Filed: 10/22/2025ACC: 0002053807-25-000006
📋 What this filing means
SIMS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $276.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
42
Positions
$276.36M
Total AUM (reported)
8.98M
Total Shares
Allocation by class
US LRG CAP ETF$88.59M32.1%
US SML CAP ETF$51.84M18.8%
COM$22.79M8.2%
NASDAQ 100 COVER$18.55M6.7%
US DIVIDEND EQ$17.06M6.2%
S&P 500 COVERED$15.96M5.8%
MULTIFACTR SML$12.95M4.7%
Portfolio Concentration
Top 3$158.98M57.5%
4–10$80.85M29.3%
11–25$29.58M10.7%
Rest$6.95M2.5%
Top 3 weight
57.5%
Top 10 weight
86.8%
Voting Authority Distribution
Total shares with voting rights: 8.98M
Sole
Full voting authority
8.98M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole42
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings42
Rows:
SCHWAB STRATEGIC TR
SOLEShares3.36M
TypeSH
Market value$88.59M
32.06%
Sole
3.36M
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares1.86M
TypeSH
Market value$51.84M
18.76%
Sole
1.86M
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares1.09M
TypeSH
Market value$18.55M
6.71%
Sole
1.09M
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares624.79K
TypeSH
Market value$17.06M
6.17%
Sole
624.79K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares406.62K
TypeSH
Market value$15.96M
5.78%
Sole
406.62K
Shared
0.00
None
0.00
JOHN HANCOCK EXCHANGE TRADED
SOLEShares309.34K
TypeSH
Market value$12.95M
4.68%
Sole
309.34K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares47.14K
TypeSH
Market value$11.65M
4.22%
Sole
47.14K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares405.94K
TypeSH
Market value$9.90M
3.58%
Sole
405.94K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares12.84K
TypeSH
Market value$7.71M
2.79%
Sole
12.84K
Shared
0.00
None
0.00
EATON VANCE TAX-MANAGED BUY-
SOLEShares394.22K
TypeSH
Market value$5.62M
2.03%
Sole
394.22K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
SOLEShares44.39K
TypeSH
Market value$4.35M
1.57%
Sole
44.39K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares12.08K
TypeSH
Market value$3.94M
1.43%
Sole
12.08K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares33.30K
TypeSH
Market value$2.98M
1.08%
Sole
33.30K
Shared
0.00
None
0.00
TESLA INC
SOLEShares5.94K
TypeSH
Market value$2.64M
0.96%
Sole
5.94K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares32.15K
TypeSH
Market value$2.57M
0.93%
Sole
32.15K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares3.81K
TypeSH
Market value$2.33M
0.84%
Sole
3.81K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares2.65K
TypeSH
Market value$1.94M
0.70%
Sole
2.65K
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares57.46K
TypeSH
Market value$1.66M
0.60%
Sole
57.46K
Shared
0.00
None
0.00
EATON VANCE TAX MNGED BUY WR
SOLEShares101.10K
TypeSH
Market value$1.52M
0.55%
Sole
101.10K
Shared
0.00
None
0.00
PURSUIT ATTRACTIONS AND HOSP
SOLEShares37.61K
TypeSH
Market value$1.36M
0.49%
Sole
37.61K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares5.89K
TypeSH
Market value$1.10M
0.40%
Sole
5.89K
Shared
0.00
None
0.00
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares60.10K
TypeSH
Market value$867.8K
0.31%
Sole
60.10K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.54K
TypeSH
Market value$797.6K
0.29%
Sole
1.54K
Shared
0.00
None
0.00
APPLE INC
SOLEShares3.03K
TypeSH
Market value$770.7K
0.28%
Sole
3.03K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares10.14K
TypeSH
Market value$753.8K
0.27%
Sole
10.14K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 3.36M | SH | $88.59M 32.06% | 3.36M | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 1.86M | SH | $51.84M 18.76% | 1.86M | 0.00 | 0.00 |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 1.09M | SH | $18.55M 6.71% | 1.09M | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 624.79K | SH | $17.06M 6.17% | 624.79K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | S&P 500 COVERED | 406.62K | SH | $15.96M 5.78% | 406.62K | 0.00 | 0.00 |
JOHN HANCOCK EXCHANGE TRADEDSOLE | MULTIFACTR SML | 309.34K | SH | $12.95M 4.68% | 309.34K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 47.14K | SH | $11.65M 4.22% | 47.14K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 405.94K | SH | $9.90M 3.58% | 405.94K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 12.84K | SH | $7.71M 2.79% | 12.84K | 0.00 | 0.00 |
EATON VANCE TAX-MANAGED BUY-SOLE | COM | 394.22K | SH | $5.62M 2.03% | 394.22K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCSOLE | COM | 44.39K | SH | $4.35M 1.57% | 44.39K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 12.08K | SH | $3.94M 1.43% | 12.08K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 33.30K | SH | $2.98M 1.08% | 33.30K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 5.94K | SH | $2.64M 0.96% | 5.94K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 32.15K | SH | $2.57M 0.93% | 32.15K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 3.81K | SH | $2.33M 0.84% | 3.81K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 2.65K | SH | $1.94M 0.70% | 2.65K | 0.00 | 0.00 |
CARNIVAL CORPSOLE | UNIT 99/99/9999 | 57.46K | SH | $1.66M 0.60% | 57.46K | 0.00 | 0.00 |
EATON VANCE TAX MNGED BUY WRSOLE | COM | 101.10K | SH | $1.52M 0.55% | 101.10K | 0.00 | 0.00 |
PURSUIT ATTRACTIONS AND HOSPSOLE | COM | 37.61K | SH | $1.36M 0.49% | 37.61K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 5.89K | SH | $1.10M 0.40% | 5.89K | 0.00 | 0.00 |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 60.10K | SH | $867.8K 0.31% | 60.10K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.54K | SH | $797.6K 0.29% | 1.54K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 3.03K | SH | $770.7K 0.28% | 3.03K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 10.14K | SH | $753.8K 0.27% | 10.14K | 0.00 | 0.00 |
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