Market value$4.32M
1.53%
Sole
0.00
Shared
0.00
None
11.99K
UBER TECHNOLOGIES INC
SOLEShares45.60K
TypeSH
Market value$3.73M
1.32%
Sole
0.00
Shared
0.00
None
45.60K
ISHARES TR
SOLEShares40.23K
TypeSH
Market value$3.51M
1.24%
Sole
0.00
Shared
0.00
None
40.23K
VANGUARD SCOTTSDALE FDS
SOLEShares33.46K
TypeSH
Market value$2.67M
0.94%
Sole
0.00
Shared
0.00
None
33.46K
TESLA INC
SOLEShares5.88K
TypeSH
Market value$2.64M
0.93%
Sole
0.00
Shared
0.00
None
5.88K
VANGUARD INDEX FDS
SOLEShares3.55K
TypeSH
Market value$2.22M
0.79%
Sole
0.00
Shared
0.00
None
3.55K
META PLATFORMS INC
SOLEShares2.82K
TypeSH
Market value$1.86M
0.66%
Sole
0.00
Shared
0.00
None
2.82K
CARNIVAL CORP
SOLEShares55.83K
TypeSH
Market value$1.71M
0.60%
Sole
0.00
Shared
0.00
None
55.83K
EATON VANCE TAX MNGED BUY WR
SOLEShares100.47K
TypeSH
Market value$1.53M
0.54%
Sole
0.00
Shared
0.00
None
100.47K
PURSUIT ATTRACTIONS AND HOSP
SOLEShares36.90K
TypeSH
Market value$1.24M
0.44%
Sole
0.00
Shared
0.00
None
36.90K
NVIDIA CORPORATION
SOLEShares5.42K
TypeSH
Market value$1.01M
0.36%
Sole
0.00
Shared
0.00
None
5.42K
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares60.10K
TypeSH
Market value$883.5K
0.31%
Sole
0.00
Shared
0.00
None
60.10K
APPLE INC
SOLEShares2.94K
TypeSH
Market value$800.1K
0.28%
Sole
0.00
Shared
0.00
None
2.94K
SCHWAB STRATEGIC TR
SOLEShares24.18K
TypeSH
Market value$727.1K
0.26%
Sole
0.00
Shared
0.00
None
24.18K
UNITEDHEALTH GROUP INC
SOLEShares2.20K
TypeSH
Market value$726.7K
0.26%
Sole
0.00
Shared
0.00
None
2.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 3.42M | SH | $92.04M 32.53% | 0.00 | 0.00 | 3.42M |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 1.83M | SH | $52.16M 18.43% | 0.00 | 0.00 | 1.83M |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 1.11M | SH | $19.63M 6.94% | 0.00 | 0.00 | 1.11M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 619.66K | SH | $17.00M 6.01% | 0.00 | 0.00 | 619.66K |
GLOBAL X FDSSOLE | S&P 500 COVERED | 412.82K | SH | $16.77M 5.93% | 0.00 | 0.00 | 412.82K |
JOHN HANCOCK EXCHANGE TRADEDSOLE | MULTIFACTR SML | 321.95K | SH | $13.52M 4.78% | 0.00 | 0.00 | 321.95K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 47.15K | SH | $11.93M 4.21% | 0.00 | 0.00 | 47.15K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 410.84K | SH | $10.01M 3.54% | 0.00 | 0.00 | 410.84K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 12.27K | SH | $7.54M 2.66% | 0.00 | 0.00 | 12.27K |
EATON VANCE TAX-MANAGED BUY-SOLE | COM | 388.91K | SH | $5.58M 1.97% | 0.00 | 0.00 | 388.91K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 11.99K | SH | $4.32M 1.53% | 0.00 | 0.00 | 11.99K |
UBER TECHNOLOGIES INCSOLE | COM | 45.60K | SH | $3.73M 1.32% | 0.00 | 0.00 | 45.60K |
ISHARES TRSOLE | 20 YR TR BD ETF | 40.23K | SH | $3.51M 1.24% | 0.00 | 0.00 | 40.23K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 33.46K | SH | $2.67M 0.94% | 0.00 | 0.00 | 33.46K |
TESLA INCSOLE | COM | 5.88K | SH | $2.64M 0.93% | 0.00 | 0.00 | 5.88K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 3.55K | SH | $2.22M 0.79% | 0.00 | 0.00 | 3.55K |
META PLATFORMS INCSOLE | CL A | 2.82K | SH | $1.86M 0.66% | 0.00 | 0.00 | 2.82K |
CARNIVAL CORPSOLE | UNIT 99/99/9999 | 55.83K | SH | $1.71M 0.60% | 0.00 | 0.00 | 55.83K |
EATON VANCE TAX MNGED BUY WRSOLE | COM | 100.47K | SH | $1.53M 0.54% | 0.00 | 0.00 | 100.47K |
PURSUIT ATTRACTIONS AND HOSPSOLE | COM | 36.90K | SH | $1.24M 0.44% | 0.00 | 0.00 | 36.90K |
NVIDIA CORPORATIONSOLE | COM | 5.42K | SH | $1.01M 0.36% | 0.00 | 0.00 | 5.42K |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 60.10K | SH | $883.5K 0.31% | 0.00 | 0.00 | 60.10K |
APPLE INCSOLE | COM | 2.94K | SH | $800.1K 0.28% | 0.00 | 0.00 | 2.94K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 24.18K | SH | $727.1K 0.26% | 0.00 | 0.00 | 24.18K |
UNITEDHEALTH GROUP INCSOLE | COM | 2.20K | SH | $726.7K 0.26% | 0.00 | 0.00 | 2.20K |
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